NREF Confirms NYSE Listings for Common & Preferred Stock

Ticker: NREF-PA · Form: 8-K · Filed: Jan 4, 2024 · CIK: 1786248

Nexpoint Real Estate Finance, Inc. 8-K Filing Summary
FieldDetail
CompanyNexpoint Real Estate Finance, Inc. (NREF-PA)
Form Type8-K
Filed DateJan 4, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.01
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: corporate-governance, exchange-listing, preferred-stock

TL;DR

**NREF filed an 8-K confirming no governance changes and its common and preferred stock remain listed on the NYSE.**

AI Summary

On January 3, 2024, NexPoint Real Estate Finance, Inc. (NREF) filed an 8-K to report no material changes to its Articles of Incorporation or Bylaws, nor any change in its fiscal year. The filing primarily serves to confirm the company's registered securities on the New York Stock Exchange: Common Stock (NREF) and 8.50% Series A Cumulative Redeemable Preferred Stock (NREF-PRA), both with a par value of $0.01 per share. This matters to investors as it indicates stability in the company's foundational governance and confirms the listing status of its publicly traded securities, providing transparency on what they own.

Why It Matters

This filing confirms the stability of NexPoint Real Estate Finance's corporate governance and the continued listing of its common and preferred stock on the NYSE, which is crucial for investor confidence and liquidity.

Risk Assessment

Risk Level: low — This filing reports no adverse changes, indicating stability in corporate structure and public listings.

Analyst Insight

A smart investor would view this filing as a routine update confirming corporate stability and listing status, rather than a signal for immediate action. It reinforces the foundational information about the company's publicly traded securities.

Key Numbers

  • $0.01 — Par value per share (Applies to both Common Stock and 8.50% Series A Cumulative Redeemable Preferred Stock)
  • 8.50% — Preferred Stock Dividend Rate (Rate for Series A Cumulative Redeemable Preferred Stock)

Key Players & Entities

  • NexPoint Real Estate Finance, Inc. (company) — Registrant
  • NREF (company) — Trading Symbol for Common Stock
  • NREF-PRA (company) — Trading Symbol for 8.50% Series A Cumulative Redeemable Preferred Stock
  • $0.01 (dollar_amount) — Par value per share for Common Stock and Preferred Stock
  • January 3, 2024 (date) — Date of earliest event reported
  • New York Stock Exchange (company) — Exchange where securities are registered

Forward-Looking Statements

  • NexPoint Real Estate Finance, Inc. will maintain its current corporate governance structure. (NexPoint Real Estate Finance, Inc.) — high confidence, target: 2024-12-31
  • The Common Stock (NREF) and Preferred Stock (NREF-PRA) will continue to trade on the New York Stock Exchange. (NREF, NREF-PRA) — high confidence, target: 2024-12-31

FAQ

What was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing occurred on January 3, 2024.

What is the par value per share for NexPoint Real Estate Finance, Inc.'s Common Stock and Series A Preferred Stock?

Both the Common Stock and the 8.50% Series A Cumulative Redeemable Preferred Stock of NexPoint Real Estate Finance, Inc. have a par value of $0.01 per share.

On which exchange are NexPoint Real Estate Finance, Inc.'s securities registered?

NexPoint Real Estate Finance, Inc.'s Common Stock and 8.50% Series A Cumulative Redeemable Preferred Stock are registered on the New York Stock Exchange.

What are the trading symbols for NexPoint Real Estate Finance, Inc.'s registered securities?

The trading symbol for the Common Stock is NREF, and for the 8.50% Series A Cumulative Redeemable Preferred Stock, it is NREF-PRA.

Did NexPoint Real Estate Finance, Inc. report any amendments to its Articles of Incorporation or Bylaws in this filing?

No, the filing indicates 'ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year' but the content confirms no changes were made, as it primarily serves to list registered securities.

Filing Stats: 724 words · 3 min read · ~2 pages · Grade level 12.1 · Accepted 2024-01-04 16:15:30

Key Financial Figures

  • $0.01 — h registered Common Stock , par value $0.01 per share   NREF   New

Filing Documents

01.           Financial Statements and Exhibits

Item 9.01.           Financial Statements and Exhibits.   (d) Exhibits. Exhibit No.   Exhibit Description     3.1   Second Amended and Restated Bylaws of NexPoint Real Estate Finance, Inc.     104   Cover Page Interactive Data File (embedded within the Inline XBRL document).    

SIGNATURES

SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.     NEXPOINT REAL ESTATE FINANCE, INC.           /s/ Brian Mitts     Name: Brian Mitts     Title:   Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer     Date: January 4, 2024    

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