Nuvve Holding Corp. Files Amendment No. 1 to S-1 Registration Statement

TL;DR

<b>Nuvve Holding Corp. has filed an amendment to its S-1 registration statement with the SEC.</b>

AI Summary

Nuvve Holding Corp. (NVVEW) filed a Amended IPO Registration (S-1/A) with the SEC on January 26, 2024. Nuvve Holding Corp. filed an amendment (No. 1) to its Form S-1 Registration Statement on January 26, 2024. The filing pertains to the Securities Act of 1933. The company's principal executive offices are located at 2488 Historic Decatur Road, Suite 200, San Diego, California. Gregory Poilasne is listed as the Chief Executive Officer. The filing was made with the Securities and Exchange Commission (SEC).

Why It Matters

For investors and stakeholders tracking Nuvve Holding Corp., this filing contains several important signals. This amendment indicates ongoing efforts by Nuvve Holding Corp. to register securities, suggesting potential future capital raises or offerings. The filing provides updated corporate and contact information, essential for regulatory compliance and investor transparency.

Risk Assessment

Risk Level: low — Nuvve Holding Corp. shows low risk based on this filing. The filing is an amendment to a registration statement, which is a standard procedural step and does not inherently indicate significant new risks or positive developments.

Analyst Insight

Monitor future filings for details on the securities offering and the company's strategic plans.

Key Numbers

• 2024-01-26 — Filing Date (Amendment No. 1 to Form S-1 Registration Statement)
• 333-276415 — Registration Number (SEC Registration)
• 1231 — Fiscal Year End (Company fiscal year)
• 86-1617000 — IRS Number (Employer Identification Number)

Key Players & Entities

• Nuvve Holding Corp. (company) — Registrant
• Securities and Exchange Commission (regulator) — Filing body
• Gregory Poilasne (person) — Chief Executive Officer
• 2488 Historic Decatur Road, Suite 200, San Diego, California (location) — Principal executive offices
• 333-276415 (registration_number) — Registration No.
• 1933 Act (regulation) — Securities Act
• NB Merger Corp. (company) — Former company name
• 20201216 (date) — Date of name change

Forward-Looking Statements

• Nuvve Holding Corp. will proceed with a securities offering to raise capital. (Nuvve Holding Corp.) — medium confidence, target: Q2 2024

FAQ

Industry Context

Nuvve Holding Corp. operates in the power, distribution & specialty transformers industry.

Regulatory Implications

The filing is made under the Securities Act of 1933, which governs the registration of securities.

What Investors Should Do

1. Review the full S-1/A filing for details on the securities being registered.
2. Track future SEC filings from Nuvve Holding Corp. for updates on their business and financial status.
3. Research the company's industry and competitive landscape.

Year-Over-Year Comparison

This is an amendment to a previous filing, indicating updates or additions to the original registration statement.

Key Financial Figures

• $0.0001 — 3,750 shares of common stock, par value $0.0001 per share, together with Series A warra
• $5.12 — and the accompanying common warrants is $5.12 (equal to the last sale price of our co
• $10.00 — ares of Newborn, at a purchase price of $10.00 per share, for an aggregate purchase pr
• $14,250,000 — are, for an aggregate purchase price of $14,250,000 (the "PIPE"). The PIPE Investors also r

