MICROMEM TECHNOLOGIES FILES 6-K, CONFIRMS 20-F REPORTING
Ticker: MMTIF · Form: 6-K · Filed: Jan 31, 2024 · CIK: 1085921
| Field | Detail |
|---|---|
| Company | Micromem Technologies Inc (MMTIF) |
| Form Type | 6-K |
| Filed Date | Jan 31, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, regulatory-filing, foreign-issuer
TL;DR
**Micromem Technologies just filed a routine 6-K, confirming their standard SEC reporting.**
AI Summary
Micromem Technologies Inc. filed a 6-K report on January 31, 2024, for the period ending October 31, 2023. This filing, signed by Joseph Fuda on January 30, 2024, indicates that the company files annual reports under Form 20-F and is not furnishing information under Rule 12g3-2(b). This matters to investors because it confirms the company's ongoing compliance with SEC reporting requirements, ensuring transparency and access to financial information for shareholders.
Why It Matters
This filing confirms Micromem Technologies Inc.'s adherence to SEC reporting standards, providing investors with assurance that the company continues to disclose information as required for foreign private issuers.
Risk Assessment
Risk Level: low — This is a routine administrative filing that indicates ongoing compliance rather than a specific event that would introduce new risk.
Analyst Insight
A smart investor would note this filing as a routine compliance update, confirming the company's continued adherence to SEC reporting requirements, but it doesn't provide new material information for investment decisions.
Key Players & Entities
- Micromem Technologies Inc. (company) — the registrant filing the 6-K
- Joseph Fuda (person) — signer of the 6-K report
- January 31, 2024 (date) — filing date of the 6-K
- October 31, 2023 (date) — conformed period of report
- January 30, 2024 (date) — date the report was signed
FAQ
What is the purpose of Micromem Technologies Inc.'s 6-K filing?
The 6-K filing serves as a report for a foreign private issuer, indicating that Micromem Technologies Inc. is furnishing information to the SEC pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
Under which form does Micromem Technologies Inc. file its annual reports?
Micromem Technologies Inc. indicates by checkmark that it files its annual reports under cover of Form 20-F, as stated in the filing.
Is Micromem Technologies Inc. furnishing information under Rule 12g3-2(b) with this 6-K?
No, the filing explicitly indicates with an 'X' that the registrant is not furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Who signed the 6-K report on behalf of Micromem Technologies Inc. and when?
The 6-K report was signed by Joseph Fuda on behalf of Micromem Technologies Inc. on January 30, 2024.
How does this 6-K filing relate to previous registration statements?
This report on Form 6-K is incorporated by reference in the registration statement on Form F-3 (Registration No. 333-134309) of Micromem Technologies Inc. and in the prospectus contained therein, becoming a part of such registration statement from its filing date.
Filing Stats: 358 words · 1 min read · ~1 pages · Grade level 11.6 · Accepted 2024-01-30 19:01:02
Filing Documents
- form6k.htm (6-K) — 7KB
- exhibit99-1.htm (EX-99.1) — 664KB
- exhibit99-2.htm (EX-99.2) — 195KB
- exhibit99-3.htm (EX-99.3) — 8KB
- exhibit99-4.htm (EX-99.4) — 8KB
- exhibit99-5.htm (EX-99.5) — 37KB
- exhibit99-6.htm (EX-99.6) — 39KB
- exhibit99-1x001.jpg (GRAPHIC) — 6KB
- exhibit99-1xm001.jpg (GRAPHIC) — 2KB
- exhibit99-1xm003.jpg (GRAPHIC) — 4KB
- exhibit99-1xm004.jpg (GRAPHIC) — 2KB
- 0001062993-24-001624.txt ( ) — 979KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. MICROMEM TECHNOLOGIES INC. By: /s/ Joseph Fuda Date: January 30, 2024 Name: Joseph Fuda Title: Chief Executive Officer Exhibit Index Exhibit Description 99.1 Consolidated Financial Statements for the years ended October 31, 2023, 2022 and 2021 99.2
Management's Discussion and Analysis for the years ended October 31, 2023
Management's Discussion and Analysis for the years ended October 31, 2023 99.3 Form 52-109F1 Certification of Annual Filings Full Certificate - CEO 99.4 Form 52-109F1 Certification of Annual Filings Full Certificate - CFO 99.5 OSC Form 13-502F1 Class 1 and Class 3B Reporting Issuers - Participation Fee 99.6 ASC Form 13-501F1 Class 1 Reporting Issuers and Class 3B Reporting Issuers Participation Fee Management Certification