LPL Financial Holdings Inc. Files 8-K on Financials
Ticker: LPLA · Form: 8-K · Filed: Oct 30, 2024 · CIK: 1397911
Sentiment: neutral
Topics: financial-reporting, 8-K, results-of-operations
Related Tickers: LPLA
TL;DR
LPL Financial dropped an 8-K detailing their latest financial results and condition.
AI Summary
LPL Financial Holdings Inc. filed an 8-K on October 30, 2024, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits related to the company's performance.
Why It Matters
This filing provides crucial updates on LPL Financial's operational and financial health, which can influence investor decisions and market perception.
Risk Assessment
Risk Level: low — This is a routine financial reporting filing and does not indicate any immediate or significant risks.
Key Players & Entities
- LPL Financial Holdings Inc. (company) — Registrant
- October 30, 2024 (date) — Date of earliest event reported
- 4707 Executive Drive, San Diego, California 92121 (address) — Principal executive offices
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report on LPL Financial Holdings Inc.'s results of operations and financial condition, including financial statements and exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on October 30, 2024.
What is the principal executive office address for LPL Financial Holdings Inc.?
The principal executive office address for LPL Financial Holdings Inc. is 4707 Executive Drive, San Diego, California 92121.
What is the company's state of incorporation?
The company's state of incorporation is Delaware.
What is the SIC code for LPL Financial Holdings Inc.?
The Standard Industrial Classification (SIC) code for LPL Financial Holdings Inc. is 6200, which falls under SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES.
Filing Stats: 508 words · 2 min read · ~2 pages · Grade level 10.7 · Accepted 2024-10-30 16:08:24
Key Financial Figures
- $0.001 — ch registered Common Stock - par value $0.001 per share LPLA The Nasdaq Global Select
Filing Documents
- lpla-20241030.htm (8-K) — 25KB
- a2024q3earningsrelease.htm (EX-99.1) — 838KB
- imagea.jpg (GRAPHIC) — 2KB
- 0001397911-24-000136.txt ( ) — 1042KB
- lpla-20241030.xsd (EX-101.SCH) — 2KB
- lpla-20241030_lab.xml (EX-101.LAB) — 22KB
- lpla-20241030_pre.xml (EX-101.PRE) — 12KB
- lpla-20241030_htm.xml (XML) — 3KB
02 Results of Operations and Financial Condition
Item 2.02 Results of Operations and Financial Condition. On October 30, 2024, LPL Financial Holdings Inc. (collectively with its subsidiaries, the "Company") issued a press release announcing its financial results for the three months ended September 30, 2024. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1. Exhibit 99.1 shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release dated October 3 0 , 2024 ("LPL Financial Announces Third Quarter 2024 Results"). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LPL FINANCIAL HOLDINGS INC. By: /s/ Matthew J. Audette Name: Matthew J. Audette Title: President and Chief Financial Officer Dated: October 30, 2024