Microsoft 8-K Confirms Registered Securities on NASDAQ

TL;DR

**MSFT filed an 8-K confirming its common stock and specific debt notes are registered and trading on NASDAQ.**

AI Summary

Microsoft Corporation filed an 8-K on January 19, 2024, reporting an event on January 17, 2024, related to its registered securities. The filing specifically mentions its Common Stock ($0.00000625 par value per share), 3.125% Notes due 2028, and 2.625% Notes due 2033, all traded on NASDAQ. This matters to investors because it confirms the active registration and trading status of these key financial instruments, providing transparency on the company's capital structure and debt obligations.

Why It Matters

This filing provides transparency on Microsoft's actively traded securities, including common stock and specific debt notes, which is crucial for investors assessing the company's financial structure.

Risk Assessment

Risk Level: low — This filing is a routine disclosure of registered securities and does not indicate any new financial risks or operational changes.

Analyst Insight

This filing is routine and confirms existing information about Microsoft's registered securities. Investors should use this to verify the trading status of MSFT stock and bonds, but it doesn't suggest immediate action.

Key Numbers

• $0.00000625 — Common Stock Par Value (The par value per share for Microsoft's common stock.)
• 3.125% — Notes Due 2028 Interest Rate (The annual interest rate for Microsoft's notes maturing in 2028.)
• 2.625% — Notes Due 2033 Interest Rate (The annual interest rate for Microsoft's notes maturing in 2033.)

Key Players & Entities

• Microsoft Corporation (company) — the registrant filing the 8-K
• NASDAQ (company) — the exchange where Microsoft's securities are registered
• $0.00000625 (dollar_amount) — par value per share of common stock
• January 17, 2024 (date) — date of earliest event reported
• January 19, 2024 (date) — date the 8-K was filed

Forward-Looking Statements

• Microsoft will continue to maintain its securities registration on NASDAQ. (Microsoft Corporation) — high confidence, target: 2025-01-17

FAQ

Key Financial Figures

• $0.00000625 — ange on which registered Common stock, $0.00000625 par value per share MSFT NASDAQ 3

Filing Documents

• d708866d8k.htm (8-K) — 28KB
• d708866dex991.htm (EX-99.1) — 4KB
• 0001193125-24-011295.txt ( ) — 192KB
• msft-20240117.xsd (EX-101.SCH) — 4KB
• msft-20240117_def.xml (EX-101.DEF) — 13KB
• msft-20240117_lab.xml (EX-101.LAB) — 22KB
• msft-20240117_pre.xml (EX-101.PRE) — 14KB
• d708866d8k_htm.xml (XML) — 7KB

05. Material Cybersecurity Incidents

Item 1.05. Material Cybersecurity Incidents On January 12, 2024, Microsoft (the "Company" or "we") detected that beginning in late November 2023, a nation-state associated threat actor had gained access to and exfiltrated information from a very small percentage of employee email accounts including members of our senior leadership team and employees in our cybersecurity, legal, and other functions, on the basis of preliminary analysis. We were able to remove the threat actor's access to the email accounts on or about January 13, 2024. We are examining the information accessed to determine the impact of the incident. We also continue to investigate the extent of the incident. We have notified and are working with law enforcement. We are also notifying relevant regulatory authorities with respect to unauthorized access to personal information. As of the date of this filing, the incident has not had a material impact on the Company's operations. The Company has not yet determined whether the incident is reasonably likely to materially impact the Company's financial condition or results of operations. This Form 8-K contains forward-looking statements, which are any predictions, projections or other statements about future events based on current expectations and assumptions that are subject to risks and uncertainties, which are described in our filings with the Securities and Exchange Commission. Forward-looking statements speak only as of the date they are made. Readers are cautioned not to put undue reliance on forward-looking statements, and the Company undertakes no duty to update any forward-looking statement to conform the statement to actual results or changes in the Company's expectations.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure On January 19, 2024, the Company posted a blog regarding the incident. A copy of the blog is furnished as Exhibit 99.1 to this report. In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 and Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits: 99.1 Microsoft Blog Post dated January 19, 2024 titled "Microsoft Actions Following Attack by Nation State Actor Midnight Blizzard" 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MICROSOFT CORPORATION (Registrant) Date: January 19, 2024 /s/ Keith R. Dolliver Keith R. Dolliver Corporate Secretary

View Full Filing

View this 8-K filing on SEC EDGAR