Netlist Inc. Files 8-K on Shareholder Vote Matters
Ticker: NLST · Form: 8-K · Filed: Aug 16, 2024 · CIK: 1282631
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, filing-update
Related Tickers: NLST
TL;DR
Netlist (NLST) filed an 8-K for a shareholder vote on Aug 14th. Details on Irvine HQ.
AI Summary
Netlist, Inc. filed an 8-K on August 16, 2024, reporting on a submission of matters to a vote of security holders that occurred on August 14, 2024. The filing details the company's principal executive offices located at 111 Academy, Suite 100, Irvine, California, 92617, and its telephone number.
Why It Matters
This filing indicates a formal process where Netlist, Inc. is seeking or has sought approval from its shareholders on specific corporate actions, which could impact the company's governance and strategic direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of a shareholder vote, not indicating any immediate financial distress or significant operational change.
Key Players & Entities
- NETLIST, INC. (company) — Registrant
- August 14, 2024 (date) — Date of earliest event reported
- August 16, 2024 (date) — Date of Report
- 111 Academy, Suite 100, Irvine, California, 92617 (location) — Principal executive offices
- 949-435-0025 (phone_number) — Registrant's telephone number
FAQ
What specific matters were submitted for a vote of security holders?
The filing states that it is a 'Submission of Matters to a Vote of Security Holders' but does not detail the specific matters in the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on August 14, 2024.
What is the principal executive office address for Netlist, Inc.?
The principal executive offices are located at 111 Academy, Suite 100, Irvine, California, 92617.
What is the Commission File Number for Netlist, Inc.?
The Commission File Number for Netlist, Inc. is 001-33170.
What is the IRS Employer Identification Number for Netlist, Inc.?
The IRS Employer Identification Number for Netlist, Inc. is 95-4812784.
Filing Stats: 556 words · 2 min read · ~2 pages · Grade level 11 · Accepted 2024-08-16 17:00:10
Key Financial Figures
- $0.001 — ch registered Common stock, par value $0.001 per share NLST None Indicate by c
Filing Documents
- tm2421758d1_8k.htm (8-K) — 29KB
- tm2421758_8kimf001.jpg (GRAPHIC) — 9KB
- 0001104659-24-090553.txt ( ) — 222KB
- tmb-20240814.xsd (EX-101.SCH) — 3KB
- tmb-20240814_lab.xml (EX-101.LAB) — 33KB
- tmb-20240814_pre.xml (EX-101.PRE) — 22KB
- tm2421758d1_8k_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On August 14, 2024, Netlist, Inc. (the "Company"), held its 2024 Annual Meeting of Stockholders (the "Annual Meeting") in Irvine, California. At the Annual Meeting, the Company's stockholders voted on the following two proposals and cast their votes as described below. 1. Election of one Director. The Company's stockholders voted on the election of one director nominee to the Board of Directors, to serve until the next annual meeting or until his successor is duly elected or appointed and qualified. Director For Withheld Broker Non-Votes Chun K. Hong 44,107,949 2,565,259 92,273,310 Based on the votes set forth above, Mr. Chun K. Hong was duly elected to serve until the Company's 2025 Annual Meeting of Stockholders or until his successor is duly elected or appointed and qualified. 2. Ratification of Appointment of Independent Registered Public Accounting Firm. The Company's stockholders voted on the ratification of the appointment of Macias Gini & O'Connell LLP as the Company's independent registered public accounting firm for the fiscal year 2024. For Against Abstain Broker Non-Votes 135,311,084 1,532,532 2,102,902 — Based on the votes set forth above, the stockholders ratified the appointment of Macias Gini & O'Connell LLP as the Company's independent registered public accounting firm for the Company's 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NETLIST, INC. Date: August 16, 2024 By: /s/ Gail M. Sasaki Gail M. Sasaki Executive Vice President and Chief Financial Officer 3