Oppenheimer Holdings Inc (OPY) — SEC Filings
Oppenheimer Holdings Inc (OPY) — 25 SEC filings. Latest: 8-K (Dec 12, 2025). Includes 15 8-K, 6 10-Q, 2 DEF 14A.
View Oppenheimer Holdings Inc on SEC EDGAR
Overview
Oppenheimer Holdings Inc (OPY) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Oct 31, 2025: Oppenheimer Holdings Inc. reported a mixed financial performance for the nine months ended September 30, 2025. Total revenue increased by 10.25% to $1.165 billion from $1.057 billion in the prior year period, driven by strong growth in commissions, advisory fees, and investment banking. Commissions
Sentiment Summary
Across 25 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 23 neutral. The dominant filing sentiment for Oppenheimer Holdings Inc is neutral.
Filing Type Overview
Oppenheimer Holdings Inc (OPY) has filed 15 8-K, 6 10-Q, 2 DEF 14A, 2 10-K with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (25)
Risk Profile
Risk Assessment: Of OPY's 21 recent filings, 0 were flagged as high-risk, 6 as medium-risk, and 15 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $1.165B |
| Net Income | $74.041M |
| EPS | $6.53 |
| Debt-to-Equity | 2.99 |
| Cash Position | $38.288M |
| Operating Margin | N/A |
| Total Assets | $3.818B |
| Total Debt | $2.898B |
Key Executives
- Albert Nicholas
Industry Context
Oppenheimer Holdings Inc. operates in the highly competitive financial services sector, which is characterized by evolving client demands, technological advancements, and a dynamic regulatory environment. Key growth drivers include robust performance in commissions, advisory fees, and investment banking, indicating strength in client-driven services and capital markets activities. However, the decline in bank deposit sweep income highlights sensitivity to interest rate environments and potential shifts in client cash management strategies.
Top Tags
financials (6) · 8-K (4) · regulatory-filing (4) · 10-Q (4) · Financial Services (3) · disclosure (3) · financial-statements (3) · filing (3) · Oppenheimer Holdings (3) · Broker-Dealer (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Total Revenue | $1.165B | Increased 10.25% for the nine months ended September 30, 2025, from $1.057 billion in 2024. |
| Net Income Attributable to Oppenheimer Holdings Inc. | $74.041M | Increased 21.72% for the nine months ended September 30, 2025, from $60.828 million in 2024. |
| Diluted Earnings Per Share | $6.53 | Increased from $5.45 for the nine months ended September 30, 2025, compared to 2024. |
| Advisory Fees | $388.835M | Increased 9.95% for the nine months ended September 30, 2025, from $353.675 million in 2024. |
| Investment Banking Revenue | $168.644M | Increased 27.91% for the nine months ended September 30, 2025, from $131.841 million in 2024. |
| Bank Deposit Sweep Income | $87.078M | Decreased 18.24% for the nine months ended September 30, 2025, from $106.406 million in 2024. |
| Total Assets | $3.818B | Increased from $3.383 billion as of December 31, 2024. |
| Allowance for Uncollectibles | $2.652M | Decreased from $2.815 million at the beginning of the nine-month period ended September 30, 2025. |
| Notes Receivable | $67.4M | Represents recruiting and retention payments to financial advisors as of September 30, 2025. |
| Class A Non-Voting Common Stock Shares Outstanding | 10,420,884 | As of October 31, 2025, indicating share count. |
| Net Loss | $1.5M | Q2 2025, a swing from $10.2M net income in Q2 2024 |
| Net Income (YTD) | $12.3M | Six months ended June 30, 2025, down 52.3% from $25.8M in prior year |
| Total Revenues (Q2) | $305.6M | Q2 2025, a slight decrease from $310.1M in Q2 2024 |
| Total Revenues (YTD) | $615.2M | Six months ended June 30, 2025, a slight decrease from $620.5M in prior year |
| Net Income Decrease (YTD) | 52.3% | Percentage decrease in net income for the six months ended June 30, 2025, compared to the prior year |
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Frequently Asked Questions
What are the latest SEC filings for Oppenheimer Holdings Inc (OPY)?
Oppenheimer Holdings Inc has 25 recent SEC filings from Jan 2024 to Dec 2025, including 15 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of OPY filings?
Across 25 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 23 neutral. The dominant sentiment is neutral.
Where can I find Oppenheimer Holdings Inc SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Oppenheimer Holdings Inc (OPY) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Oppenheimer Holdings Inc?
Key financial highlights from Oppenheimer Holdings Inc's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for OPY?
The investment thesis for OPY includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Oppenheimer Holdings Inc?
Key executives identified across Oppenheimer Holdings Inc's filings include Albert Nicholas.
What are the main risk factors for Oppenheimer Holdings Inc stock?
Of OPY's 21 assessed filings, 0 were flagged high-risk, 6 medium-risk, and 15 low-risk.
What are recent predictions and forward guidance from Oppenheimer Holdings Inc?
Forward guidance and predictions for Oppenheimer Holdings Inc are extracted from SEC filings as they are enriched.