Lpl Financial Holdings INC. (LPLA) — SEC Filings

Overview

Lpl Financial Holdings INC. (LPLA) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 4 filed on Mar 26, 2026: On March 24, 2026, Richard P. Schifter reported a change in beneficial ownership of securities for LPL Financial Holdings Inc. The filing details transactions related to his holdings, but specific dollar amounts and the exact nature of the transactions are not provided in this excerpt.

Sentiment Summary

Across 44 filings, the sentiment breakdown is: 1 bullish, 42 neutral, 1 mixed. The dominant filing sentiment for Lpl Financial Holdings INC. is neutral.

Filing Type Overview

Lpl Financial Holdings INC. (LPLA) has filed 1 4, 6 10-Q, 28 8-K, 2 DEF 14A, 2 10-K, 1 8-K/A, 4 SC 13G/A with the SEC between Feb 2024 to Mar 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (44)

• LPL Financial Holdings Inc. - Ownership Change Filing — 4 · Mar 26, 2026 Risk: low
  On March 24, 2026, Richard P. Schifter reported a change in beneficial ownership of securities for LPL Financial Holdings Inc. The filing details transactions r
• LPL Financial Swings to Loss on $419M Acquisition Costs — 10-Q · Nov 3, 2025 Risk: medium
  LPL Financial Holdings Inc. (LPLA) reported a net loss of $29.5 million, or a $0.37 loss per diluted share, for the third quarter of 2025, a significant decline
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Oct 30, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on October 30, 2025, reporting on its results of operations and financial condition. The filing includes financial stat
• LPL Financial Posts Strong Q2 Earnings, Revenue Jumps 14% — 10-Q · Aug 4, 2025 Risk: low
  LPL Financial Holdings Inc. reported robust financial performance for the second quarter ended June 30, 2025, with total revenue reaching $2.85 billion, a signi
• LPL Financial Holdings Inc. Files 8-K — 8-K · Aug 1, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on August 1, 2025, reporting on events including Regulation FD disclosures, other events, and financial statements. The
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Jul 31, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on July 31, 2025, reporting on its results of operations and financial condition. The filing includes financial stateme
• LPL Financial Holdings Inc. Files 8-K on Executive Changes — 8-K · Jul 3, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on July 3, 2025, reporting on the departure of directors or certain officers, the election of directors, the appointmen
• LPL Financial Announces Board and Executive Compensation Changes — 8-K · Jun 3, 2025 Risk: low
  LPL Financial Holdings Inc. announced changes to its board of directors and executive compensation arrangements effective May 30, 2025. The filing details the d
• LPL Financial Holdings Inc. Files 8-K on Security Holder Vote — 8-K · May 23, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on May 23, 2025, to report on matters submitted to a vote of its security holders. The filing indicates a submission of
• LPL Financial Holdings Inc. Files Q1 2025 10-Q — 10-Q · May 9, 2025 Risk: low
  LPL Financial Holdings Inc. filed its 10-Q for the period ending March 31, 2025. The filing details financial performance and business operations, including var
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · May 8, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on May 8, 2025, reporting on its results of operations and financial condition. The filing includes financial statement
• LPL Financial Holdings Inc. Enters Material Definitive Agreement — 8-K · Apr 3, 2025 Risk: medium
  On April 1, 2025, LPL Financial Holdings Inc. entered into a material definitive agreement. This agreement also created a direct financial obligation or an obli
• LPL Financial Holdings Inc. Files 8-K — 8-K · Apr 2, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on April 2, 2025, reporting events as of March 31, 2025. The filing primarily concerns financial statements and exhibit
• LPL Financial Enters Material Definitive Agreement — 8-K · Mar 31, 2025 Risk: medium
  LPL Financial Holdings Inc. announced on March 28, 2025, that it has entered into a material definitive agreement. The filing also includes Regulation FD disclo
• LPL Financial Holdings Inc. Files 2025 Proxy Statement — DEF 14A · Mar 25, 2025 Risk: low
  LPL Financial Holdings Inc. filed its DEF 14A on March 25, 2025, detailing executive compensation and corporate governance matters for the fiscal year ending De
• LPL Financial Holdings Inc. Reports Board and Executive Changes — 8-K · Mar 6, 2025 Risk: medium
  LPL Financial Holdings Inc. announced on February 28, 2025, changes related to its board of directors and executive compensation. Specifically, the filing detai
• LPL Financial Holdings Inc. Files 8-K on Material Agreement — 8-K · Feb 26, 2025 Risk: medium
  On February 26, 2025, LPL Financial Holdings Inc. filed an 8-K report detailing a material definitive agreement and a direct financial obligation. The filing in
• LPL Financial Holdings Inc. Files 8-K — 8-K · Feb 25, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on February 25, 2025, reporting on events that occurred on February 24, 2025. The filing primarily concerns financial s
• LPL Financial Holdings Inc. Files 2024 10-K — 10-K · Feb 20, 2025 Risk: medium
  LPL Financial Holdings Inc. filed its 2024 10-K on February 20, 2025, reporting on its fiscal year ending December 31, 2024. The company, headquartered in San D