Filing Documents

• fs12024a1_nuvveholding.htm (S-1/A) — 11626KB
• fs12024a1ex1-1_nuvvehold.htm (EX-1.1) — 225KB
• fs12024a1ex4-9_nuvvehold.htm (EX-4.9) — 112KB
• fs12024a1ex4-10_nuvvehold.htm (EX-4.10) — 113KB
• fs12024a1ex4-11_nuvvehold.htm (EX-4.11) — 113KB
• fs12024a1ex4-12_nuvvehold.htm (EX-4.12) — 101KB
• fs12024a1ex4-13_nuvvehold.htm (EX-4.13) — 106KB
• fs12024a1ex4-14_nuvvehold.htm (EX-4.14) — 112KB
• fs12024a1ex5-1_nuvvehold.htm (EX-5.1) — 9KB
• fs12024a1ex10-30_nuvvehold.htm (EX-10.30) — 80KB
• fs12024a1ex10-31_nuvvehold.htm (EX-10.31) — 86KB
• fs12024a1ex10-32_nuvvehold.htm (EX-10.32) — 82KB
• fs12024a1ex23-1_nuvvehold.htm (EX-23.1) — 2KB
• fs12024a1ex23-2_nuvvehold.htm (EX-23.2) — 2KB
• fs12024a1ex-fee_nuvvehold.htm (EX-FILING FEES) — 38KB
• tnuvve_logo.jpg (GRAPHIC) — 36KB
• timage_001.jpg (GRAPHIC) — 502KB
• timage_002.jpg (GRAPHIC) — 609KB
• timage_003.jpg (GRAPHIC) — 414KB
• timage_004.jpg (GRAPHIC) — 562KB
• timage_005.jpg (GRAPHIC) — 603KB
• timage_006.jpg (GRAPHIC) — 480KB
• timage_007.jpg (GRAPHIC) — 418KB
• timage_008.jpg (GRAPHIC) — 439KB
• timage_009.jpg (GRAPHIC) — 408KB
• timage_010.jpg (GRAPHIC) — 652KB
• tbarchart_001.jpg (GRAPHIC) — 358KB
• timage_011.jpg (GRAPHIC) — 690KB
• timage_012.jpg (GRAPHIC) — 442KB
• ex5-1_001.jpg (GRAPHIC) — 3KB
• 0001213900-24-006663.txt (&nbsp;) — 54569KB
• nvve-20230930.xsd (EX-101.SCH) — 174KB
• nvve-20230930_cal.xml (EX-101.CAL) — 64KB
• nvve-20230930_def.xml (EX-101.DEF) — 818KB
• nvve-20230930_lab.xml (EX-101.LAB) — 1244KB
• nvve-20230930_pre.xml (EX-101.PRE) — 832KB
• fs12024a1_nuvveholding_htm.xml (XML) — 8486KB

USE OF PROCEEDS

USE OF PROCEEDS 43 MARKET INFORMATION FOR SECURITIES AND DIVIDEND POLICY 44

MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 45

BUSINESS

BUSINESS 59 MANAGEMENT 79

EXECUTIVE COMPENSATION

EXECUTIVE COMPENSATION 83 CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS 89 PRINCIPAL SECURITYHOLDERS 96 DESCRIPTION OF OUR SECURITIES 98

UNDERWRITING

UNDERWRITING 109 LEGAL MATTERS 112 EXPERTS 112 WHERE YOU CAN FIND MORE INFORMATION 112 INDEX TO FINANCIAL STATEMENTS F-1 You should rely only on the information contained in this prospectus. We have not authorized anyone to provide you with different information. We are not making an offer of these securities in any state where the offer is not permitted. You should rely only on the information contained in this prospectus. Neither we nor the underwriters have authorized anyone to provide you with different information and, if provided, such information or representations must not be relied upon as having been authorized by us or the underwriters. This prospectus shall not constitute an offer to sell or a solicitation of an offer to buy offered securities in any jurisdiction in which it is unlawful for such person to make such an offering or solicitation. You should read this prospectus together with the additional information described below under the heading " Where You Can Find More Information ." We may also provide a prospectus supplement or post -effective amendment to the Registration Statement to add information to, or update or change information contained in, this prospectus. This prospectus does not contain all of the information included in the Registration Statement. For a more complete understanding of the offering of the securities, you should refer to the Registration Statement, including its exhibits. Unless the context indicates otherwise, in this prospectus, "Nuvve" and the "Company" and "we," "us," "our" and similar terms refer to Nuvve OpCo and its subsidiaries, for periods prior to the Business Combination, and to Nuvve HoldCo and its subsidiaries, including Nuvve OpCo, for periods after the Business Combination. In addition: "Business Combination" refers to the business combination between Newborn, Nuvve OpCo and Nuvve Holdco as described below; "Newborn" refers to Newborn Acquisition Corp., a Cayman Islands company, which

View Full Filing

View this S-1/A filing on SEC EDGAR