Oxford Lane Capital Corp. (OXLCG) — SEC Filings
Oxford Lane Capital Corp. (OXLCG) — 9 SEC filings. Latest: DEFA14A (Sep 19, 2025). Includes 4 SC 13G/A, 2 DEF 14A, 1 DEFA14A.
View Oxford Lane Capital Corp. on SEC EDGAR
Overview
Oxford Lane Capital Corp. (OXLCG) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEFA14A filed on Sep 19, 2025: Oxford Lane Capital Corp. is filing a supplement to its definitive proxy statement for the 2025 Annual Meeting of Stockholders, scheduled for October. This filing, dated September 19, 2025, concerns the proxy statement and related materials.
Sentiment Summary
Across 9 filings, the sentiment breakdown is: 9 neutral. The dominant filing sentiment for Oxford Lane Capital Corp. is neutral.
Filing Type Overview
Oxford Lane Capital Corp. (OXLCG) has filed 1 DEFA14A, 2 DEF 14A, 1 SC 13D, 4 SC 13G/A, 1 8-K with the SEC between Jan 2024 to Sep 2025.
Filings by Year
Recent SEC Filings (9)
| Date | Form | Description | Risk |
|---|---|---|---|
| Sep 19, 2025 | DEFA14A | Oxford Lane Capital Corp. Proxy Statement Supplement Filed | low |
| Sep 4, 2025 | DEF 14A | Oxford Lane Capital Sets Director Elections for October 24 Annual Meeting | low |
| Nov 14, 2024 | SC 13D | Eagle Point Credit Management Files 13D on Oxford Lane Capital | medium |
| Nov 13, 2024 | SC 13G/A | SC 13G/A Filing | |
| Sep 6, 2024 | DEF 14A | Oxford Lane Capital Corp. Files Definitive Proxy Statement | low |
| Jul 31, 2024 | 8-K | Oxford Lane Capital Corp. Files 8-K on May 29th Event | low |
| Jul 2, 2024 | SC 13G/A | SC 13G/A Filing | |
| Feb 13, 2024 | SC 13G/A | SC 13G/A Filing | |
| Jan 9, 2024 | SC 13G/A | Eagle Point Credit Management Holds 2.12M Oxford Lane Preferred Shares |
Risk Profile
Risk Assessment: Of OXLCG's 5 recent filings, 0 were flagged as high-risk, 1 as medium-risk, and 4 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Jonathan H. Cohen
- Mark J. Ashenfelter
- Saul B. Rosenthal
- Bruce L. Rubin
- Courtney Fandrick
Industry Context
Oxford Lane Capital Corp. operates within the Business Development Company (BDC) sector, which focuses on providing financing to small and middle-market companies. This sector is sensitive to interest rate changes and credit market conditions. BDCs often invest in debt instruments, making them susceptible to default risks and valuation fluctuations.
Top Tags
proxy-statement (2) · annual-meeting (2) · preferred-stock (2) · supplemental-filing (1) · Proxy Statement (1) · Director Elections (1) · Corporate Governance (1) · Annual Meeting (1) · Shareholder Voting (1) · Preferred Stock (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Meeting Date | October 24, 2025 | Date of the 2025 Annual Meeting of Stockholders |
| Record Date | August 27, 2025 | Date for determining stockholders entitled to vote |
| Common Stock Shares Outstanding | 482,902,319 | Number of Common Stock shares entitled to vote as of Record Date |
| Preferred Stock Shares Outstanding | 8,761,706 | Number of Preferred Stock shares entitled to vote as of Record Date |
| Jonathan H. Cohen's Common Stock Ownership | 7,824,728 | Represents 1.62% of Common Stock |
| Eagle Point Credit Management LLC Preferred Stock Ownership | 1,905,838 | Represents 21.75% of Preferred Stock |
| Karpus Management, Inc. Preferred Stock Ownership | 873,033 | Represents 9.96% of Preferred Stock |
| Director Term Length | 3 years | Term for elected directors Jonathan H. Cohen and Mark J. Ashenfelter |
| Annual Meeting Time | 8:30 a.m. | Start time for the Annual Meeting |
| Executive Officers and Directors Common Stock Ownership | 15,660,321 | Represents 3.24% of Common Stock as a group |
| Filing Date | 20240906 | The date the definitive proxy statement was submitted to the SEC. |
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Frequently Asked Questions
What are the latest SEC filings for Oxford Lane Capital Corp. (OXLCG)?
Oxford Lane Capital Corp. has 9 recent SEC filings from Jan 2024 to Sep 2025, including 4 SC 13G/A, 2 DEF 14A, 1 DEFA14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of OXLCG filings?
Across 9 filings, the sentiment breakdown is: 9 neutral. The dominant sentiment is neutral.
Where can I find Oxford Lane Capital Corp. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Oxford Lane Capital Corp. (OXLCG) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Oxford Lane Capital Corp.?
Financial highlights for Oxford Lane Capital Corp. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for OXLCG?
The investment thesis for OXLCG includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Oxford Lane Capital Corp.?
Key executives identified across Oxford Lane Capital Corp.'s filings include Jonathan H. Cohen, Mark J. Ashenfelter, Saul B. Rosenthal, Bruce L. Rubin, Courtney Fandrick.
What are the main risk factors for Oxford Lane Capital Corp. stock?
Of OXLCG's 5 assessed filings, 0 were flagged high-risk, 1 medium-risk, and 4 low-risk.
What are recent predictions and forward guidance from Oxford Lane Capital Corp.?
Forward guidance and predictions for Oxford Lane Capital Corp. are extracted from SEC filings as they are enriched.