Ozop Energy Solutions Files S-1 Registration Statement

TL;DR

<b>Ozop Energy Solutions, Inc. has filed an S-1 registration statement with the SEC for the potential sale of securities.</b>

AI Summary

OZOP ENERGY SOLUTIONS, INC. (OZSC) filed a IPO Registration (S-1) with the SEC on January 12, 2024. Ozop Energy Solutions, Inc. filed a Form S-1 registration statement with the SEC. The filing indicates the company is a smaller reporting company and a non-accelerated filer. The company's principal executive offices are located at 55 Ronald Reagan Blvd., Warwick, NY 10990. The filing is for a registration statement under the Securities Act of 1933. The proposed sale of securities is to occur from time to time after the effective date.

Why It Matters

For investors and stakeholders tracking OZOP ENERGY SOLUTIONS, INC., this filing contains several important signals. This S-1 filing is a prerequisite for offering securities to the public, indicating potential future fundraising or stock issuance activities. As a smaller reporting company and non-accelerated filer, Ozop Energy Solutions may have different disclosure requirements and market perceptions compared to larger entities.

Risk Assessment

Risk Level: low — OZOP ENERGY SOLUTIONS, INC. shows low risk based on this filing. The filing is a preliminary registration statement (S-1) which is a standard procedural step for companies planning to offer securities, and does not contain specific financial performance data or operational updates that would indicate immediate risk.

Analyst Insight

Monitor for subsequent filings related to this S-1 to understand the specifics of the proposed securities offering and the company's strategic financial plans.

Key Numbers

• 2024-01-12 — Filing Date (Date of S-1 filing)
• S-1 — Form Type (Type of SEC filing)
• 333-276497 — SEC File Number (Associated SEC file number)
• 24532656 — Film Number (Associated film number)

Key Players & Entities

• OZOP ENERGY SOLUTIONS, INC. (company) — Filer name
• OZSC (company) — Ticker symbol
• S-1 (regulator) — Form type
• 20240112 (date) — Filing date
• Nevada (jurisdiction) — State of Incorporation
• 55 Ronald Reagan Blvd. (location) — Business address
• Warwick, NY (location) — Business address city and state
• 10990 (location) — Business address zip code

Forward-Looking Statements

• OZOP ENERGY SOLUTIONS, INC. will proceed with a public offering of securities. (OZOP ENERGY SOLUTIONS, INC.) — high confidence, target: 2024-12-31
• The company's stock price may experience volatility due to potential dilution from the continuous offering. (OZOP ENERGY SOLUTIONS, INC. stock) — medium confidence, target: 2024-12-31

FAQ

Risk Factors

• Registration Statement Requirements [medium — regulatory]: The company must comply with all SEC regulations and requirements for the S-1 filing and subsequent securities offering.
• Securities Offering Risks [medium — financial]: The success of any securities offering is subject to market conditions and investor demand, which are uncertain.

Key Dates

• 2024-01-12: Form S-1 Filing — Initiation of registration process for potential securities offering.

Glossary

Form S-1

A registration statement filed with the SEC by companies planning to offer securities to the public. (Indicates the company is preparing to offer securities, potentially for fundraising or other corporate finance activities.)

Smaller Reporting Company

A company that meets certain criteria regarding public float and annual revenue, allowing for scaled disclosure requirements. (Suggests the company may have less extensive financial reporting obligations compared to larger filers.)

Non-accelerated filer

A filer that does not meet the criteria for accelerated or large accelerated filer status, typically indicating lower revenue and public float. (Further reinforces the company's smaller size and potentially less stringent reporting timelines.)

Key Financial Figures

• $0.0018 — ted sale price for our common stock was $0.0018 per share. Prior to this offering, th

Filing Documents

• forms-1.htm (S-1) — 1834KB
• ex5-1.htm (EX-5.1) — 14KB
• ex23-1.htm (EX-23.1) — 5KB
• ex107.htm (EX-FILING FEES) — 58KB
• ex5-1_001.jpg (GRAPHIC) — 39KB
• ex23-1_001.jpg (GRAPHIC) — 16KB
• ex23-1_002.jpg (GRAPHIC) — 17KB
• ex23-1_003.jpg (GRAPHIC) — 30KB
• 0001493152-24-002219.txt (&nbsp;) — 2053KB

