BMO Confirms 40-F Filing, Incorporates By Reference into 12 Statements
Ticker: OILU · Form: 6-K · Filed: Jan 8, 2024 · CIK: 927971
| Field | Detail |
|---|---|
| Company | Bank Of Montreal /Can/ (OILU) |
| Form Type | 6-K |
| Filed Date | Jan 8, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, regulatory-filing, foreign-issuer
TL;DR
**BMO just filed a routine 6-K, confirming its SEC reporting method and linking to past registration statements.**
AI Summary
Bank of Montreal (BMO) filed a 6-K on January 8, 2024, indicating it will file annual reports under Form 40-F, not Form 20-F. This filing also incorporates by reference information into 12 existing registration statements, including Form F-3 filings (File No. 333-214934 and 333-264388) and multiple Form S-8 filings. This matters to investors because it confirms BMO's ongoing compliance with SEC reporting requirements as a foreign private issuer, ensuring transparency and the validity of its previously filed registration statements for various securities offerings and employee benefit plans.
Why It Matters
This filing confirms Bank of Montreal's adherence to SEC reporting standards, which is crucial for maintaining investor confidence and the legal standing of its various securities offerings.
Risk Assessment
Risk Level: low — This is a routine administrative filing that indicates compliance rather than presenting new risks or opportunities.
Analyst Insight
Investors should note this as a routine compliance filing, confirming BMO's adherence to SEC regulations. No immediate investment action is suggested by this specific document, but it reinforces the transparency of the company's reporting.
Key Numbers
- 12 — Number of Registration Statements (The number of registration statements into which the 6-K information is incorporated by reference.)
Key Players & Entities
- Bank of Montreal (company) — the registrant filing the 6-K
- SEC (company) — the regulatory body receiving the filing
- January 2024 (date) — the month for which the report is filed
- Form 40-F (document) — the annual report form BMO will file
- Form 20-F (document) — the annual report form BMO will NOT file
- 333-214934 (document) — File Number for a Form F-3 Registration Statement
- 333-264388 (document) — File Number for a Form F-3 Registration Statement
- 333-191591 (document) — File Number for a Form S-8 Registration Statement
FAQ
What is the purpose of Bank of Montreal's 6-K filing dated January 8, 2024?
The purpose of Bank of Montreal's 6-K filing is to report as a foreign private issuer for the month of January 2024, indicate its choice to file annual reports under Form 40-F, and incorporate the information by reference into 12 specific registration statements already on file with the SEC.
Which annual report form will Bank of Montreal use, according to this filing?
According to this filing, Bank of Montreal will file annual reports under cover of Form 40-F, as indicated by the 'X' mark next to 'Form 40-F' and the empty bracket next to 'Form 20-F'.
How many registration statements are affected by the 'Incorporation by Reference' section of this 6-K?
The 'Incorporation by Reference' section of this 6-K affects 12 registration statements, as listed from '1. Registration Statement – Form F-3 – File No. 333-214934' through '12. Registration Statement – Form S-8 – File No. 333-14260'.
What is Bank of Montreal's Commission File Number with the SEC?
Bank of Montreal's Commission File Number with the SEC is 001-13354, as stated under 'Commission File Number: 001-13354'.
What is the filing date of this 6-K?
The filing date of this 6-K is January 8, 2024, as indicated by 'FILED AS OF DATE: 20240108'.
Filing Stats: 469 words · 2 min read · ~2 pages · Grade level 8.6 · Accepted 2024-01-08 12:31:44
Filing Documents
- bmo6knomrd.htm (6-K) — 12KB
- exhibit99-1.htm (EX-99.1) — 10KB
- exhibit99-1x1x1.jpg (GRAPHIC) — 6KB
- 0001176256-24-000002.txt ( ) — 31KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BANK OF MONTREAL By: /s/ Tayfun Tuzun Name: Tayfun Tuzun Title: Chief Financial Officer By: /s/ Paul V. Noble Name: Paul V. Noble Title: Corporate Secretary Date : January 8, 2024 EXHIBIT INDEX Exhibit Description of Exhibit 99.1 Notice of Meeting and Record Date (Filed in form required by Canadian National Instrument 54-101 – Communication with Beneficial Owners of Securities of a Reporting Issuer.)