Oxford Lane Capital Corp. Files Definitive Proxy Statement

TL;DR

OXLC proxy statement filed, annual meeting Oct 22. Vote your shares!

AI Summary

Oxford Lane Capital Corp. filed a definitive proxy statement (DEF 14A) on September 6, 2024, for its annual meeting on October 22, 2024. The filing concerns the solicitation of proxies from shareholders regarding matters to be voted on at the meeting. The company is incorporated in Maryland and its fiscal year ends on March 31.

Why It Matters

This filing is crucial for shareholders as it outlines the agenda for the upcoming annual meeting, including any proposals or director elections that require their vote.

Risk Assessment

Risk Level: low — This is a routine regulatory filing (DEF 14A) that provides information to shareholders about an upcoming meeting, rather than announcing significant new financial events or strategic shifts.

Key Numbers

• 20241022 — Annual Meeting Date (Shareholders will vote on proposals at this date.)
• 20240906 — Filing Date (The date the definitive proxy statement was submitted to the SEC.)

Key Players & Entities

• Oxford Lane Capital Corp. (company) — Registrant
• 0001213900-24-076510 (filing_id) — Accession Number
• 20240906 (date) — Filing Date
• 20241022 (date) — Meeting Date
• 811-22432 (filing_number) — SEC File Number

FAQ

Key Financial Figures

• $0.01 — 9;s outstanding common stock, par value $0.01 per share (“Common Stock”

Filing Documents

• ea0213567-01_def14a.htm (DEF 14A) — 630KB
• tproxy_001.jpg (GRAPHIC) — 1129KB
• tproxy_002.jpg (GRAPHIC) — 1097KB
• tproxy_003.jpg (GRAPHIC) — 1136KB
• tproxy_004.jpg (GRAPHIC) — 1210KB
• 0001213900-24-076510.txt ( ) — 6930KB

Security Ownership of Certain Beneficial Owners and Management

Security Ownership of Certain Beneficial Owners and Management The following table sets forth, as of June 30, 2024, certain information regarding the beneficial ownership of Common Stock and Preferred Stock of the Company by each current director, the director nominees, the Company’s executive officers, each person known to us to beneficially own 5% or more of the outstanding shares of our Common Stock or Preferred Stock, and the executive officers and directors as a group. Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with respect to the securities. Ownership information for those persons who beneficially own 5% or more of our shares of Common Stock or Preferred Stock is based upon Schedule 13G or 13D filings, or amendments thereto, by such persons with the SEC and other information obtained from such persons, if available. Unless otherwise indicated, the Company believes that each beneficial owner set forth in the table has sole voting and investment power and has the same address as the Company. Our corporate headquarters are located at 8 Sound Shore Drive, Suite 255, Greenwich, Connecticut 06830. The Company’s directors are divided into two groups — interested directors and independent directors. Interested directors are “interested persons” as defined in Section 2(a)(19) of the Investment Company Act of 1940 (the “1940 Act”). Name of Beneficial Owner   Number of Shares of Common Stock Beneficially Owned (1)   Percentage of Class of Common Stock (2)   Number of Shares of Preferred Stock Beneficially Owned (1)   Percentage of Class of Preferred Stock (2) Interested Directors                     Jonathan H. Cohen   4,864,728 &#x

View Full Filing

View this DEF 14A filing on SEC EDGAR