NATIONAL GRID PLC Files 6-K, Confirms Foreign Private Issuer Status

TL;DR

**National Grid just filed a routine 6-K, confirming its foreign private issuer status.**

AI Summary

National Grid PLC, a natural gas transmission company, filed a Form 6-K on January 31, 2024, indicating it is a foreign private issuer. This filing confirms the company's ongoing compliance with SEC reporting requirements, specifically under Form 20-F. For investors, this matters because it signals that National Grid is maintaining its transparency and regulatory obligations, which is crucial for investor confidence and market stability.

Why It Matters

This filing confirms National Grid PLC's continued adherence to U.S. regulatory standards as a foreign private issuer, providing transparency and reassuring investors about its operational compliance.

Risk Assessment

Risk Level: low — This 6-K filing is a routine administrative update and does not contain any new material information that would significantly alter the company's risk profile.

Analyst Insight

This is a routine administrative filing. Investors should note the company's continued compliance but look for more substantive filings (like earnings reports or material event disclosures) for actionable insights.

Key Players & Entities

• NATIONAL GRID PLC (company) — the registrant filing the 6-K
• SEC (company) — the regulatory body receiving the filing
• England and Wales (location) — jurisdiction of incorporation for National Grid PLC

FAQ

Filing Documents

• a01januarybatchfiling-202.htm (6-K) — 194KB
• 0001654954-24-001091.txt ( ) — 196KB

From the Filing

FILING a01januarybatchfiling-202 CORPORATE         UNITED STATES   SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 6-K     REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934   Date: 31 January 2024   Commission File Number: 001-14958       NATIONAL GRID plc   (Translation of registrant’s name into English)   England and Wales   (Jurisdiction of Incorporation)        1-3 Strand, London, WC2N 5EH, United Kingdom (Address of principal executive office)       Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.   ☒   Form 20-F       ☐   Form 40-F   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ☐   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ☐   Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.   ☐   Yes     ☒   No   If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a                       EXHIBIT INDEX   Exhibit No.     Description     99.1   Exhibit 99.1 Announcement sent to the London Stock Exchange on 02 January 2024   — Total Voting Rights 99.2   Exhibit 99.2 Announcement sent to the London Stock Exchange on 09 January 2024   — Director/PDMR Shareholding 99.3   Exhibit 99.3 Announcement sent to the London Stock Exchange on 12 January 2024   —Director/PDMR Shareholding     Exhibit 99.1   2 January 2024     National Grid plc ('National Grid' or 'Company')   Voting Rights update     National Grid's registered capital as of 31 December 2023 consisted of 3,935,660,942 ordinary shares, of which, 247,453,059 were held as treasury shares; leaving a balance of 3,688,207,883 with voting rights.   The figure of 3,688,207,883 may be used by shareholders as the denominator for the calculations by which they will determine if they are required   to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.   Pritti Patel Deputy Company Secretary and General Counsel, Corporate       Exhibit 99.2   9 January 2024   National Grid plc ('National Grid' or 'Company')   Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')     This announcement is made in accordance with Article 19   of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs.    In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.   1   Details of the person discharging managerial responsibilities / person closely associated   a)   Name   Andy Agg   2   Reason for the notification   a)   Position/status   Chief Financial Officer   b)   Initial notification /Amendment   Initial notification   3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor   a)   Name   National Grid plc   b)   LEI   8R95QZMKZLJX5Q2XR704   4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted   a)   Description of the financial instrument, type of instrument   Identification code   Ordinary shares of 12 204/473p each   GB00BDR05C01 b)   Nature of the transaction   Monthly purchase of securities ("partnership shares") under the Share Incentive Plan c)   Price(s) and volume(s)     Price(s)   Vo

View Full Filing

View this 6-K filing on SEC EDGAR