Principal Financial Group Inc (PFG) — SEC Filings
Principal Financial Group Inc (PFG) — 50 SEC filings. Latest: 8-K (Apr 20, 2026). Includes 26 8-K, 7 13F-HR, 6 10-Q.
View Principal Financial Group Inc on SEC EDGAR
Overview
Principal Financial Group Inc (PFG) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Oct 29, 2025: Principal Financial Group Inc. (PFG) reported a significant turnaround in net income attributable to PFG, reaching $213.8 million for the three months ended September 30, 2025, compared to a net loss of $220.0 million in the same period of 2024. For the nine months, net income attributable to PFG in
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 1 bullish, 49 neutral. The dominant filing sentiment for Principal Financial Group Inc is neutral.
Filing Type Overview
Principal Financial Group Inc (PFG) has filed 26 8-K, 7 13F-HR, 6 10-Q, 2 DEF 14A, 2 10-K, 1 13F-HR/A, 6 SC 13G/A with the SEC between Feb 2024 to Apr 2026.
Filings by Year
Recent SEC Filings (50)
Risk Profile
Risk Assessment: Of PFG's 34 recent filings, 0 were flagged as high-risk, 8 as medium-risk, and 26 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $3,681.6M |
| Net Income | $213.8M |
| EPS | $0.95 |
| Cash Position | $5,137.1M |
| Total Assets | $334,491.8M |
| Total Debt | $3,937.6M |
Key Executives
- Deanna Strable
- Amy Lorentzen
- Dan Houston
Industry Context
The life insurance and retirement services industry is characterized by intense competition, evolving customer needs for retirement solutions, and sensitivity to interest rate environments. Companies like PFG focus on managing investment portfolios, product innovation, and operational efficiency to maintain profitability. Regulatory oversight is significant, requiring robust compliance frameworks.
Top Tags
sec-filing (7) · financial-reporting (6) · regulation-fd (5) · disclosure (5) · 10-Q (5) · Insurance (4) · regulatory-filing (4) · corporate-governance (4) · 8-K (3) · financials (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net Income Attributable to PFG (Q3 2025) | $213.8M | Significant turnaround from a $220.0M loss in Q3 2024. |
| Total Revenues (Q3 2025) | $3,681.6M | Increased from $3,011.6M in Q3 2024, a 22.2% increase. |
| Total Assets (Sept 30, 2025) | $334.5B | Increased from $313.7B at Dec 31, 2024, representing a 6.6% growth. |
| Premiums and Other Considerations (Q3 2025) | $1,532.8M | Up from $1,412.9M in Q3 2024, indicating core business growth. |
| Change in Fair Value of Funds Withheld Embedded Derivative (Q3 2025) | -$265.9M | Improved significantly from -$776.8M in Q3 2024, driving revenue recovery. |
| Diluted EPS (Q3 2025) | $0.95 | Positive earnings per share compared to -$0.95 in Q3 2024. |
| Net Unrealized Gains on Available-for-Sale Securities (9 months 2025) | $1,529.9M | Increased from $1,235.6M in 9 months 2024, contributing to comprehensive income. |
| Separate Account Assets (Sept 30, 2025) | $189,251.5M | Increased from $173,327.1M at Dec 31, 2024, reflecting strong client asset growth. |
| Registrant's telephone number | 515-247-5111 | Contact information for Principal Financial Group |
| Conformed Period of Report | 20250630 | The end date of the financial period covered by this 10-Q filing. |
| Filed As Of Date | 20250730 | The date the 10-Q filing was officially submitted to the SEC. |
| Central Index Key (CIK) | 0001126328 | Unique identifier for PRINCIPAL FINANCIAL GROUP INC with the SEC. |
| Public Document Count | 154 | Number of documents included in this SEC filing. |
| Reporting Period End Date | 20250331 | Indicates the end of the fiscal quarter for which the report is filed. |
| Filing Date | 20250430 | The date the 10-Q was officially submitted to the SEC. |
Forward-Looking Statements
- {"claim":"The ownership structure of Generations Bancorp NY Inc. through employee plans will remain stable.","entity":"Generations Bancorp NY Inc.","targetDate":"2025-12-31","confidence":"medium"}
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Frequently Asked Questions
What are the latest SEC filings for Principal Financial Group Inc (PFG)?
Principal Financial Group Inc has 50 recent SEC filings from Feb 2024 to Apr 2026, including 26 8-K, 7 13F-HR, 6 10-Q. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PFG filings?
Across 50 filings, the sentiment breakdown is: 1 bullish, 49 neutral. The dominant sentiment is neutral.
Where can I find Principal Financial Group Inc SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Principal Financial Group Inc (PFG) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Principal Financial Group Inc?
Key financial highlights from Principal Financial Group Inc's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for PFG?
The investment thesis for PFG includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Principal Financial Group Inc?
Key executives identified across Principal Financial Group Inc's filings include Deanna Strable, Amy Lorentzen, Dan Houston.
What are the main risk factors for Principal Financial Group Inc stock?
Of PFG's 34 assessed filings, 0 were flagged high-risk, 8 medium-risk, and 26 low-risk.
What are recent predictions and forward guidance from Principal Financial Group Inc?
Recent forward-looking statements from Principal Financial Group Inc include guidance on {"claim":"The ownership structure of Generations Bancorp NY Inc. through employee plans will remain stable.","entity":"G.