LPL Financial Holdings Inc. Files 8-K on Financials

Ticker: LPLA · Form: 8-K · Filed: Jul 25, 2024 · CIK: 1397911

Sentiment: neutral

Topics: financial-reporting, 8-k

Related Tickers: LPLA

TL;DR

LPLA filed an 8-K on 7/25 detailing financial results.

AI Summary

LPL Financial Holdings Inc. filed an 8-K on July 25, 2024, reporting on its results of operations and financial condition. The filing includes financial statements and exhibits related to its business as a security and commodity broker-dealer.

Why It Matters

This filing provides investors with updated financial information and operational results for LPL Financial Holdings Inc., crucial for assessing the company's performance and stability.

Risk Assessment

Risk Level: low — This is a routine financial filing (8-K) that does not indicate any unusual or negative events.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for LPL Financial Holdings Inc.?

The primary purpose is to report on the company's Results of Operations and Financial Condition, and it includes Financial Statements and Exhibits.

On what date was this 8-K filed?

The 8-K was filed on July 25, 2024.

What is the principal executive office address for LPL Financial Holdings Inc.?

The principal executive office is located at 4707 Executive Drive, San Diego, California 92121.

What is the Standard Industrial Classification (SIC) code for LPL Financial Holdings Inc.?

The SIC code is 6200, which falls under SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES.

Was there a previous name for LPL Financial Holdings Inc.?

Yes, the former company name was LPL Investment Holdings Inc., with a date of name change on April 27, 2007.

Filing Stats: 511 words · 2 min read · ~2 pages · Grade level 10.6 · Accepted 2024-07-25 16:07:48

Key Financial Figures

Filing Documents

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On July 25, 2024, LPL Financial Holdings Inc. (collectively with its subsidiaries, the "Company") issued a press release announcing its financial results for the three months ended June 30, 2024. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1. Exhibit 99.1 shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits 99.1 Press Release dated July 2 5 , 2024 ("LPL Financial Announces Second Quarter 2024 Results"). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LPL FINANCIAL HOLDINGS INC. By: /s/ Matthew J. Audette Name: Matthew J. Audette Title: Chief Financial Officer and Head of Business Operations Dated: July 25, 2024

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