Morgan Stanley Files 8-K on Operations & Financial Condition
Ticker: MS-PL · Form: 8-K · Filed: Jan 16, 2024 · CIK: 895421
| Field | Detail |
|---|---|
| Company | Morgan Stanley (MS-PL) |
| Form Type | 8-K |
| Filed Date | Jan 16, 2024 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: financial-results, disclosure, operations
TL;DR
**MS just dropped an 8-K with financial results, standard transparency.**
AI Summary
Morgan Stanley filed an 8-K on January 16, 2024, to disclose its results of operations and financial condition, along with Regulation FD Disclosure and financial statements. This filing is a routine update, indicating the company is providing current financial information to the public. For investors, this matters because it signals transparency and provides the latest financial health snapshot, which can influence stock valuation and future investment decisions.
Why It Matters
This filing provides investors with the latest financial information, crucial for assessing Morgan Stanley's performance and making informed investment decisions.
Risk Assessment
Risk Level: low — This 8-K is a routine disclosure of financial results and operations, not indicating any specific new risks.
Analyst Insight
A smart investor would review the detailed financial statements and results of operations that will be included in the full filing to understand Morgan Stanley's current financial health and performance trends.
Key Players & Entities
- Morgan Stanley (company) — the registrant filing the 8-K
- January 16, 2024 (date) — date of earliest event reported and filing date
- Delaware (company) — state of incorporation for Morgan Stanley
- 1-11758 (dollar_amount) — Commission File Number
- 36-3145972 (dollar_amount) — IRS Employer Identification No.
FAQ
What is the purpose of this 8-K filing by Morgan Stanley?
This 8-K filing by Morgan Stanley is to report on 'Results of Operations and Financial Condition', 'Regulation FD Disclosure', and 'Financial Statements and Exhibits' as of January 16, 2024.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on January 16, 2024, which is also the date of the report.
What is Morgan Stanley's state of incorporation according to the filing?
According to the filing, Morgan Stanley's state of incorporation is Delaware.
What is Morgan Stanley's business address listed in the filing?
Morgan Stanley's business address listed in the filing is 1585 Broadway, New York, New York, 10036.
What is the Commission File Number for Morgan Stanley as stated in the 8-K?
The Commission File Number for Morgan Stanley, as stated in the 8-K, is 1-11758.
Filing Stats: 1,207 words · 5 min read · ~4 pages · Grade level 12.1 · Accepted 2024-01-16 08:15:31
Key Financial Figures
- $0.01 — ange on which registered Common Stock, $0.01 par value MS New York Stock Exchang
Filing Documents
- a53881916.htm (8-K) — 64KB
- a53881916_ex991.htm (EX-99.1) — 886KB
- a53881916_ex992.htm (EX-99.2) — 2048KB
- a53881916_ex993.htm (EX-99.3) — 29KB
- a53881916_ex993slide1.jpg (GRAPHIC) — 38KB
- a53881916_ex993slide2.jpg (GRAPHIC) — 187KB
- a53881916_ex993slide3.jpg (GRAPHIC) — 107KB
- a53881916_ex993slide4.jpg (GRAPHIC) — 62KB
- a53881916_ex993slide5.jpg (GRAPHIC) — 77KB
- a53881916_ex993slide6.jpg (GRAPHIC) — 83KB
- a53881916_ex993slide7.jpg (GRAPHIC) — 109KB
- a53881916_ex993slide8.jpg (GRAPHIC) — 70KB
- a53881916_ex993slide9.jpg (GRAPHIC) — 67KB
- a53881916_ex993slide10.jpg (GRAPHIC) — 111KB
- a53881916_ex993slide11.jpg (GRAPHIC) — 186KB
- a53881916_ex993slide12.jpg (GRAPHIC) — 186KB
- header.jpg (GRAPHIC) — 27KB
- mslogo.jpg (GRAPHIC) — 3KB
- prlogo.jpg (GRAPHIC) — 3KB
- 0001157523-24-000060.txt ( ) — 5205KB
- ms-20240116.xsd (EX-101.SCH) — 7KB
- ms-20240116_def.xml (EX-101.DEF) — 23KB
- ms-20240116_lab.xml (EX-101.LAB) — 37KB
- ms-20240116_pre.xml (EX-101.PRE) — 26KB
- a53881916_htm.xml (XML) — 18KB
02
Item 2.02 Results of Operations and Financial Condition. On January 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2023. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter and year ended December 31, 2023 is annexed as Exhibit 99.2 to this Report and by this reference incorporated herein and made a part hereof. The information furnished under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, shall be deemed to be "filed" for purposes of the Securities Exchange Act of 1934, as amended.
01
Item 7.01 Regulation FD Disclosure. On January 16, 2024, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2023 and will hold an investor conference call. Exhibit 99.3 is a copy of a presentation (the "Presentation") to be presented on the conference call, furnished for, and posted on the Company's website. The Presentation is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.3 shall not be deemed to be incorporated by reference into the filings of the Registrant under the Securities Act of 1933, as amended.
01 of
Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.3 hereto) contains forward-looking statements, including the attainment of certain financial and other targets, objectives and goals. Readers are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date on which they are made, which reflect management's current estimates, projections, expectations, assumptions, interpretations or beliefs and which are subject to risks and uncertainties that may cause actual results to differ materially. Morgan Stanley does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking I, Item 1, "Risk Factors" in Part I, Item 1A, "Legal Proceedings" in Part I, Item 3, "Management's Discussion and Analysis of Financial Condition and Results of Operations" in Part II, Item 7 and "Quantitative and Qualitative Disclosures about Risk" in Part II, Item 7A, each of Morgan Stanley's Annual Report on Form 10-K for the year ended December 31, 2022 and other items throughout the Form 10-K, Morgan Stanley's Quarterly Reports on Form 10-Q, Morgan Stanley's Current Reports on Form 8-K, including any amendments thereto, which have been filed with the Securities and Exchange Commission and are available on Morgan Stanley's website at www.morganstanley.com and on the Securities and Exchange Commission's website at www.sec.gov.
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release of the Company, dated January 16, 2024, containing financial information for the quarter and year ended December 31, 2023. 99.2 Financial Data Supplement of the Company for the quarter and year ended December 31, 2023. 99.3 Morgan Stanley Presentation, dated January 16, 2024. 101 Interactive Data Files pursuant to Rule 406 of Regulation S-T formatted in Inline eXtensible Business Reporting Language ("Inline XBRL"). 104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. MORGAN STANLEY (Registrant) Date: January 16, 2024 By: /s/ Raja Akram Name: Raja Akram Title: Deputy Chief Financial Officer