Northern Trust Files 8-K with Bylaw Amendments

Ticker: NTRSO · Form: 8-K · Filed: Nov 22, 2024 · CIK: 73124

Northern Trust CORP 8-K Filing Summary
FieldDetail
CompanyNorthern Trust CORP (NTRSO)
Form Type8-K
Filed DateNov 22, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$1.66
Sentimentneutral

Sentiment: neutral

Topics: bylaws, filing, exhibits

Related Tickers: NTRA

TL;DR

NTRA filed an 8-K for bylaw updates and exhibits, no major financial news yet.

AI Summary

Northern Trust Corporation filed an 8-K on November 22, 2024, reporting events as of November 19, 2024. The filing primarily concerns amendments to its Articles of Incorporation or Bylaws and includes financial statements and exhibits. No specific dollar amounts or significant operational changes were detailed in the provided excerpt.

Why It Matters

This filing indicates potential changes to Northern Trust's corporate governance structure or operational rules, which could impact its internal operations and regulatory compliance.

Risk Assessment

Risk Level: low — The filing is procedural, detailing amendments and exhibits without immediate financial impact or significant operational changes mentioned.

Key Players & Entities

FAQ

What specific amendments were made to Northern Trust Corporation's Articles of Incorporation or Bylaws?

The provided excerpt does not specify the exact amendments made to the Articles of Incorporation or Bylaws, only that this is an item being reported.

What is the significance of the financial statements and exhibits filed with this 8-K?

The excerpt indicates that financial statements and exhibits are included, but does not detail their content or specific financial implications.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this filing was on November 19, 2024.

What is Northern Trust Corporation's Standard Industrial Classification code?

Northern Trust Corporation's Standard Industrial Classification code is 6022, which corresponds to STATE COMMERCIAL BANKS.

What is the primary business address of Northern Trust Corporation?

The primary business address of Northern Trust Corporation is 50 South LaSalle Street, Chicago, Illinois, 60603.

Filing Stats: 605 words · 2 min read · ~2 pages · Grade level 14.4 · Accepted 2024-11-22 17:28:44

Key Financial Figures

Filing Documents

03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On November 19, 2024, the Board of Directors of Northern Trust Corporation (the "Corporation") amended and restated the Corporation's By-laws (as so amended and restated, the "By-laws") to address matters relating to Rule 14a-19 under the Securities Exchange Act of 1934, as amended (the "Universal Proxy Rules"), including: (a) requiring nominating stockholders to make a representation as to whether they intend to use the Universal Proxy Rules; (b) requiring stockholders intending to use the Universal Proxy Rules to provide a written certification of the satisfaction of the requirements of the Universal Proxy Rules at least five business days before the applicable meeting; (c) requiring the stockholder to use a proxy card color other than white, which is reserved for the exclusive use of the Corporation; and (d) providing the Corporation a remedy if a stockholder fails to satisfy the requirements of the Universal Proxy Rules. The foregoing summary of the amendments to the By-laws does not purport to be complete and is qualified in its entirety by reference to the complete text of the By-laws, as amended, which are attached hereto as Exhibit 3.1 and incorporated herein by reference.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits: Exhibit Number Description 3.1 By-laws of Northern Trust Corporation, as amended November 19, 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTHERN TRUST CORPORATION (Registrant) Dated: November 22, 2024 By: /s/ Brad A. Kopetsky Brad A. Kopetsky Executive Vice President, Deputy General Counsel and Corporate Secretary

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