Oppenheimer Holdings Inc. Files 8-K with Financials

TL;DR

Oppenheimer Holdings filed an 8-K on 10/28/24 with financial statements.

AI Summary

Oppenheimer Holdings Inc. filed an 8-K on October 28, 2024, reporting on events that occurred on the same date. The filing includes financial statements and exhibits, and is related to Regulation FD Disclosure. The company, previously known as FAHNESTOCK VINER HOLDINGS INC, is incorporated in Delaware and headquartered at 85 Broad Street, New York, NY.

Why It Matters

This 8-K filing provides updated financial information and disclosures for Oppenheimer Holdings Inc., which is important for investors and stakeholders to assess the company's current financial health and regulatory compliance.

Risk Assessment

Risk Level: low — This filing is a routine 8-K report containing financial statements and exhibits, with no indication of significant adverse events.

Key Players & Entities

• OPPENHEIMER HOLDINGS INC (company) — Registrant
• FAHNESTOCK VINER HOLDINGS INC (company) — Former Company Name
• 85 Broad Street (location) — Company Headquarters
• October 28, 2024 (date) — Report Date

FAQ

Filing Documents

• opy-20241028.htm (8-K) — 27KB
• opy3q-2024investorpresen.htm (EX-99.1) — 13KB
• opy3q-2024investorpresen001.jpg (GRAPHIC) — 101KB
• opy3q-2024investorpresen002.jpg (GRAPHIC) — 274KB
• opy3q-2024investorpresen003.jpg (GRAPHIC) — 146KB
• opy3q-2024investorpresen004.jpg (GRAPHIC) — 213KB
• opy3q-2024investorpresen005.jpg (GRAPHIC) — 102KB
• opy3q-2024investorpresen006.jpg (GRAPHIC) — 96KB
• opy3q-2024investorpresen007.jpg (GRAPHIC) — 140KB
• opy3q-2024investorpresen008.jpg (GRAPHIC) — 140KB
• opy3q-2024investorpresen009.jpg (GRAPHIC) — 153KB
• opy3q-2024investorpresen010.jpg (GRAPHIC) — 40KB
• 0000791963-24-000054.txt ( ) — 2101KB
• opy-20241028.xsd (EX-101.SCH) — 2KB
• opy-20241028_lab.xml (EX-101.LAB) — 21KB
• opy-20241028_pre.xml (EX-101.PRE) — 12KB
• opy-20241028_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

ITEM 7.01 Regulation FD Disclosure. On October 28, 2024 , Oppenheimer Holdings Inc. (the "Company") posted to the Investor Relations page of its website, www.oppenheimer.com, a presentation to investors regarding the Company in the form of the slides containing the information attached to this Current Report on Form 8-K as Exhibit 99.1 (the "Slides"). The Company may use the Slides, in whole or in part, and possibly with minor modifications, in connection with presentations to investors after such date. By filing this Current Report on Form 8-K and furnishing the information contained herein, the Company makes no admission as to the materiality of any information in this report that is required to be disclosed solely by reason of Regulation FD. The information contained in the Slides is summary information that is intended to be considered in the context of the Company's Securities and Exchange Commission ("SEC") filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure. In accordance with General Instruction B.2 of this Current Report on Form 8-K, the information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered "filed" under the Exchange Act or incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act. SECTION 9 – F

01. Financial Statements and Exhibits

ITEM 9.01. Financial Statements and Exhibits. (d) Exhibits: The following Exhibit is submitted herewith: 99.1 Investor Presentation (Third Quarter 2024 Investor Update) posted on October 28, 2024 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Oppenheimer Holdings Inc. Date: October 28, 2024 By: /s/ Brad M. Watkins --------------------------------- Brad M. Watkins Chief Financial Officer (Duly Authorized Officer and Principal Financial and Accounting Officer) 3 EXHIBIT INDEX Exhibit Number Description 99.1 Investor Presentation ( Third Quarter 2024 Investor Update) posted on October 28 , 2024 4

View Full Filing

View this 8-K filing on SEC EDGAR