Principal Financial Group Files 8-K for Regulation FD Disclosure
Ticker: PFG · Form: 8-K · Filed: Oct 16, 2025 · CIK: 1126328
| Field | Detail |
|---|---|
| Company | Principal Financial Group Inc (PFG) |
| Form Type | 8-K |
| Filed Date | Oct 16, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $784.3 b, $601.6 billion, $150.7 billion |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulation-fd, disclosure
Related Tickers: PFG
TL;DR
PFG filed an 8-K for Reg FD disclosure - no major news yet.
AI Summary
On October 16, 2025, Principal Financial Group, Inc. filed an 8-K report. The filing primarily serves as a notification of a Regulation FD Disclosure, indicating that the company is making public information available in accordance with the Fair Disclosure rules. No specific financial transactions or material events are detailed in the provided excerpt.
Why It Matters
This filing ensures that Principal Financial Group is complying with regulations regarding the public disclosure of material information, maintaining transparency with investors.
Risk Assessment
Risk Level: low — The filing is a standard regulatory disclosure and does not contain information about significant financial events or risks.
Key Players & Entities
- PRINCIPAL FINANCIAL GROUP, INC. (company) — Registrant
- October 16, 2025 (date) — Date of earliest event reported
- Delaware (jurisdiction) — State of incorporation
- 711 High Street, Des Moines, Iowa 50392 (address) — Principal executive offices
- 515-247-5111 (phone_number) — Registrant's telephone number
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to serve as a Regulation FD Disclosure, indicating that Principal Financial Group, Inc. is making information public in accordance with fair disclosure rules.
What is the exact date of the earliest event reported in this filing?
The date of the earliest event reported is October 16, 2025.
What is the state of incorporation for Principal Financial Group, Inc.?
Principal Financial Group, Inc. is incorporated in Delaware.
What is the principal executive office address for Principal Financial Group, Inc.?
The principal executive office address is 711 High Street, Des Moines, Iowa 50392.
Does this filing detail any specific material events or financial transactions?
Based on the provided excerpt, this filing primarily serves as a notification for Regulation FD Disclosure and does not detail specific material events or financial transactions.
Filing Stats: 495 words · 2 min read · ~2 pages · Grade level 12.6 · Accepted 2025-10-16 16:02:25
Key Financial Figures
- $784.3 b — ment for Principal Financial Group were $784.3 billion, of which $601.6 billion is manag
- $601.6 billion — ial Group were $784.3 billion, of which $601.6 billion is managed by Principal Asset Managemen
- $150.7 billion — Management - Investment Management and $150.7 billion is managed by Principal Asset Managemen
Filing Documents
- tm2528890d1_8k.htm (8-K) — 26KB
- 0001104659-25-100073.txt ( ) — 185KB
- pfg-20251016.xsd (EX-101.SCH) — 3KB
- pfg-20251016_lab.xml (EX-101.LAB) — 33KB
- pfg-20251016_pre.xml (EX-101.PRE) — 22KB
- tm2528890d1_8k_htm.xml (XML) — 3KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure This report is filed quarterly to disclose assets under management ("AUM") by asset manager, prior to the availability of Principal Financial Group, Inc.'s (the "Company") quarterly earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such format within the Company's financial supplement for the quarter ended September 30, 2025, when that document is posted to the Company's investor relations web site on or about October 27, 2025. As of September 30, 2025, the assets under management for Principal Financial Group were $784.3 billion, of which $601.6 billion is managed by Principal Asset Management - Investment Management and $150.7 billion is managed by Principal Asset Management - International Pension . During times of market dislocations and a wider dispersion of returns, it is important to note our exposure to small, mid-cap, and international products in equity AUM, high yield and preferred securities exposure in fixed income AUM, and exchange rate movement in emerging markets. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /s/ Humphrey Lee Name: Humphrey Lee Title: Vice President – Investor Relations Date: October 16, 2025