National Grid plc Files Routine 6-K Report

Ticker: NMPWP · Form: 6-K · Filed: Nov 29, 2024 · CIK: 1004315

Sentiment: neutral

Topics: sec-filing, routine-report, foreign-private-issuer

TL;DR

National Grid filed a 6-K, just confirming they're a foreign private issuer. No new info.

AI Summary

National Grid plc, a UK-based energy company, filed a Form 6-K on November 29, 2024. This report is a routine filing for foreign private issuers and does not contain specific financial or operational updates beyond confirming its status and providing basic company information. The filing references its principal executive office at 1-3 Strand, London, WC2N 5EH, United Kingdom.

Why It Matters

This filing serves as a standard notification to the SEC for foreign private issuers, ensuring ongoing compliance with US securities regulations.

Risk Assessment

Risk Level: low — This is a routine administrative filing with no new material financial or operational information that would typically impact risk.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information which the registrant may be required to disclose or make public pursuant to the laws of its home country or to distribute or make public a press release.

When was this Form 6-K filed?

This Form 6-K was filed on November 29, 2024.

What is the principal executive office address for National Grid plc?

The principal executive office address for National Grid plc is 1-3 Strand, London, WC2N 5EH, United Kingdom.

Does National Grid plc file its annual reports under Form 20-F or Form 40-F?

National Grid plc indicates it files its annual reports under cover of Form 20-F.

What is the SEC file number for National Grid plc?

The SEC file number for National Grid plc is 001-14958.

Filing Stats: 1,236 words · 5 min read · ~4 pages · Grade level 10.3 · Accepted 2024-11-29 07:18:04

Filing Documents

From the Filing

(S) IN COMPANY a0397o       UNITED STATES   SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549     FORM 6-K     REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934   Date: 28 November 2024   Commission File Number: 001-14958       NATIONAL GRID plc   (Translation of registrant’s name into English)   England and Wales   (Jurisdiction of Incorporation)        1-3 Strand, London, WC2N 5EH, United Kingdom (Address of principal executive office)       Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.   ☒   Form 20-F       ☐   Form 40-F   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):   ☐   Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):   ☐   Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.   ☐   Yes     ☒   No   If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a                       EXHIBIT INDEX   Exhibit No.   Description   99.1   Exhibit 99.1 Announcement sent to the London Stock Exchange on 28 November 2024   — Holding(s) in Company     Exhibit 99.1     28   November 2024   National Grid plc ('National Grid' or 'Company')   Notification of Major Interest in National Grid Ordinary Shares   National Grid has received a notification on Form TR-1 from UBS Group AG that its total interest in National Grid voting ordinary shares is as shown below.       TR-1: Standard form for notification of major holdings   1. Issuer Details ISIN GB00BDR05C01   Issuer Name NATIONAL GRID PLC   UK or Non-UK Issuer UK   2. Reason for Notification An acquisition or disposal of voting rights; Other   Comments UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting   3. Details of person subject to the notification obligation Name UBS Group AG - Investment Bank & Global Wealth Management   London   Country of registered office (if applicable) United Kingdom   4. Details of the shareholder Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above         Country of registered office (if applicable)     5. Date on which the threshold was crossed or reached 25-Nov-2024   6. Date on which Issuer notified 27-Nov-2024   7. Total positions of person(s) subject to the notification obligation   % of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer Resulting situation on the date on which threshold was crossed or reached   0.000000   0.000000   0.000000   0   Position of previous notification (if applicable)   4.802713   0.267859   5.070572       8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 8A. Voting rights attached to shares Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1) GB00BDR05C01     0     0.000000   Sub Total 8.A 0   0.000000%     8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights           Sub Total 8.B1         8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) T

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