LPL Financial Files 8-K for Regulation FD and Exhibits
Ticker: LPLA · Form: 8-K · Filed: Feb 13, 2024 · CIK: 1397911
Sentiment: neutral
Topics: 8-K, Regulation FD, SEC Filing, Compliance
Related Tickers: LPLA
TL;DR
**LPL Financial filed a standard 8-K on February 13, 2024, for Regulation FD and exhibits, indicating routine disclosure without specific event details in this snippet.**
AI Summary
LPL Financial Holdings Inc. filed an 8-K with the SEC on February 13, 2024, under accession number 0001193125-24-032973. This filing, originating from their principal executive offices in San Diego, California, specifically includes disclosures under Regulation FD and furnishes Financial Statements and Exhibits, as indicated by the item information.
Why It Matters
This routine 8-K filing ensures LPL Financial Holdings Inc. maintains transparency with investors by publicly disclosing material information, which is crucial for informed investment decisions and regulatory compliance.
Risk Assessment
Risk Level: low — This 8-K is a routine disclosure filing for Regulation FD and exhibits, and the provided text does not contain information that inherently suggests a high or medium risk event.
Key Players & Entities
- LPL Financial Holdings Inc. (company) — Filer
- SEC (company) — Regulator
- Delaware (location) — State of Incorporation
- San Diego (location) — Business City
- February 13, 2024 (date) — Date of Report
FAQ
What is the exact name of the registrant for this 8-K filing?
The exact name of the registrant is LPL Financial Holdings Inc.
When was the earliest event reported in this 8-K filing?
The earliest event reported was on February 13, 2024.
What items are disclosed in this 8-K filing according to the provided text?
The filing includes "Regulation FD Disclosure" and "Financial Statements and Exhibits."
What is the Commission File Number for LPL Financial Holdings Inc.?
The Commission File Number is 001-34963.
Where are the principal executive offices of LPL Financial Holdings Inc. located?
The principal executive offices are located at 4707 Executive Drive, San Diego, California 92121.
Filing Stats: 575 words · 2 min read · ~2 pages · Grade level 10 · Accepted 2024-02-13 08:39:30
Key Financial Figures
- $0.001 — ich registered Common stock, par value $0.001 per share LPLA The Nasdaq Global Se
Filing Documents
- d765383d8k.htm (8-K) — 24KB
- d765383dex991.htm (EX-99.1) — 15KB
- g765383g0213054648717.jpg (GRAPHIC) — 4KB
- 0001193125-24-032973.txt ( ) — 165KB
- lpla-20240213.xsd (EX-101.SCH) — 3KB
- lpla-20240213_lab.xml (EX-101.LAB) — 17KB
- lpla-20240213_pre.xml (EX-101.PRE) — 11KB
- d765383d8k_htm.xml (XML) — 3KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit No. Exhibit Description 99.1 Press release dated February 13, 2024 ("LPL Financial to Acquire Atria Wealth Solutions") 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. LPL FINANCIAL HOLDINGS INC. By: /s/ Gregory M. Woods Dated: February 13, 2024 Name: Gregory M. Woods Title: Secretary