National Grid 6-K: Foreign Issuer Status Confirmed, Total Voting Rights Update

TL;DR

**National Grid's 6-K confirms foreign issuer status and points to a recent 'Total Voting Rights' update.**

AI Summary

National Grid plc, a natural gas transmission company, filed a 6-K on January 2, 2024, reporting information as of December 29, 2023. This filing indicates that the company is a foreign private issuer and files annual reports under Form 20-F. It also references an announcement sent to the London Stock Exchange on December 1, 2023, regarding 'Total Voting Rights.' This matters to investors as it confirms National Grid's compliance with SEC reporting for foreign companies and points to a separate, potentially significant announcement about its voting shares, which could impact shareholder control or dividend policies.

Why It Matters

This filing confirms National Grid's regulatory compliance as a foreign private issuer and highlights a recent 'Total Voting Rights' announcement, which could signal changes in shareholder influence or capital structure.

Risk Assessment

Risk Level: low — This filing is primarily administrative, confirming regulatory status and referencing a prior announcement, posing minimal direct risk.

Analyst Insight

An investor should review the referenced 'Total Voting Rights' announcement from December 1, 2023, to understand any potential implications for shareholder structure or control, as this 6-K primarily serves as a regulatory update.

Key Players & Entities

• NATIONAL GRID PLC (company) — the registrant filing the 6-K
• London Stock Exchange (company) — where an announcement regarding 'Total Voting Rights' was sent
• December 29, 2023 (date) — the date of the report
• January 2, 2024 (date) — the filing date of the 6-K
• December 1, 2023 (date) — the date of the 'Total Voting Rights' announcement

Forward-Looking Statements

• National Grid will continue to file annual reports under Form 20-F. (NATIONAL GRID PLC) — high confidence, target: 2025-03-31
• Further details regarding the 'Total Voting Rights' announcement will be made public. (NATIONAL GRID PLC) — medium confidence, target: 2024-06-30

FAQ

Filing Documents

• nationalgridplc-decemberb.htm (6-K) — 136KB
• 0001654954-24-000045.txt ( ) — 137KB

From the Filing

FILING nationalgridplc-decemberb       UNITED STATES   SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 6-K     REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934   Date: 29 December 2023   Commission File Number: 001-14958       NATIONAL GRID plc   (Translation of registrant’s name into English)   England and Wales   (Jurisdiction of Incorporation)        1-3 Strand, London, WC2N 5EH, United Kingdom (Address of principal executive office)       Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.   ☒   Form 20-F       ☐   Form 40-F   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ☐   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ☐   Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.   ☐   Yes     ☒   No   If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a               EXHIBIT INDEX   Exhibit No.   Description   991.   Exhibit 99.1 Announcement sent to the London Stock Exchange on 01 December 2023 —Total Voting Rights 99.2   Exhibit 99.2 Announcement sent to the London Stock Exchange on 08 December 2023 — Director/PDMR Shareholding 99.3   Exhibit 99.3 Announcement sent to the London Stock Exchange on 11 December 2023 — Board Change     Exhibit 99.1     1 December 2023    National Grid plc ('National Grid' or 'Company')   Voting Rights update       National Grid's registered capital as of 30 November 2023 consisted of 3,935,660,942 ordinary shares, of which, 247,469,295 were held as treasury shares; leaving a balance of 3,688,191,647 with voting rights.   The figure of 3,688,191,647 may be used by shareholders as the denominator for the calculations by which they will determine if they are required   to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.       Pritti Patel General Counsel, Corporate and Deputy Company Secretary     Exhibit 99.2     8 December 2023   National Grid plc ('National Grid' or 'Company')   Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')     This announcement is made in accordance with Article 19   of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs.      In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.   1   Details of the person discharging managerial responsibilities / person closely associated   a)   Name   Andy Agg   2   Reason for the notification   a)   Position/status   Chief Financial Officer   b)   Initial notification /Amendment   Initial notification   3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor   a)   Name   National Grid plc   b)   LEI   8R95QZMKZLJX5Q2XR704   4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted   a)   Description of the financial instrument, type of instrument   Identification code   Ordinary shares of 12 204/473p each   GB00BDR05C01 b)   Nature of the transaction   Monthly purchase of securities ("partnership shares") under the Share Incentive Plan c)   Price(s) and volume(s)     Price(s) Volume(s) GBP 10.6386 14 d)   Aggregated information

View Full Filing

View this 6-K filing on SEC EDGAR