Oportun Financial Corp. Enters Material Definitive Agreement

Ticker: OPRT · Form: 8-K · Filed: Sep 3, 2024 · CIK: 1538716

Oportun Financial CORP 8-K Filing Summary
FieldDetail
CompanyOportun Financial CORP (OPRT)
Form Type8-K
Filed DateSep 3, 2024
Risk Levelmedium
Pages3
Reading Time3 min
Key Dollar Amounts$0.0001, $223.25 million
Sentimentneutral

Sentiment: neutral

Topics: debt, financing, agreement

Related Tickers: OPRT

TL;DR

Oportun just signed a big new financial deal, details TBD.

AI Summary

Oportun Financial Corp. entered into a material definitive agreement on August 29, 2024, related to a direct financial obligation. The filing does not disclose specific dollar amounts or parties involved in this agreement, but it is a significant event for the company's financial structure.

Why It Matters

This filing indicates a new financial obligation for Oportun, which could impact its balance sheet and future financial flexibility.

Risk Assessment

Risk Level: medium — The creation of a new financial obligation can introduce new risks related to repayment, interest rates, or covenants, the specifics of which are not yet disclosed.

Key Players & Entities

FAQ

What is the nature of the material definitive agreement entered into by Oportun Financial Corp.?

The filing states that Oportun Financial Corp. entered into a material definitive agreement on August 29, 2024, which also constitutes the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement.

What is the specific dollar amount associated with this new financial obligation?

The filing does not disclose the specific dollar amount of the financial obligation.

Who are the other parties involved in this material definitive agreement?

The filing does not specify the names of the other parties involved in the agreement.

What is the purpose of this new financial obligation for Oportun Financial Corp.?

The filing does not detail the specific purpose of the financial obligation.

When was this material definitive agreement officially entered into?

The agreement was entered into on August 29, 2024.

Filing Stats: 790 words · 3 min read · ~3 pages · Grade level 12.7 · Accepted 2024-09-03 16:21:58

Key Financial Figures

Filing Documents

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement 2024-2 Securitization On August 29, 2024, Oportun Financial Corporation (the "Company") issued a press release announcing the issuance of $223.25 million asset-backed notes (the "Notes") by Oportun Issuance Trust 2024-2 (the "Issuer") and secured by a pool of its unsecured and secured personal installment loans (the "2024-2 Securitization"). The 2024-2 Securitization included four classes of fixed rate notes. The Notes were offered and sold in a private placement in reliance on Rule 144A under the U.S. Securities Act of 1933, as amended, and were priced with a weighted average yield of 8.22% per annum and a weighted average coupon of 8.07% per annum. The Notes were issued pursuant to the Indenture dated as of August 29, 2024 (the "2024-2 Indenture") entered into between the Issuer and Wilmington Trust, National Association, as indenture trustee, as securities intermediary and as depositary bank. A copy of the press release is attached hereto as Exhibit 99.1. The foregoing description of the 2024-2 Securitization does not purport to be complete and is qualified in its entirety by reference to the text of the 2024-2 Indenture, a copy of which will be filed as an exhibit to the Company's Quarterly Report on Form 10-Q. Personal Loan Warehouse Amendment On August 29, 2024, OportunPLWTrust, a subsidiary of the Company, Wilmington Trust, National Association as collateral agent, administrative agent, paying agent, securities intermediary and depositary bank and certain lenders from time to time party thereto (the "Lenders"), entered into the Seventh Amendment to the Loan and Security Agreement (the "PLWAmendment"), and other related documents (together with the PLW Amendment, the "Amendment") to amend certain provisions of the Company's personal loan warehouse facility (the "PLW Facility"). The PLW Amendment modifies certain terms of the Loan and Security Agreement to reduce the number of Lenders thereun

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits Exhibit Number 99.1 Press Release dated August 29, 2024 104 Cover Page Interactive Data File embedded within the Inline XBRL document SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. OPORTUN FINANCIAL CORPORATION (Registrant) Date: September 3, 2024 By: /s/ Jonathan Coblentz Jonathan Coblentz Chief Financial Officer and Chief Administrative Officer (Principal Financial Officer)

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