SUMMARY INFORMATION, RISK FACTORS, AND RATIO OF EARNINGS TO FIXED CHARGES

Item 3. SUMMARY INFORMATION, RISK FACTORS, AND RATIO OF EARNINGS TO FIXED CHARGES 4

USE OF PROCEEDS

Item 4. USE OF PROCEEDS 19

DETERMINATION OF OFFERING PRICE

Item 5. DETERMINATION OF OFFERING PRICE 19

DILUTION

Item 6. DILUTION 19

SELLING SECURITY HOLDER

Item 7. SELLING SECURITY HOLDER 19

PLAN OF DISTRIBUTION

Item 8. PLAN OF DISTRIBUTION 22

DESCRIPTION OF SECURITIES TO BE REGISTERED

Item 9. DESCRIPTION OF SECURITIES TO BE REGISTERED 23

INTERESTS OF NAMED EXPERTS AND COUNSEL

Item 10. INTERESTS OF NAMED EXPERTS AND COUNSEL 24

INFORMATION WITH RESPECT TO THE REGISTRANT

Item 11. INFORMATION WITH RESPECT TO THE REGISTRANT 25

MATERIAL CHANGES

Item 11A. MATERIAL CHANGES 41

INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

Item 12. INCORPORATION OF CERTAIN INFORMATION BY REFERENCE. 41

OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION

Item 13. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION 42

INDEMNIFICATION OF OFFICERS AND DIRECTORS

Item 14. INDEMNIFICATION OF OFFICERS AND DIRECTORS 42

RECENT SALES OF UNREGISTERED SECURITIES

Item 15. RECENT SALES OF UNREGISTERED SECURITIES 42

EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

Item 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES 43 3 We have not authorized any person to give you any supplemental information or to make any representations for us. You should not rely upon any information about our company that is not contained in this prospectus. Information contained in this prospectus may become stale. You should not assume the information contained in this prospectus or any prospectus supplement is accurate as of any date other than their respective dates, regardless of the time of delivery of this prospectus, any prospectus supplement or of any sale of the shares. Our business, financial condition, results of operations, and prospects may have changed since those dates. The selling stockholders are offering to sell and seeking offers to buy shares of our common stock only in jurisdictions where offers and sales are permitted. In this prospectus, &ldquo;Ozop&rdquo; the &ldquo;Company,&rdquo; &ldquo;we,&rdquo; &ldquo;us,&rdquo; and &ldquo;our&rdquo; refer to Ozop Energy Solutions, Inc., a Nevada corporation. Item 3. SUMMARY INFORMATION, RISK FACTORS, AND RATIO OF EARNINGS TO FIXED CHARGES You should carefully read all information in the prospectus, including the financial statements and their explanatory notes under the Financial Corporate Background Ozop Energy Solutions, Inc. (the&rdquo; Company,&rdquo; &ldquo;we,&rdquo; &ldquo;us&rdquo; or &ldquo;our&rdquo;) was originally incorporated as Newmarkt Corp. on July 17, 2015, under the laws of the State of Nevada. On October 29, 2020, the Company formed a new wholly owned subsidiary, Ozop Surgical Name Change Subsidiary, Inc., a Nevada corporation (&ldquo;Merger Sub&rdquo;). The Merger Sub was formed under the Nevada Revised Statutes for the sole purpose and effect of changing the Company&rsquo;s name to &ldquo;Ozop Energy Solutions, Inc.&rdquo; That same day the Company entered into an Agreement and Plan of Merger (the &ldquo

Business

Business interruptions, including any interruptions resulting from COVID-19, could significantly disrupt our operations and could have a material adverse impact on us if the situation continues. The ongoing coronavirus outbreak which began in China at the beginning of 2020 has impacted various businesses throughout the world, including travel restrictions and the extended shutdown of certain businesses in impacted geographic regions. If the coronavirus outbreak situation should worsen, we may experience disruptions to our business including, but not limited to equipment, to our workforce, or to our business relationships with other third parties. The extent to which the coronavirus impacts our operations or those of our third-party partners will depend on future developments, which are highly uncertain and cannot be predicted with confidence, including the duration of the outbreak, new information that may emerge concerning the severity of the coronavirus and the actions to contain the coronavirus or treat its impact, among others. Any such disruptions or losses we incur could have a material adverse effect on our financial results and our ability to conduct business as expected. The Company always maintains the ability for team members to work virtually. 7 We need to continue as a going concern if our business is to succeed. Our independent registered public accounting firm reports on our audited financial statements for the years ended December 31, 2022, and 2021, indicate that there are a number of factors that raise substantial risks about our ability to continue as a going concern. Such factors identified in the report are our accumulated deficit since inception, our failure to attain profitable operations, the excess of liabilities over assets, and our dependence upon obtaining adequate additional financing to pay our liabilities. If we are not able to continue as a going concern, investors could lose their investments. Because of the unique diff

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View this S-1 filing on SEC EDGAR