Oportun Financial Corp Files 8-K on Shareholder Votes & Exhibits
Ticker: OPRT · Form: 8-K · Filed: Jun 28, 2024 · CIK: 1538716
Sentiment: neutral
Topics: corporate-governance, financial-reporting
Related Tickers: OPRT
TL;DR
OPRT filed an 8-K on shareholder votes and financials. Keep an eye on disclosures.
AI Summary
Oportun Financial Corporation filed an 8-K on June 28, 2024, reporting on matters submitted to a vote of security holders and financial statements/exhibits. The filing date is June 28, 2024, with the earliest event reported on June 26, 2024. The company is incorporated in Delaware and its principal executive offices are located at 2 Circle Star Way, San Carlos, CA 94070.
Why It Matters
This filing provides updates on important corporate actions and financial disclosures, which are crucial for investors to understand the company's governance and financial health.
Risk Assessment
Risk Level: low — This is a routine filing of corporate information and does not indicate any immediate financial distress or significant operational changes.
Key Players & Entities
- Oportun Financial Corporation (company) — Registrant
- 2 Circle Star Way, San Carlos, CA 94070 (location) — Principal Executive Offices
- Delaware (location) — State of Incorporation
- June 26, 2024 (date) — Date of earliest event reported
- June 28, 2024 (date) — Date of Report
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
What financial statements and exhibits are included in this filing?
The filing states that Financial Statements and Exhibits are included, but the specific content of these exhibits is not detailed in the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on June 26, 2024.
What is Oportun Financial Corporation's principal executive office address?
Oportun Financial Corporation's principal executive office is located at 2 Circle Star Way, San Carlos, CA 94070.
In which state is Oportun Financial Corporation incorporated?
Oportun Financial Corporation is incorporated in Delaware.
Filing Stats: 737 words · 3 min read · ~2 pages · Grade level 12.6 · Accepted 2024-06-28 17:03:02
Key Financial Figures
- $0.0001 — ange on which registered Common Stock, $0.0001 par value per share OPRT Nasdaq Global
Filing Documents
- oprt-20240626.htm (8-K) — 44KB
- 0001538716-24-000089.txt ( ) — 167KB
- oprt-20240626.xsd (EX-101.SCH) — 2KB
- oprt-20240626_lab.xml (EX-101.LAB) — 21KB
- oprt-20240626_pre.xml (EX-101.PRE) — 12KB
- oprt-20240626_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders On June 26, 2024, Oportun Financial Corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders voted on four proposals, each of which is described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on May 13, 2024 (the "Proxy Statement"). At the beginning of the Annual Meeting, there were 27,300,216 shares of common stock present at the Annual Meeting in person or by proxy, which represented 76.7% of the voting power of the shares of common stock entitled to vote at the Annual Meeting. The stockholders of the Company voted on the following proposals at the Annual Meeting: 1. Election of three Class II directors, Ginny Lee, Louis Miramontes and Richard Tambor, each to serve a three-year term, which will expire at the 2027 annual meeting of stockholders, or until his or her successor has been elected and qualified, or until his or her earlier death, resignation or removal. Nominees FOR AGAINST ABSTAIN BROKER NON-VOTES Ginny Lee 10,094,106 6,121,746 12,999 11,071,365 Louis Miramontes 13,291,868 2,892,194 44,789 11,071,365 Richard Tambor 15,539,070 680,502 9,279 11,071,365 Based on the votes set forth above, each of the director nominees were duly elected. 2. Approval of an amendment to our Certificate of Incorporation to eliminate supermajority voting provisions. FOR AGAINST ABSTAIN BROKER NON-VOTES 16,022,171 164,612 42,068 11,071,365 Based on the votes set forth above, the amendment to the Company's Certificate of Incorporation was not approved. 3. Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024. FOR AGAINST ABSTAIN 27,092,903 168,772 38,541 Based on the votes set forth above, the selection of Deloitte & Touche LLP as the Company's ind
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhibit Number 104 Cover Page Interactive Data File embedded within the Inline XBRL document SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. OPORTUN FINANCIAL CORPORATION (Registrant) Date: June 28, 2024 By: /s/ Kathleen Layton Kathleen Layton Chief Legal Officer and Secretary