Principal Financial Group Files 8-K for Regulation FD Disclosure
Ticker: PFG · Form: 8-K · Filed: Apr 17, 2024 · CIK: 1126328
| Field | Detail |
|---|---|
| Company | Principal Financial Group Inc (PFG) |
| Form Type | 8-K |
| Filed Date | Apr 17, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $708.5 b, $513.5 billion, $178.7 billion, $554.4 billion |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, regulation-fd
Related Tickers: PFG
TL;DR
PFG filed an 8-K for a Reg FD disclosure. Stay tuned for details.
AI Summary
On April 17, 2024, Principal Financial Group, Inc. filed an 8-K report. The filing primarily serves as a notification of a Regulation FD Disclosure, indicating that the company has made material non-public information available to the public. Specific details of the disclosure are not provided in this excerpt, but it is a standard regulatory filing.
Why It Matters
This filing indicates that Principal Financial Group has made a public disclosure of information, which is important for investors to stay informed about material company events.
Risk Assessment
Risk Level: low — This is a routine regulatory filing and does not inherently indicate new risks or significant changes.
Key Players & Entities
- PRINCIPAL FINANCIAL GROUP, INC. (company) — Registrant
- April 17, 2024 (date) — Date of Report
FAQ
What specific information was disclosed under Regulation FD?
The provided excerpt does not specify the content of the Regulation FD disclosure, only that the filing is for this purpose.
What is the significance of a Regulation FD Disclosure?
A Regulation FD Disclosure ensures that material non-public information is broadly disseminated to the public, preventing selective disclosure to certain investors.
When was this 8-K filing submitted?
The filing was submitted on April 17, 2024.
What is the principal business of Principal Financial Group, Inc.?
Principal Financial Group, Inc. is in the Accident & Health Insurance industry (SIC code 6321).
Where is Principal Financial Group, Inc. headquartered?
The company's principal executive offices are located at 711 High Street, Des Moines, Iowa 50392.
Filing Stats: 582 words · 2 min read · ~2 pages · Grade level 11.4 · Accepted 2024-04-17 16:05:31
Key Financial Figures
- $708.5 b — ment for Principal Financial Group were $708.5 billion, of which $513.5 billion is manag
- $513.5 billion — ial Group were $708.5 billion, of which $513.5 billion is managed by Principal Global Investor
- $178.7 billion — naged by Principal Global Investors and $178.7 billion is reported by Principal International.
- $554.4 billion — 024, Principal Asset Management AUM was $554.4 billion. This is not intended to be used for mo
Filing Documents
- tm2411890d1_8k.htm (8-K) — 26KB
- 0001104659-24-048305.txt ( ) — 193KB
- pfg-20240417.xsd (EX-101.SCH) — 3KB
- pfg-20240417_lab.xml (EX-101.LAB) — 33KB
- pfg-20240417_pre.xml (EX-101.PRE) — 22KB
- tm2411890d1_8k_htm.xml (XML) — 3KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure This report is filed quarterly to disclose assets under management ("AUM") by asset manager, prior to the availability of Principal Financial Group, Inc.'s (the "Company") quarterly earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such format within the Company's financial supplement for the quarter ended March 31, 2024, when that document is posted to the Company's investor relations web site on or about April 25, 2024. As of March 31, 2024, the assets under management for Principal Financial Group were $708.5 billion, of which $513.5 billion is managed by Principal Global Investors and $178.7 billion is reported by Principal International. Principal Global Investors delivers products and services through our network of focused investment teams. During times of market dislocations and a wider dispersion of returns, it is important to note our exposure to small and mid-cap products in U.S. equity AUM and high yield and preferred securities exposure in fixed income AUM. Principal International's reported AUM is translated to U.S. dollar equivalents using end of reporting period spot foreign exchange rates. The Company uses Principal Asset Management AUM for marketing purposes, defined as assets under management for Principal Global Investors and Principal International excluding assets for entities where the Company is a minority owner and assets that are not allowed to be included due to regulatory requirements. As of March 31, 2024, Principal Asset Management AUM was $554.4 billion. This is not intended to be used for modeling purposes. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /s/ Humphrey Lee Name: Humphrey Lee Title: Vice President – Investor Relat