Netlist INC (NLST) — SEC Filings

Overview

Netlist INC (NLST) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a S filed on Apr 8, 2026: Netlist Inc. filed an S-8 POS form on April 8, 2026, registering an unspecified number of securities to be offered under its employee benefit plans. This filing indicates the company's intention to grant or sell shares to employees as part of compensation or incentive programs. The filing does not s

Sentiment Summary

Across 33 filings, the sentiment breakdown is: 1 bearish, 31 neutral, 1 mixed. The dominant filing sentiment for Netlist INC is neutral.

Filing Type Overview

Netlist INC (NLST) has filed 1 4, 2 S, 1 S-8, 6 10-Q, 17 8-K, 1 8-K/A, 1 DEFA14A, 2 DEF 14A, 2 10-K with the SEC between Feb 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (33)

• 4 Filing — 4 · Apr 25, 2026
• Netlist Inc. Files S-8 POS for Employee Stock Plans — S · Apr 8, 2026 Risk: low
  Netlist Inc. filed an S-8 POS form on April 8, 2026, registering an unspecified number of securities to be offered under its employee benefit plans. This filing
• S Filing — S · Apr 8, 2026
• S-8 Filing — S-8 · Apr 8, 2026
• Netlist Narrows Q3 Loss Amid Sales Growth, Bolsters Liquidity — 10-Q · Nov 12, 2025 Risk: high
  Netlist Inc. reported net sales of $42.234 million for the three months ended September 27, 2025, an increase from $40.186 million in the prior year period. How
• 8-K Filing — 8-K · Nov 6, 2025
• Netlist Inc. Files 8-K with Material Agreements — 8-K · Oct 7, 2025 Risk: medium
  Netlist, Inc. filed an 8-K on October 7, 2025, reporting on events that occurred on October 6, 2025. The filing indicates a material definitive agreement, modif
• Netlist Inc. Files 8-K/A Amendment — 8-K/A · Sep 25, 2025 Risk: medium
  Netlist, Inc. filed an amendment (8-K/A) on September 25, 2025, to its report originally dated September 9, 2025. This amendment pertains to the departure of di
• Netlist Inc. Adjourns Annual Meeting to Sept 24, 2025 — DEFA14A · Sep 15, 2025 Risk: low
  Netlist, Inc. has adjourned its Annual Meeting of Stockholders to September 24, 2025. The company is filing a Definitive Proxy Statement (DEFA14A) to provide sh
• Netlist Inc. Files 8-K: Director Changes, Officer Appointments, Shareholder Votes — 8-K · Sep 11, 2025 Risk: medium
  Netlist, Inc. filed an 8-K on September 11, 2025, reporting events as of September 9, 2025. The filing indicates a departure of directors or certain officers, e
• Netlist's Q2 Loss Widens to $292M Amid Capital Raises — 10-Q · Aug 12, 2025 Risk: high
  NETLIST INC reported a net loss of $292.45 million for the three months ended June 28, 2025, a significant increase from the $271.99 million net loss for the th
• Netlist Inc. Files 8-K on Financials — 8-K · Aug 7, 2025 Risk: low
  Netlist, Inc. filed an 8-K on August 7, 2025, reporting on its results of operations and financial condition, and filing financial statements and exhibits. The
• Netlist Details Executive Equity Awards, Compensation Structures — DEF 14A · Jul 24, 2025 Risk: medium
  NETLIST INC's DEF 14A filing, dated July 24, 2025, primarily details executive compensation and equity award information for the fiscal years ending December 28
• Netlist Inc. Files 8-K: Director/Officer Changes & Exhibits — 8-K · Jun 26, 2025 Risk: low
  On June 20, 2025, NETLIST, INC. filed an 8-K report detailing changes in its board of directors and executive officers, as well as updates to compensatory arran
• NETLIST INC Files 8-K: Material Agreement, Other Events — 8-K · Jun 24, 2025 Risk: medium
  On June 24, 2025, NETLIST INC filed an 8-K report detailing a material definitive agreement. The filing also includes other events and financial statements and
• Netlist Inc. 10-Q: Assets and Liabilities Nearly Balanced — 10-Q · May 13, 2025 Risk: medium
  Netlist Inc. filed its 10-Q for the period ending March 29, 2025. The company reported total assets of $272.4 million and total liabilities of $272.0 million fo
• Netlist Inc. Files 8-K on Financials — 8-K · May 6, 2025 Risk: low
