NI Holdings Restates Financials

Ticker: NODK · Form: 8-K · Filed: Oct 28, 2024 · CIK: 1681206

Ni Holdings, INC. 8-K Filing Summary
FieldDetail
CompanyNi Holdings, INC. (NODK)
Form Type8-K
Filed DateOct 28, 2024
Risk Levelhigh
Pages3
Reading Time3 min
Key Dollar Amounts$0.01, $3.4 million, $3.4 m, $0.17, $0.16
Sentimentbearish

Sentiment: bearish

Topics: accounting-restatement, financial-reporting, non-reliance

TL;DR

NI Holdings won't rely on old financials - big accounting mess incoming.

AI Summary

NI Holdings, Inc. filed an 8-K on October 28, 2024, to report that it will not rely on previously issued financial statements or related audit reports. This announcement, dated October 25, 2024, indicates a potential issue with their financial reporting that requires further investigation.

Why It Matters

This filing suggests potential inaccuracies in past financial reporting, which could impact investor confidence and require significant restatement of financial results.

Risk Assessment

Risk Level: high — The company is disclaiming previously issued financial statements, indicating significant accounting issues that could lead to restatements and financial uncertainty.

Key Players & Entities

FAQ

What specific financial statements or audit reports are no longer reliable?

The filing states that the company will not rely on 'previously issued financial statements or a related audit report or completed interim review,' but does not specify which ones in this initial report.

What is the reason for the non-reliance on previously issued financial statements?

The filing does not provide the specific reasons for the non-reliance in this 8-K filing; it only states the fact that they will not be relied upon.

When did the event triggering this non-reliance occur?

The earliest event reported is dated October 25, 2024.

What is the expected timeline for correcting or reissuing financial statements?

This 8-K filing does not provide a timeline for the correction or reissuance of financial statements.

Has an independent auditor been involved in identifying these issues?

The filing mentions 'a related audit report or completed interim review,' implying auditor involvement, but does not detail the auditor's current role or findings in this specific report.

Filing Stats: 814 words · 3 min read · ~3 pages · Grade level 13 · Accepted 2024-10-28 09:07:50

Key Financial Figures

Filing Documents

02

Item 4.02. Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review. On October 25, 2024, the Audit Committee of the Board of Directors (the "Audit Committee") of NI Holdings, Inc. (the "Company") determined, upon the recommendation of Company management, that the Company's unaudited financial statements in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 ("prior period financial statements") and any earnings releases or other communications relating to this period should no longer be relied upon. Management and the Audit Committee have determined that the errors described below require a restatement of the prior period financial subsequent to the filing of this Current Report on Form 8-K. During the preparation of the Company's consolidated financial resulting from the incorrect accounting for, and presentation of, the previously announced sale of the Company's subsidiary, Westminster American Insurance Company ("Westminster"). Subsequent to the June 30, 2024 date of sale, Westminster was no longer a member of the intercompany reinsurance pooling arrangement (the "pool") that includes each of the Company's insurance subsidiaries, the effects of which are eliminated during consolidation for current members. The Company failed to record approximately $3.4 million of receivables on Westminster's closing balance sheet and the corresponding payable for Nodak Insurance Company ("Nodak"), a subsidiary of the Company, for amounts owed to Westminster related to the final settlement of the pool once Westminster was no longer a member. Failure to include this receivable in Westminster's closing net assets and liabilities caused an appro

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NI Holdings, Inc. Date: October 28, 2024 By: /s/ Cindy L. Launer Cindy L. Launer Interim President and Chief Executive Officer

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