JPMorgan Cuts Natera Stake to 4.0% as of Dec 29

TL;DR

**JPMorgan just trimmed its Natera (NTRA) stake to 4.0%, watch for market reaction.**

AI Summary

JPMorgan Chase & Co. filed an amended Schedule 13G/A on January 23, 2024, indicating a change in their beneficial ownership of Natera, Inc. common stock as of December 29, 2023. This filing, an amendment number 02, shows that JPMorgan Chase & Co. now beneficially owns 4,879,531 shares, representing 4.0% of Natera's outstanding common stock. This matters to investors because it signals that a major institutional investor has reduced its stake, which could be interpreted as a slight decrease in confidence or a portfolio rebalancing.

Why It Matters

A significant institutional investor like JPMorgan Chase & Co. reducing its stake can influence market sentiment and potentially signal a re-evaluation of Natera's future prospects.

Risk Assessment

Risk Level: low — While a large institution reduced its stake, it's a minor change in percentage and doesn't indicate a complete divestment or major negative event.

Analyst Insight

A smart investor would monitor Natera's stock performance and look for any further institutional ownership changes or company-specific news that might explain JPMorgan's reduced stake, rather than reacting solely to this filing.

Key Numbers

• 4.0% — Beneficial Ownership Percentage (JPMorgan Chase & Co.'s current ownership percentage of Natera, Inc. common stock.)
• 4,879,531 — Shares Beneficially Owned (The total number of Natera, Inc. common shares beneficially owned by JPMorgan Chase & Co. as of December 29, 2023.)
• December 29, 2023 — Event Date (The specific date that triggered the requirement for JPMorgan Chase & Co. to file this amendment.)

Key Players & Entities

• JPMorgan Chase & Co. (company) — the reporting entity that filed the SC 13G/A
• Natera, Inc. (company) — the subject company whose shares are being reported
• December 29, 2023 (date) — the date of the event requiring the filing
• January 23, 2024 (date) — the filing date of the SC 13G/A
• 4.0% (dollar_amount) — the percentage of Natera's common stock beneficially owned by JPMorgan Chase & Co.
• 4,879,531 (dollar_amount) — the number of shares beneficially owned by JPMorgan Chase & Co.

Forward-Looking Statements

• Natera's stock price might experience a slight downward pressure or increased volatility in the short term. (Natera, Inc.) — medium confidence, target: February 2024
• Other institutional investors may re-evaluate their positions in Natera following JPMorgan's reduction. (Institutional Investors) — low confidence, target: March 2024

FAQ

Key Financial Figures

• $0.0001 — ame of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securiti

Filing Documents

• NATERA_INC.htm (SC 13G/A) — 86KB
• 0000019617-24-000125.txt ( ) — 88KB

From the Filing

SC 13G/A 1 NATERA_INC.htm FILING NATERA, INC. Schedule 13G UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NATERA, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 632307104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(b) o Rule 13d-1(c) o Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 632307104 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) JPMORGAN CHASE & CO. 13-2624428 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o (b) o 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 7,102,837 6 SHARED VOTING POWER 15,041 7 SOLE DISPOSITIVE POWER 7,942,839 8 SHARED DISPOSITIVE POWER 15,134 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,964,473 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6 % 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC FOOTNOTES Item 1. (a) Name of Issuer NATERA, INC. (b) Address of Issuer's Principal Executive Offices 13011 McCallen Pass, Building A Suite 100, Austin, TX 78753 Item 2. (a) Name of Person Filing JPMORGAN CHASE & CO. (b) Address of Principal Business Office or, if none, Residence 383 Madison Avenue New York, NY 10179 (c) Citizenship Delaware (d) Title of Class of Securities Common Stock, par value $0.0001 per share (e) CUSIP Number 632307104 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) o An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) x A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) o A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J). (k) o A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 7,964,473 (b) Percent of class: 6.6 % (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 7,102,837 (ii) Shared power to vote or to direct the vote: 15,041 (iii) Sole power to dispose or to direct the disposition of: 7,942,839 (iv) Shared power to dispose or to direct the disposition of: 15,134 Item 5. of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o . Item 6. of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company J.P. Morgan Trust Company of Delaware J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association JPMorgan Asset Management (UK) Limite

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