MACOM Director Ocampo Reports 22.3% Stake in SC 13G/A Filing
Ticker: MTSI · Form: SC 13G/A · Filed: Jan 23, 2024 · CIK: 1493594
Complexity: simple
Sentiment: bullish
Topics: insider-ownership, director-stake, amendment, corporate-governance
TL;DR
**MACOM director Susan Ocampo still owns a massive 22.3% of the company, showing strong insider commitment.**
AI Summary
Susan M. Ocampo, a director at MACOM Technology Solutions Holdings, Inc. (MTSI), filed an Amendment No. 11 to her Schedule 13G, reporting beneficial ownership of 16,104,354 shares of common stock as of December 31, 2023. This represents 22.3% of the company's outstanding shares, a significant stake primarily held with shared voting and dispositive power. This matters to investors because a director holding such a large percentage, even if shared, indicates strong alignment with the company's long-term success and could influence corporate governance.
Why It Matters
This filing shows a key insider, Susan M. Ocampo, maintains a substantial 22.3% beneficial ownership in MACOM Technology Solutions, signaling continued confidence and potential influence over the company's direction.
Risk Assessment
Risk Level: low — A director maintaining a significant ownership stake generally reduces risk by aligning insider interests with shareholder interests.
Analyst Insight
Investors should view this as a positive signal of strong insider commitment and alignment, potentially indicating long-term stability and confidence in MACOM Technology Solutions. It's worth noting the shared voting power, suggesting a collaborative approach to governance.
Key Numbers
- 16,104,354 — Shares Beneficially Owned (Represents the total shares Susan M. Ocampo has voting or dispositive power over, indicating her significant stake.)
- 22.3% — Percent of Class (This high percentage signifies a substantial ownership stake by a director, suggesting strong alignment with company performance.)
- 16,099,292 — Shared Voting Power (The vast majority of Ocampo's shares are held with shared voting power, indicating collaborative influence.)
Key Players & Entities
- Susan M. Ocampo (person) — Reporting Person, Director at MACOM Technology Solutions Holdings, Inc.
- MACOM Technology Solutions Holdings, Inc. (company) — The Issuer of the securities
- 16,104,354 (dollar_amount) — Aggregate amount of shares beneficially owned by Susan M. Ocampo
- 22.3% (dollar_amount) — Percentage of class represented by Susan M. Ocampo's beneficial ownership
- December 31, 2023 (date) — Date of event requiring the filing of this statement
Forward-Looking Statements
- Susan M. Ocampo will continue to hold a significant stake in MACOM Technology Solutions Holdings, Inc. (Susan M. Ocampo) — high confidence, target: December 31, 2024
- The substantial insider ownership will contribute to stable corporate governance at MACOM Technology Solutions Holdings, Inc. (MACOM Technology Solutions Holdings, Inc.) — medium confidence, target: Ongoing
FAQ
Who is the reporting person in this SC 13G/A filing?
The reporting person is Susan M. Ocampo, identified on Page 2 of the filing.
What is the total number of shares beneficially owned by Susan M. Ocampo as reported in this filing?
Susan M. Ocampo beneficially owns an aggregate of 16,104,354 shares, as stated in Row 9 on Page 2 of the filing.
What percentage of MACOM Technology Solutions Holdings, Inc.'s common stock does Susan M. Ocampo beneficially own?
Susan M. Ocampo beneficially owns 22.3% of the class, as indicated in Row 11 on Page 2 of the filing.
What was the date of the event that required this filing?
The date of the event which required the filing of this statement was December 31, 2023, as noted on the cover page.
Does Susan M. Ocampo primarily hold sole or shared voting power over her beneficially owned shares?
Susan M. Ocampo primarily holds shared voting power over her shares, with 16,099,292 shares having shared voting power compared to only 5,012 with sole voting power, as detailed in Rows 5 and 6 on Page 2.
Filing Stats: 719 words · 3 min read · ~2 pages · Grade level 8.3 · Accepted 2024-01-23 17:13:47
Key Financial Figures
- $0.001 — INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securiti
Filing Documents
- s13ga_011924-macomtech.htm (SC 13G/A) — 31KB
- 0000904454-24-000046.txt ( ) — 32KB
(a). Name of Persons Filing
Item 2(a). Name of Persons Filing Susan M. Ocampo
Ownership
Item 4. Ownership As of December 31, 2023, the Reporting Person beneficially owned the aggregate number of shares of Common Stock and percentage of the total Common Stock outstanding set forth below: (a) Amount beneficially owned: 16,104,354 shares (1) (b) Percent of class: 22.3% (2) (c) Number of shares as to which the person has: (i): Sole power to vote or to direct the vote 5,012 shares (ii) Shared power to vote or to direct the vote: 16,099,292 shares (iii) Sole power to dispose or to direct the disposition of: 5,012 shares (iv) Shared power to dispose or to direct the disposition of: 16,099,292 shares (1) Consists of (x) 5,012 shares directly held by Susan M. Ocampo and (y) (i) 8,111,611 shares held by Susan M. Ocampo as trustee of the Ocampo Family Trust and (ii) an aggregate of 7,987,681 shares held by Susan M. Ocampo as trustee of trusts for the benefit of her children (collectively, the “Trusts”). Susan M. Ocampo is the trustee of each of the Trusts and has voting and dispositive power over the shares held by the Trusts. (2) Based on 72,088,134 shares of Common Stock outstanding as of December 31, 2023, as provided to the Reporting Person by the Issuer. CUSIP No. 55405Y100 Page 4
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. January 23, 2024 (Date) /s/ Susan M. Ocampo Susan M. Ocampo