  On May 6, 2025, NETLIST, INC. filed an 8-K report detailing its financial condition and results of operations. The filing includes financial statements and exhi
• Netlist Inc. Files 2024 10-K: Assets & Liabilities Detailed — 10-K · Mar 28, 2025 Risk: medium
  Netlist Inc. filed its 2024 10-K report on March 28, 2025, detailing its financial performance for the fiscal year ending December 28, 2024. The company reporte
• NETLIST, INC. Files 8-K on Financials — 8-K · Mar 27, 2025 Risk: low
  On March 27, 2025, NETLIST, INC. filed an 8-K report. The filing primarily concerns the company's results of operations and financial condition, as well as fina
• Netlist Inc. Files 8-K on Material Agreement and Financials — 8-K · Mar 14, 2025 Risk: medium
  Netlist, Inc. filed an 8-K on March 14, 2025, reporting on events that occurred on March 13, 2025. The filing indicates an entry into a material definitive agre
• Netlist Inc. Q3 2024: Assets $258M, Liabilities $253M — 10-Q · Nov 7, 2024 Risk: medium
  Netlist Inc. reported its Q3 2024 results, with total assets reaching $258.03 million and total liabilities at $253.59 million as of September 28, 2024. The com
• Netlist Inc. Files 8-K on Financials — 8-K · Oct 29, 2024 Risk: low
  Netlist, Inc. filed an 8-K on October 29, 2024, reporting on its results of operations and financial condition, as well as filing financial statements and exhib
• NETLIST, INC. Files 8-K: Material Agreement, Financials — 8-K · Oct 11, 2024 Risk: medium
  On October 11, 2024, NETLIST, INC. filed an 8-K report detailing a material definitive agreement. The filing also covers results of operations and financial con
• Netlist Inc. Files 8-K on Shareholder Vote Matters — 8-K · Aug 16, 2024 Risk: low
  Netlist, Inc. filed an 8-K on August 16, 2024, reporting on a submission of matters to a vote of security holders that occurred on August 14, 2024. The filing d
• Netlist Inc. Q2 2024: Assets Rise, Financial Details Revealed — 10-Q · Aug 6, 2024 Risk: medium
  Netlist Inc. reported its Q2 2024 results for the period ending June 29, 2024. The company's total assets were $256.6 million, a slight increase from $240.4 mil
• Netlist Inc. Files 8-K on Financials — 8-K · Jul 30, 2024 Risk: low
  Netlist, Inc. filed an 8-K on July 30, 2024, reporting on its results of operations and financial condition. The filing includes financial statements and exhibi
• Netlist Inc. DEF 14A Filing Details 2023 Executive Compensation — DEF 14A · Jun 28, 2024 Risk: medium
  Netlist Inc. filed a DEF 14A on June 28, 2024, for the fiscal year ending December 28, 2023. The filing details executive compensation and other corporate gover
• Netlist Settles Patent Dispute with SK hynix for $30M — 8-K · Jun 18, 2024 Risk: medium
  Netlist, Inc. announced on June 13, 2024, that it has entered into a settlement agreement with SK hynix Inc. to resolve all outstanding patent litigation. The a
• Netlist Inc. Files 10-Q for Period Ending March 30, 2024 — 10-Q · May 6, 2024 Risk: medium
  NETLIST INC (NLST) filed a Quarterly Report (10-Q) with the SEC on May 6, 2024. Netlist Inc. reported financial results for the period ending March 30, 2024. Th
• NETLIST, INC. Files 8-K for Financial Reporting — 8-K · Apr 25, 2024 Risk: low
  On April 25, 2024, NETLIST, INC. filed an 8-K report detailing its financial condition and results of operations. The filing includes financial statements and e
• Netlist Inc. Files 8-K: Material Definitive Agreement — 8-K · Apr 17, 2024 Risk: medium
  On April 17, 2024, Netlist, Inc. filed an 8-K report detailing a material definitive agreement. The filing indicates modifications to the rights of security hol
• Netlist Inc. Files 2023 Annual Report on Form 10-K — 10-K · Feb 23, 2024 Risk: medium
  NETLIST INC (NLST) filed a Annual Report (10-K) with the SEC on February 23, 2024. Netlist Inc. filed its annual report for the fiscal year ending December 30,
• NETLIST Files 8-K on Financial Results and Operations — 8-K · Feb 13, 2024 Risk: low
  NETLIST, INC. filed an 8-K on February 13, 2024, reporting on its Results of Operations and Financial Condition, and including Financial Statements and Exhibits

