LPL Financial Holdings Inc. Files 8-K on Financials

Ticker: LPLA · Form: 8-K · Filed: Apr 30, 2024 · CIK: 1397911

Sentiment: neutral

Topics: financial-reporting, 8-k, results-of-operations

Related Tickers: LPLA

TL;DR

LPL Financial dropped an 8-K detailing its latest financial results. Check it out.

AI Summary

LPL Financial Holdings Inc. filed an 8-K on April 30, 2024, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits related to the period ending April 30, 2024. The company, incorporated in Delaware, is headquartered in San Diego, California.

Why It Matters

This filing provides crucial updates on LPL Financial's operational and financial performance, which can impact investor decisions and market perception.

Risk Assessment

Risk Level: low — This is a routine financial disclosure filing and does not indicate any immediate or unusual risks.

Key Players & Entities

FAQ

What specific financial information is being reported in this 8-K?

This 8-K reports on LPL Financial Holdings Inc.'s 'Results of Operations and Financial Condition' and includes 'Financial Statements and Exhibits'.

When was this 8-K filing submitted?

The filing was submitted on April 30, 2024.

What is the principal business address of LPL Financial Holdings Inc.?

The principal executive offices are located at 4707 Executive Drive, San Diego, California 92121.

In which state was LPL Financial Holdings Inc. incorporated?

LPL Financial Holdings Inc. was incorporated in Delaware.

What is the IRS Employer Identification Number for LPL Financial Holdings Inc.?

The IRS Employer Identification Number is 20-3717839.

Filing Stats: 512 words · 2 min read · ~2 pages · Grade level 10.6 · Accepted 2024-04-30 16:13:04

Key Financial Figures

Filing Documents

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On April 30, 2024, LPL Financial Holdings Inc. (collectively with its subsidiaries, the "Company") issued a press release announcing its financial results for the three months ended March 31, 2024. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1. Exhibit 99.1 shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release dated April 30 , 2024 ("LPL Financial Announces F irst Quarter 202 4 Results"). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LPL FINANCIAL HOLDINGS INC. By: /s/ Matthew J. Audette Name: Matthew J. Audette Title: Chief Financial Officer and Head of Business Operations Dated: April 30, 2024

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