LPL Financial Holdings Inc. Files 8-K on Financials
Ticker: LPLA · Form: 8-K · Filed: Oct 30, 2025 · CIK: 1397911
Sentiment: neutral
Topics: financial-reporting, 8-K, operations
Related Tickers: LPLA
TL;DR
LPL Financial dropped an 8-K on 10/30/25 detailing financial condition.
AI Summary
LPL Financial Holdings Inc. filed an 8-K on October 30, 2025, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits related to the period ending October 30, 2025. The company, incorporated in Delaware, is headquartered in San Diego, California.
Why It Matters
This filing provides investors with crucial updates on LPL Financial's operational and financial performance, impacting investment decisions.
Risk Assessment
Risk Level: low — This is a routine financial filing and does not indicate any immediate or significant risks.
Key Numbers
- 001-34963 — SEC File Number (Identifies the company's filing with the SEC.)
- 20-3717839 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- LPL Financial Holdings Inc. (company) — Registrant
- October 30, 2025 (date) — Date of earliest event reported
- Delaware (jurisdiction) — State of incorporation
- 4707 Executive Drive, San Diego, California 92121 (address) — Principal executive offices
FAQ
What specific financial information is being reported in this 8-K?
The 8-K indicates it reports on 'Results of Operations and Financial Condition' and includes 'Financial Statements and Exhibits'.
When was the earliest event reported in this filing?
The earliest event reported is dated October 30, 2025.
Where is LPL Financial Holdings Inc. incorporated?
LPL Financial Holdings Inc. is incorporated in Delaware.
What is the principal business address of LPL Financial Holdings Inc.?
The principal business address is 4707 Executive Drive, San Diego, California 92121.
What is the SEC file number for LPL Financial Holdings Inc.?
The SEC file number is 001-34963.
Filing Stats: 504 words · 2 min read · ~2 pages · Grade level 11.3 · Accepted 2025-10-30 16:13:46
Key Financial Figures
- $0.001 — ch registered Common Stock - par value $0.001 per share LPLA The Nasdaq Global Select
Filing Documents
- lpla-20251030.htm (8-K) — 25KB
- a2025q3earningsrelease.htm (EX-99.1) — 860KB
- image.jpg (GRAPHIC) — 2KB
- 0001628280-25-047543.txt ( ) — 1057KB
- lpla-20251030.xsd (EX-101.SCH) — 2KB
- lpla-20251030_lab.xml (EX-101.LAB) — 22KB
- lpla-20251030_pre.xml (EX-101.PRE) — 12KB
- lpla-20251030_htm.xml (XML) — 3KB
02 Results of Operations and Financial Condition
Item 2.02 Results of Operations and Financial Condition. On October 30, 2025, LPL Financial Holdings Inc. (collectively with its subsidiaries, the "Company") issued a press release announcing its financial results for the three months ended September 30, 2025. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1. Exhibit 99.1 shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release dated October 30, 2025 ("LPL Financial Announces Third Quarter 2025 Results") 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LPL FINANCIAL HOLDINGS INC. By: /s/ Matthew Audette Name: Matthew Audette Title: President and Chief Financial Officer Dated: October 30, 2025