Northern Trust Files 8-K on Financials; NTRS, NTRSO Listed on NASDAQ
Ticker: NTRSO · Form: 8-K · Filed: Jan 18, 2024 · CIK: 73124
| Field | Detail |
|---|---|
| Company | Northern Trust CORP (NTRSO) |
| Form Type | 8-K |
| Filed Date | Jan 18, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $1.66 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: financial-condition, regulation-fd, corporate-governance
TL;DR
**Northern Trust just dropped an 8-K on financials, expect market reaction.**
AI Summary
Northern Trust Corp filed an 8-K on January 18, 2024, to report its financial condition and results of operations, including Regulation FD disclosure. This filing confirms the company's common stock (NTRS) and depositary shares (NTRSO) are registered on The NASDAQ Stock Market LLC. This matters to investors because it signals the company is providing updated financial information, which can influence stock performance and investment decisions.
Why It Matters
This filing indicates Northern Trust is transparently updating the market on its financial health, which is crucial for investors to assess the company's performance and make informed decisions.
Risk Assessment
Risk Level: low — This 8-K is a routine disclosure of financial information and does not inherently present new risks, but rather provides data for risk assessment.
Analyst Insight
Investors should review the full financial statements and results of operations that this 8-K refers to, once available, to understand Northern Trust's current financial health and future prospects.
Key Numbers
- $1.66 2/3 — Common Stock Par Value (The stated par value for Northern Trust's common stock.)
- 001-36609 — Commission File Number (Northern Trust's unique identifier with the SEC.)
- 36-2723087 — IRS Employer Identification No. (Northern Trust's tax identification number.)
Key Players & Entities
- NORTHERN TRUST CORP (company) — the registrant filing the 8-K
- The NASDAQ Stock Market LLC (company) — the exchange where Northern Trust's securities are registered
- $1.66 2/3 (dollar_amount) — par value of Common Stock
- January 18, 2024 (date) — Date of Report (Date of earliest event reported)
FAQ
What is the primary purpose of this 8-K filing by Northern Trust Corp?
The primary purpose of this 8-K filing, dated January 18, 2024, is to report on 'Results of Operations and Financial Condition' and 'Regulation FD Disclosure,' as well as 'Financial Statements and Exhibits' as per the ITEM INFORMATION section.
On which stock exchange are Northern Trust Corp's Common Stock and Depositary Shares registered?
Northern Trust Corp's Common Stock (NTRS) and Depositary Shares (NTRSO) are both registered on The NASDAQ Stock Market LLC, as stated under 'Securities registered pursuant to Section 12(b) of the Act'.
What is the par value of Northern Trust Corp's Common Stock?
The par value of Northern Trust Corp's Common Stock is $1.66 2/3, as indicated in the 'Title of each class' section for NTRS.
What is the earliest event reported date in this 8-K filing?
The earliest event reported date in this 8-K filing is January 18, 2024, as specified under 'Date of Report (Date of earliest event reported)'.
What is the business address and phone number of Northern Trust Corp as listed in the filing?
The business address of Northern Trust Corp is 50 South LaSalle Street, Chicago, Illinois 60603, and its telephone number is (312) 630-6000, according to the 'BUSINESS ADDRESS' and 'Registrant’s telephone number' sections.
Filing Stats: 641 words · 3 min read · ~2 pages · Grade level 11.9 · Accepted 2024-01-18 06:58:36
Key Financial Figures
- $1.66 — ange on which registered Common Stock, $1.66 2/3 Par Value NTRS The NASDAQ Stock Mar
Filing Documents
- ntrs-20240118.htm (8-K) — 35KB
- q42023earningsreleaseex991.htm (EX-99.1) — 711KB
- q42023presentationmateri.htm (EX-99.2) — 18KB
- q42023trendreport-wordrepo.htm (EX-99.3) — 1979KB
- ntrs_logoxwhite.jpg (GRAPHIC) — 5KB
- q42023presentationmateri001.jpg (GRAPHIC) — 47KB
- q42023presentationmateri002.jpg (GRAPHIC) — 57KB
- q42023presentationmateri003.jpg (GRAPHIC) — 160KB
- q42023presentationmateri004.jpg (GRAPHIC) — 117KB
- q42023presentationmateri005.jpg (GRAPHIC) — 80KB
- q42023presentationmateri006.jpg (GRAPHIC) — 78KB
- q42023presentationmateri007.jpg (GRAPHIC) — 91KB
- q42023presentationmateri008.jpg (GRAPHIC) — 110KB
- q42023presentationmateri009.jpg (GRAPHIC) — 119KB
- q42023presentationmateri010.jpg (GRAPHIC) — 115KB
- q42023presentationmateri011.jpg (GRAPHIC) — 25KB
- q42023presentationmateri012.jpg (GRAPHIC) — 122KB
- q42023presentationmateri013.jpg (GRAPHIC) — 124KB
- q42023presentationmateri014.jpg (GRAPHIC) — 27KB
- reportsa29.jpg (GRAPHIC) — 41KB
- 0000073124-24-000017.txt ( ) — 4843KB
- ntrs-20240118.xsd (EX-101.SCH) — 3KB
- ntrs-20240118_def.xml (EX-101.DEF) — 15KB
- ntrs-20240118_lab.xml (EX-101.LAB) — 30KB
- ntrs-20240118_pre.xml (EX-101.PRE) — 16KB
- ntrs-20240118_htm.xml (XML) — 4KB
02. Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition The information contained in the registrant's January 18, 2024 press release, reporting on the registrant's earnings for the three and twelve months ended December 31, 2023, a copy of which is attached as Exhibit 99.1 hereto, is incorporated herein by reference.
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure On January 18, 2024, the Corporation will hold a live conference call and webcast to discuss financial results for the three and twelve months ended December 31, 2023 and other matters relating to the Corporation. In connection therewith, the Corporation has also made available on its website presentation materials containing certain information relating to the Corporation (the "Presentation Materials") and materials that contain additional information about the Corporation's financial results for the three and twelve months ended December 31, 2023 (the "Financial Trends"), copies of which are attached as Exhibits 99.2 and 99.3 hereto, and are incorporated herein by reference.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits The information provided in this Current Report on Form 8-K, including Exhibits 99.1, 99.2 and 99.3, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise stated in such filing. (d) Exhibits: Exhibit Number Description 99.1 Press Release 99.2 Presentation Materials 99.3 Financial Trends 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTHERN TRUST CORPORATION (Registrant) Dated: January 18, 2024 By: /s/ Jason J. Tyler Jason J. Tyler Executive Vice President and Chief Financial Officer