Risk Profile

Risk Assessment: Of NLST's 29 recent filings, 2 were flagged as high-risk, 16 as medium-risk, and 11 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Key financial metrics from Netlist INC's most recent 10-Q filing (Nov 12, 2025):

• Revenue: $42.234M
• Net Income: ($7.010M)
• EPS: N/A
• Debt-to-Equity: N/A
• Cash Position: $10.544M
• Operating Margin: -16.9%
• Total Assets: $56.343M
• Total Debt: $69.635M

Key Executives

• Chun K. Hong
• PeoMember
• NonPeoNeoMember

Industry Context

Netlist operates in the memory solutions market, a highly competitive and rapidly evolving sector. The industry is characterized by intense price competition, rapid technological advancements, and significant R&D investment. Companies like Netlist often face challenges related to intellectual property disputes and the need for continuous innovation to stay relevant against larger, established players and agile competitors.

Top Tags

material-agreement (5) · corporate-governance (5) · financials (5) · 8-k (4) · financial-reporting (4) · Semiconductors (3) · balance-sheet (3) · financial-condition (3) · filing (3) · Net Loss (2)

Key Numbers

• Net Sales (Q3 2025): $42.234M — Increased from $40.186M in Q3 2024, showing revenue growth.
• Net Loss (Q3 2025): ($7.010M) — Improved from ($9.405M) in Q3 2024, indicating a narrower loss.
• Gross Profit (Q3 2025): $1.838M — Increased from $1.142M in Q3 2024, reflecting better margins.
• Total Operating Expenses (Q3 2025): $8.988M — Decreased from $10.797M in Q3 2024, driven by lower legal fees.
• Intellectual Property Legal Fees (9M 2025): $15.542M — Significantly reduced from $28.403M in 9M 2024, impacting overall expenses.
• Cash and Cash Equivalents (Sept 27, 2025): $10.544M — Decreased from $22.507M at Dec 28, 2024, highlighting cash burn.
• Inventories (Sept 27, 2025): $17.565M — Increased substantially from $2.744M at Dec 28, 2024, potentially indicating future sales or inventory management issues.
• Deferred Revenue (Sept 27, 2025): $26.974M — Massive increase from $40K at Dec 28, 2024, suggesting significant upfront payments for future services/products.
• Net Proceeds from October 2025 Offering: $9.1M — New capital infusion to support operations.
• Net Proceeds from June 2025 Offering: $11.3M — Additional capital infusion, including $3.0M from CEO Chun K. Hong.
• Net Loss: $292.45M — Increased from $271.99M in Q2 2024, indicating worsening financial performance.
• Prior Year Net Loss: $271.99M — Compared to current quarter's $292.45M net loss, showing a significant increase in losses.
• Period End Date: 2025-06-28 — The end of the reporting period for the Q2 2025 financial results.
• Warrant Amendment Date: 2025-06-24 — Date of a significant financial event related to capital structure.
• Filing Date: 2025-07-24 — Date the DEF 14A was filed with the SEC

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