NOCERA Confirms Nasdaq Listing (NCRA), Updates Taiwan HQ Address

TL;DR

**NOCERA (NCRA) confirms Nasdaq listing and new Taiwan HQ.**

AI Summary

NOCERA, INC. filed an 8-K on January 10, 2024, reporting that its Common Stock, with a par value of $0.001 per share, is registered on The Nasdaq Stock Market LLC under the trading symbol NCRA. This filing confirms the company's listing status and provides updated contact information, including a new principal executive office address in New Taipei City, Taiwan. This matters to investors because it reaffirms the company's compliance with exchange requirements and provides transparency regarding its operational base, which can influence investor confidence and accessibility to company information.

Why It Matters

This filing confirms NOCERA's continued listing on Nasdaq, which is crucial for liquidity and investor access, and updates its principal executive office, providing clarity on its operational center.

Risk Assessment

Risk Level: low — This filing is primarily informational, confirming existing facts and providing updates that do not inherently introduce new risks.

Analyst Insight

An investor should note the updated contact information and confirm the continued Nasdaq listing, which provides stability regarding the stock's trading venue. No immediate action is suggested by this purely informational filing.

Key Numbers

• $0.001 — par value per share (This is the stated par value for NOCERA's Common Stock.)

Key Players & Entities

• NOCERA, INC. (company) — the registrant filing the 8-K
• Nasdaq Stock Market LLC (company) — the exchange where NOCERA's stock is registered
• NCRA (company) — NOCERA's trading symbol
• $0.001 (dollar_amount) — par value per share of Common Stock
• January 4, 2024 (date) — date of earliest event reported
• January 10, 2024 (date) — date the 8-K was filed
• New Taipei City Taiwan 221 (company) — new principal executive offices address

Forward-Looking Statements

• NOCERA, INC. will continue to maintain its listing on The Nasdaq Stock Market LLC. (NOCERA, INC.) — high confidence, target: Ongoing

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share NCRA The Nasdaq Stock Mark
• $20,000 — 0 day period. The Company pays Mr. Chen $20,000 per year and issued Mr. Chen a total of
• $1.50 — lue $0.001 per share, of the Company at $1.50 per share, of which shall vest biannual

Filing Documents

• nocera_8k.htm (8-K) — 36KB
• nocera_ex1001.htm (EX-10.2) — 58KB
• nocera_ex9901.htm (EX-99.1) — 8KB
• image_001.jpg (GRAPHIC) — 5KB
• 0001683168-24-000175.txt ( ) — 298KB
• ncra-20240104.xsd (EX-101.SCH) — 3KB
• ncra-20240104_lab.xml (EX-101.LAB) — 33KB
• ncra-20240104_pre.xml (EX-101.PRE) — 22KB
• nocera_8k_htm.xml (XML) — 3KB

02 Departure of Directors or Certain

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) On January 4, 2024, Ruan Hong ("Howard") Wen, Chief Operating Officer of the Company, notified the Company of his intent to resign effective January 4, 2024. (c) On January 4, 2024, the Board of Directors of the Company (the "Board") appointed Feng-Hua ("Howard") Chen as the Company's Chief Operating Officer, effective as of January 5, 2024. Feng-Hua ("Howard") Chen , age 59, is a results-oriented executive management professional with over 30 years of experience in the financial markets. He is experienced in diverse areas such as Consumer Banking, Asia Business Development and New Strategies, demonstrating strong skills in team building, project management, compliance and cross-sales, with a focus on continuous improvement and business expansion. Mr. Chen was an Executive Director at Rongzhou Construction Co., Ltd. From September 2021 until January 2024, where he, among other things, was involved in the planning and financing of construction projects, the planning and acquisition of land and the execution of sales. Prior to that position, he was a Vice President at Entie Commercial Bank Co. from 2008-2021, Asia Pacific Regional Business Development Director at CIT Group Taiwan from 2005-2008, Sales Director at Taipei Financial & Leasing Co. from 2004-2005, and a Sales Manager at Far Eastern Group from 2000-2004. He attended the University of Leicester earning an MBA degree in 1989. The Company and Mr. Chen entered into an Employment Agreement dated as of January 5, 2024 (the "Chen Employment Agreement"). The term of the Chen Employment Agreement is for two years and at the end of such term, is automatically renewable on a month-to-month basis unless either party provides notice to terminate to the other within 30 days of the end of the term. During the term and one year after the end of the term, Mr. C

01 Other Events

Item 8.01 Other Events. On January 9, 2024, the Company issued a press release announcing the appointment of Mr. Chen as the Chief Operating Officer of the Company. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. 2

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. Exhibit Description 10.1 Employment Agreement dated as of January 5, 2024, by and between Nocera, Inc. and Feng-Hua ("Howard") Chen. 99.1 Press Release dated as of January 9, 2024 . 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) * Incorporated by reference to the Current Report on Form 8-K filed on June 7, 2023. 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NOCERA, INC. Date: January 10, 2024 By: /s/ Shun-Chih (Jimmy) Chuang Name: Shun-Chih (Jimmy) Chuang Title: Chief Financial Officer 4

View Full Filing

View this 8-K filing on SEC EDGAR