Nomura Holdings Files Semi-Annual Securities Report

TL;DR

Nomura Holdings dropped its 6-K with updated financials for November 2024.

AI Summary

Nomura Holdings, Inc. filed a Form 6-K on November 19, 2024, to report its semi-annual securities report in English. This filing is for the month of November 2024 and is submitted as a foreign private issuer. The company is incorporated in Japan and its fiscal year ends on March 31.

Why It Matters

This filing provides investors with updated financial information and disclosures from Nomura Holdings, Inc., a major Japanese financial services group.

Risk Assessment

Risk Level: low — This is a routine filing of a semi-annual report and does not contain new material events or significant financial changes.

Key Players & Entities

• Nomura Holdings, Inc. (company) — Registrant
• November 19, 2024 (date) — Filing Date
• 1-15270 (other) — Commission File Number
• 0001193125-24-261312 (other) — Accession Number

FAQ

Filing Documents

• d886900d6k.htm (6-K) — 2376KB
• 0001193125-24-261312.txt ( ) — 2377KB

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NOMURA HOLDINGS, INC. Date: November 19, 2024 By: /s/ Yoshifumi Kishida Yoshifumi Kishida Senior Managing Director Table of Contents Exhibit 1 Semi-annual Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2024 Items included in the Semi-annual Securities Report Page

Corporate Information

Part I Corporate Information 1 Item1. Information on Company and Its Subsidiaries and Affiliates 1 1. Selected Financial Data 1 2. Business Overview 1 Item2. Operating and Financial Review 2 1. Risk Factors 2 2. Operating, Financial and Cash Flow Analyses by Management 3 3. Significant Contracts 16 Item3. Company Information 17 1. Share Capital Information 17 2. Directors and Executive Officers Item4. Financial Information 21 Preparation Method of Consolidated Financial Statements and Interim Review Certificate 21 1. Consolidated Financial Statements 22 (1) Consolidated Balance Sheets (UNAUDITED) 22 (2) Consolidated Statements of Income (UNAUDITED) 25 (3) Consolidated Statements of Comprehensive Income (UNAUDITED) 26 (4) Consolidated Statements of Changes in Equity (UNAUDITED) 27 (5) Consolidated Statements of Cash Flows (UNAUDITED) 28 Notes to the Consolidated Financial Statements (UNAUDITED) 30 2. Other 113

Information on Guarantor of the Company

Part II Information on Guarantor of the Company Interim Review Report of Independent Auditors Note: Translations for the underlined items are attached to this form as below. Table of Contents

Corporate Information

Part ICorporate Information Item1.Information on Company and Its Subsidiaries and Affiliates 1. Selected Financial Data Six months ended September 30, 2023 Six months ended September 30, 2024 Year ended March 31, 2024 Total revenue (Mil yen) 1,906,053 2,459,451 4,157,294 Net revenue (Mil yen) 716,673 937,769 1,562,000 Income before income taxes (Mil yen) 103,045 235,941 273,850 Net income attributable to Nomura Holdings, Inc. (NHI) shareholders (Mil yen) 58,563 167,325 165,863 Comprehensive income attributable to NHI shareholders (Mil yen) 182,671 80,070 307,393 Total equity (Mil yen) 3,372,248 3,396,386 3,448,513 Total assets (Mil yen) 54,815,293 57,458,630 55,147,203 Net income attributable to NHI shareholders per sharebasic (Yen) 19.34 56.63 54.97 Net income attributable to NHI shareholders per sharediluted (Yen) 18.62 54.58 52.69 Total NHI shareholders equity as a percentage of total assets (%) 6.0 5.7 6.1 Cash flows from operating activities (Mil yen) 194,132 (369,067 ) 132,640 Cash flows from investing activities (Mil yen) (332,878 ) (203,737 ) (887,938 ) Cash flows from financing activities (Mil yen) 223,489 1,211,458 1,012,850 Cash, cash equivalents, restricted cash and restricted cash equivalents at end of period (Mil yen) 4,105,267 4,827,835 4,299,022 1 The selected financial data of Nomura Holdings, Inc. (the Company) and other entities in which it has a controlling financial interest (collectively referred to as Nomura, we, our, or us) are stated in accordance with the accounting principles generally accepted in the United States of America (U.S. GAAP). 2 As the consolidated financial statements have been prepared, selected financial data on the Company are not disclosed. 2. Business Overview There were no significant changes to the businesses of the Company and its 1,528 consolidated subsidiaries for the

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View this 6-K filing on SEC EDGAR