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Jan 30, 2025 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on January 30, 2025, reporting on its results of operations and financial condition. The filing includes financial stat
• LPL Financial Holdings Inc. Announces Board and Compensation Changes — 8-K · Dec 9, 2024 Risk: low
  LPL Financial Holdings Inc. announced on December 8, 2024, changes in its board of directors and executive compensation arrangements. Specifically, the company
• LPL Financial Holdings Inc. Files 8-K/A Amendment — 8-K/A · Dec 9, 2024 Risk: medium
  LPL Financial Holdings Inc. filed an amendment (8-K/A) on December 9, 2024, to a previous filing concerning a material definitive agreement and a direct financi
• LPL Financial Holdings Inc. Enters Material Definitive Agreement — 8-K · Dec 5, 2024 Risk: medium
  On December 5, 2024, LPL Financial Holdings Inc. entered into a material definitive agreement. The filing does not provide specific details about the agreement,
• SC 13G/A Filing — SC 13G/A · Nov 12, 2024
• LPL Financial Holdings Inc. Files Q3 2024 10-Q Report — 10-Q · Nov 4, 2024 Risk: medium
  LPL Financial Holdings Inc. filed its 10-Q for the period ending September 30, 2024. The filing details financial performance and operational updates for the th
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Oct 30, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on October 30, 2024, reporting on its results of operations and financial condition. The filing includes financial stat
• SC 13G/A Filing — SC 13G/A · Oct 22, 2024
• LPL Financial Announces Board and Executive Compensation Changes — 8-K · Oct 21, 2024 Risk: medium
  LPL Financial Holdings Inc. announced on October 17, 2024, changes related to its board of directors and executive compensation. The filing details the departur
• LPL Financial Holdings Inc. Files 8-K — 8-K · Oct 1, 2024 Risk: medium
  LPL Financial Holdings Inc. filed an 8-K on October 1, 2024, reporting on the departure of directors or certain officers, the election of directors, the appoint
• LPL Financial Holdings Inc. Files Q2 2024 10-Q — 10-Q · Jul 30, 2024 Risk: medium
  LPL Financial Holdings Inc. filed its 10-Q for the period ending June 30, 2024. The filing details the company's financial performance and position, including i
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Jul 25, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on July 25, 2024, reporting on its results of operations and financial condition. The filing includes financial stateme
• LPL Financial Holdings Inc. Enters Material Definitive Agreement — 8-K · May 20, 2024 Risk: medium
  On May 20, 2024, LPL Financial Holdings Inc. entered into a material definitive agreement. This filing also indicates the creation of a direct financial obligat
• LPL Financial Acquires The Financial Services Network — 8-K · May 14, 2024 Risk: low
  LPL Financial Holdings Inc. announced on May 13, 2024, that it has entered into a definitive agreement to acquire the assets of The Financial Services Network (
• LPL Financial Holdings Inc. Files 8-K on Shareholder Matters — 8-K · May 10, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on May 10, 2024, reporting on matters submitted to a vote of security holders on May 9, 2024. The filing details the co
• LPL Financial Holdings Inc. Files Q1 2024 10-Q Report — 10-Q · May 2, 2024 Risk: low
  LPL Financial Holdings Inc. (LPLA) filed a Quarterly Report (10-Q) with the SEC on May 2, 2024. LPL Financial Holdings Inc. reported its Q1 2024 results on May
• LPL Financial Holdings Inc. Files 8-K on Financials — 8-K · Apr 30, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on April 30, 2024, reporting on its results of operations and financial condition. The filing includes financial statem
• LPL Financial Holdings Inc. Files Definitive Proxy Statement — DEF 14A · Mar 28, 2024 Risk: low
  LPL Financial Holdings Inc. (LPLA) filed a Proxy Statement (DEF 14A) with the SEC on March 28, 2024. LPL Financial Holdings Inc. filed a Definitive Proxy Statem
• LPL Financial Reports Executive Changes and Compensation Arrangements — 8-K · Feb 29, 2024 Risk: medium
  LPL Financial Holdings Inc. filed an 8-K on February 29, 2024, reporting an event that occurred on February 26, 2024. The filing pertains to Item 5.02, which co
• LPL Financial Holdings Inc. Files 2023 Annual Report on Form 10-K — 10-K · Feb 21, 2024 Risk:
  LPL Financial Holdings Inc. (LPLA) filed a Annual Report (10-K) with the SEC on February 21, 2024. LPL Financial Holdings Inc. reported its 2023 fiscal year res
• LPL Financial Amends Corporate Bylaws — 8-K · Feb 20, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K on February 20, 2024, reporting an event on February 15, 2024, concerning amendments to its Articles of Incorporation o
• LPL Financial Files 8-K for Regulation FD and Exhibits — 8-K · Feb 13, 2024 Risk: low
  LPL Financial Holdings Inc. filed an 8-K with the SEC on February 13, 2024, under accession number 0001193125-24-032973. This filing, originating from their pri
• SC 13G/A Filing — SC 13G/A · Feb 13, 2024
• BlackRock Updates Passive Stake in LPL Financial Holdings — SC 13G/A · Feb 12, 2024 Risk: low
  BlackRock Inc. filed an amended Schedule 13G/A on February 12, 2024, indicating its ownership of LPL Financial Holdings Inc. common stock as of December 31, 202
• LPL Financial Files 8-K on Operations & Financial Condition — 8-K · Feb 1, 2024
  LPL Financial Holdings Inc. filed an 8-K on February 1, 2024, to report its results of operations and financial condition. This filing, under SEC File Number 00

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