SC 13G: PetVivo Holdings, Inc.

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SC 13G filing by PetVivo Holdings, Inc..

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Risk Level: low

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Filing Documents

• formsc13g.htm (SC 13G) — 70KB
• 0001493152-24-043484.txt ( ) — 72KB

From the Filing

SC 13G 1 formsc13g.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PetVivo Holdings, Inc. (Name of Issuer) Common Stock, (OTCQB: PETV) (Title of Class of Securities) 716817408 (CUSIP Number) October 10, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 13G CUSIP No. 716817408 Page 2 of 5 1. Names of Reporting Persons. Alexander Nazarenko 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organizati on Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 1,193,081 [1] 6. Shared Voting Power 0 7. Sole Dispositive Power 1,193,081 [1] 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,193,081 [1] 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 5.95% [2] 12. Type of Reporting Person IN [3] [1] The total Voting Power and Dispositive Power consists of 993,081 shares of common stock and 200,000 shares of preferred stock that have the same voting rights as the common stock. In addition to the common shares reported in this Schedule 13G, the Individual owns and/or controls 1,115,806 Warrants of the issuer. The Warrants are exercisable on the following schedule: 303,821 exercisable as of August 13, 2026, 210,000 exercisable as of August 10, 2026, 30,556 exercisable as of February 13, 2027, 371,429 exercisable on May 15, 2027 and 200,000 exercisable as of July 17, 2027. These Warrants have not been exercised. Pursuant to SEC Rule 13d-3(d) (1), these Warrants are therefore not included in the Company’s aggregate shareholdings for purposes of this Schedule G. [2] According to the recent share outstanding amount listed on the OTCMarkets website, there were 20,045,164 outstanding common shares as of October 8, 2024. The common shares owned and/or controlled by the Company as of October 8, 2024 totaled 5.95% of the common shares outstanding. [3] This filing is made in reliance upon SEC Rule 13d-1(c). The Individual, (a) has not acquired the securities with any purpose, or with the effect, of changing or influencing the control of the issuer, or in connection with or as a participant in any transaction having that purpose or effect, including any transaction subject to Rule 13d-3(b); (b) is not a person reporting pursuant to SEC Rule 13d-1(b)(1); and (c) is not directly or indirectly the beneficial owner of 20 percent of more of the class. 13G CUSIP No. 716817408 Page 3 of 5 ITEM 1. (a) Name of Issuer: PetVivo Holdings, Inc. (b) Address of Issuer’s Principal Executive Offices: 5251 Edina Industrial Blvd., Edina, MN 55439 ITEM 2. (a) Name of Person Filing: Alexander Nazarenko (b) Address of Principal Business Office, or if None, Residence: 4511 Strawberry Lane, Golden Valley, MN 55416 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock and Series A Preferred Stock (e) CUSIP Number: 716817408 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a- 8). (e) An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church p

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