Oppenheimer Holdings Inc. Files 8-K

TL;DR

Oppenheimer Holdings filed a routine 8-K on 4/29/24, no major news.

AI Summary

Oppenheimer Holdings Inc. filed an 8-K on April 29, 2024, reporting on financial statements and exhibits. The filing does not contain specific financial figures or new material events beyond the standard reporting requirements for this form.

Why It Matters

This filing serves as a standard disclosure for Oppenheimer Holdings Inc., providing information on financial statements and exhibits as required by the SEC.

Risk Assessment

Risk Level: low — The filing is a standard SEC disclosure and does not indicate any new risks or material changes for the company.

Key Players & Entities

• OPPENHEIMER HOLDINGS INC. (company) — Registrant
• 0000791963-24-000029 (filing_id) — Accession Number
• April 29, 2024 (date) — Report Date
• 85 Broad Street (address) — Company Business Address

FAQ

Filing Documents

• opy-20240429.htm (8-K) — 26KB
• opy1q-2024investorpresen.htm (EX-99.1) — 15KB
• opy1q-2024investorpresen001.jpg (GRAPHIC) — 100KB
• opy1q-2024investorpresen002.jpg (GRAPHIC) — 285KB
• opy1q-2024investorpresen003.jpg (GRAPHIC) — 135KB
• opy1q-2024investorpresen004.jpg (GRAPHIC) — 223KB
• opy1q-2024investorpresen005.jpg (GRAPHIC) — 99KB
• opy1q-2024investorpresen006.jpg (GRAPHIC) — 102KB
• opy1q-2024investorpresen007.jpg (GRAPHIC) — 141KB
• opy1q-2024investorpresen008.jpg (GRAPHIC) — 140KB
• opy1q-2024investorpresen009.jpg (GRAPHIC) — 148KB
• opy1q-2024investorpresen010.jpg (GRAPHIC) — 41KB
• 0000791963-24-000029.txt ( ) — 2119KB
• opy-20240429.xsd (EX-101.SCH) — 2KB
• opy-20240429_lab.xml (EX-101.LAB) — 21KB
• opy-20240429_pre.xml (EX-101.PRE) — 12KB
• opy-20240429_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

ITEM 7.01 Regulation FD Disclosure. On April 29, 2024 , Oppenheimer Holdings Inc. (the "Company") posted to the Investor Relations page of its website, www.oppenheimer.com, a presentation to investors regarding the Company in the form of the slides containing the information attached to this Current Report on Form 8-K as Exhibit 99.1 (the "Slides"). The Company may use the Slides, in whole or in part, and possibly with minor modifications, in connection with presentations to investors after such date. By filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD. The information contained in the Slides is summary information that is intended to be considered in the context of the Company's Securities and Exchange Commission ("SEC") filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure. In accordance with General Instruction B.2 of this Current Report on Form 8-K, the information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered "filed" under the Exchange Act or incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act. SECTION 9 – FIN

01. Financial Statements and Exhibits

ITEM 9.01. Financial Statements and Exhibits. (d) Exhibits: The following Exhibit is submitted herewith: 99.1 Investor Presentation (First Quarter 2024 Investor Update) posted on April 29, 2024 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Oppenheimer Holdings Inc. By: /s/ Brad M. Watkins --------------------------------- Brad M. Watkins Chief Financial Officer (Duly Authorized Officer and Principal Financial and Accounting Officer) 3 EXHIBIT INDEX Exhibit Number Description 99.1 Investor Presentation (First Quarter 2024 Investor Update) posted on April 29 2024 4

View Full Filing

View this 8-K filing on SEC EDGAR