National Grid plc Files 6-K Report
Ticker: NMPWP · Form: 6-K · Filed: Nov 25, 2024 · CIK: 1004315
Sentiment: neutral
Topics: sec-filing, foreign-private-issuer, reporting-obligation
Related Tickers: NGG
TL;DR
National Grid plc (NGG) filed a 6-K, confirming its foreign private issuer status and 20-F filing requirement.
AI Summary
National Grid plc filed a Form 6-K on November 25, 2024, reporting its status as a foreign private issuer. The company, incorporated in England and Wales, maintains its principal executive office at 1-3 Strand, London, WC2N 5EH, United Kingdom. National Grid plc is required to file annual reports under Form 20-F.
Why It Matters
This filing confirms National Grid plc's ongoing reporting obligations as a foreign private issuer with the SEC, providing transparency for investors.
Risk Assessment
Risk Level: low — This is a routine administrative filing confirming reporting status and does not contain new financial or operational information.
Key Players & Entities
- NATIONAL GRID plc (company) — Filer
- England and Wales (jurisdiction) — Jurisdiction of Incorporation
- 1-3 Strand, London, WC2N 5EH, United Kingdom (address) — Principal executive office
- Form 6-K (document) — Filing type
- Form 20-F (document) — Annual report requirement
FAQ
What is the primary purpose of this Form 6-K filing by National Grid plc?
The primary purpose is to report its status as a foreign private issuer and confirm its requirement to file annual reports under Form 20-F.
Where is National Grid plc's principal executive office located?
National Grid plc's principal executive office is located at 1-3 Strand, London, WC2N 5EH, United Kingdom.
Under which act is this Form 6-K filed?
This Form 6-K is filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934.
What is the filing date of this report?
The filing date of this report is November 25, 2024.
Does National Grid plc file annual reports under Form 40-F?
No, the filing indicates that National Grid plc files annual reports under Form 20-F, not Form 40-F.
Filing Stats: 1,288 words · 5 min read · ~4 pages · Grade level 8.3 · Accepted 2024-11-25 13:16:22
Filing Documents
- a5754n.htm (6-K) — 118KB
- 0001654954-24-014870.txt ( ) — 119KB
From the Filing
(S) IN COMPANY a5754n       UNITED STATES   SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 6-K     REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934   Date: 25 November 2024   Commission File Number: 001-14958       NATIONAL GRID plc   (Translation of registrant’s name into English)   England and Wales   (Jurisdiction of Incorporation)        1-3 Strand, London, WC2N 5EH, United Kingdom (Address of principal executive office)       Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.   ☒   Form 20-F       ☐   Form 40-F   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ☐   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ☐   Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.   ☐   Yes     ☒   No   If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a             EXHIBIT INDEX   Exhibit No.   Description   99.1   Exhibit 99.1 Announcement sent to the London Stock Exchange on 25 November 2024   — Holding(s) in Company     Exhibit 99.1   25   November 2024   National Grid plc ('National Grid' or 'Company')   Notification of Major Interest in National Grid Ordinary Shares   National Grid has received a notification on Form TR-1 from UBS Group AG that its total interest in National Grid voting ordinary shares is as shown below.     TR-1: Standard form for notification of major holdings   1. Issuer Details   ISIN GB00BDR05C01   Issuer Name NATIONAL GRID PLC   UK or Non-UK Issuer UK   2. Reason for Notification An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments   3. Details of person subject to the notification obligation   Name UBS Group AG - Investment Bank & Global Wealth Management   London   Country of registered office (if applicable) United Kingdom   4. Details of the shareholder Name Country of registered office UBS AG   London   United Kingdom     5. Date on which the threshold was crossed or reached 20-Nov-2024   6. Date on which Issuer notified 22-Nov-2024   7. Total positions of person(s) subject to the notification obligation   % of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer Resulting situation on the date on which threshold was crossed or reached   4.802713   0.267859   5.070572   247750547   Position of previous notification (if applicable)   0.000000   0.000000   0.000000       8. Notified details of the resulting situation on the date on which the threshold was crossed or reached   8A. Voting rights attached to shares   Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1) GB00BDR05C01     234662791     4.802713   Sub Total 8.A 234662791   4.802713%     8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))   Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights Right to Recall of Lent shares     At any time   82390   0.001686   Right to Recall of Lent Depositary Receipts (US6362744095)     At any time   1034285   0.021168   Depositary Receipts (US6362744095)     At any time   52910   0.001083 &#x