Nuvve Confirms Nasdaq Listing for Common Stock & Warrants

TL;DR

**Nuvve's stock and warrants are still listed on Nasdaq, business as usual.**

AI Summary

Nuvve Holding Corp. filed an 8-K on January 8, 2024, reporting an event that occurred on January 5, 2024. The filing indicates that Nuvve's Common Stock (NVVE) and Warrants (NVVEW) are registered on The Nasdaq Stock Market LLC. This matters to investors because it confirms the continued listing of Nuvve's securities on a major exchange, providing liquidity and visibility for shareholders.

Why It Matters

This filing confirms Nuvve's continued compliance with Nasdaq listing requirements, which is crucial for investor confidence and the accessibility of its shares.

Risk Assessment

Risk Level: low — This filing is primarily an informational update confirming existing listing status, posing minimal new risk.

Analyst Insight

A smart investor would note this filing as a routine update confirming Nuvve's continued listing on Nasdaq, which is a positive for liquidity, but it doesn't present new material information for immediate action.

Key Players & Entities

• Nuvve Holding Corp. (company) — the registrant filing the 8-K
• The Nasdaq Stock Market LLC (company) — the exchange where Nuvve's securities are registered
• NVVE (other) — trading symbol for Nuvve's Common Stock
• NVVEW (other) — trading symbol for Nuvve's Warrants to Purchase Common Stock
• January 5, 2024 (date) — date of the earliest event reported

FAQ

Key Financial Figures

• $0.0001 — ich registered Common Stock, Par Value $0.0001 Per Share NVVE The Nasdaq Stock Market

Filing Documents

• nvve-20240105.htm (8-K) — 36KB
• 0001836875-24-000004.txt ( ) — 202KB
• nvve-20240105.xsd (EX-101.SCH) — 2KB
• nvve-20240105_def.xml (EX-101.DEF) — 16KB
• nvve-20240105_lab.xml (EX-101.LAB) — 30KB
• nvve-20240105_pre.xml (EX-101.PRE) — 16KB
• nvve-20240105_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On January 5, 2024, Nuvve Holding Corp. (the "Company") held its special meeting of stockholders (the "Special Meeting"). The following is a brief description of each matter voted upon at the Special Meeting, as well as the number of votes cast for or against each matter and the number of abstentions and broker non-votes with respect to each matter. A more complete description of each matter is described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on December 11, 2023, as amended on January 4, 2024. Proposal 1-Amendment Proposal FOR AGAINST ABSTENTIONS/ WITHHELD BROKER NON-VOTES 22,872,722 2,534,862 156,061 - The Company's stockholders approved a proposal to authorize the Company's Board of Directors (the "Board") to amend the Company's Amended and Restated Certificate of Incorporation to effect a reverse stock split at a ratio between one-for-two (1:2) and one-for-forty (1:40), inclusive, as determined by the Board in its discretion. No other matters were submitted for stockholder action.

01. Other Events

Item 8.01. Other Events. On January 5, 2024, the Board approved a one-for-forty reverse stock split (the "Reverse Stock Split") of the Company's common stock.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 8, 2023 NUVVE HOLDING CORP. By: /s/ Gregory Poilasne Gregory Poilasne Chief Executive Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR