Principal Financial Group Files 8-K on Security Holder Vote Matters
Ticker: PFG · Form: 8-K · Filed: May 23, 2024 · CIK: 1126328
| Field | Detail |
|---|---|
| Company | Principal Financial Group Inc (PFG) |
| Form Type | 8-K |
| Filed Date | May 23, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-meeting
Related Tickers: PFG
TL;DR
PFG filed an 8-K for a shareholder vote - details TBD.
AI Summary
On May 23, 2024, Principal Financial Group, Inc. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing does not contain specific details about the matters to be voted on or any financial figures related to these matters.
Why It Matters
This filing indicates that Principal Financial Group is convening a meeting where shareholders will vote on certain corporate matters, which could impact the company's governance or strategic direction.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose specific financial risks or material changes.
Key Players & Entities
- PRINCIPAL FINANCIAL GROUP, INC. (company) — Registrant
- May 23, 2024 (date) — Date of Report
FAQ
What specific matters will be submitted for a vote of security holders?
The filing does not specify the exact matters to be voted on, only that such matters will be submitted.
When is the meeting or vote scheduled to take place?
The filing does not provide a date for the meeting or vote, only the date of the report.
Are there any proposed changes to the board of directors or corporate governance?
The filing does not contain information regarding proposed changes to the board of directors or corporate governance.
Has Principal Financial Group disclosed any financial implications related to the matters to be voted on?
No financial implications related to the matters to be voted on have been disclosed in this filing.
What is the purpose of this 8-K filing?
The purpose of this 8-K filing is to report the submission of matters to a vote of security holders by Principal Financial Group, Inc.
Filing Stats: 479 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-05-23 16:05:31
Filing Documents
- tm2415421d1_8k.htm (8-K) — 37KB
- 0001104659-24-064682.txt ( ) — 205KB
- pfg-20240523.xsd (EX-101.SCH) — 3KB
- pfg-20240523_lab.xml (EX-101.LAB) — 33KB
- pfg-20240523_pre.xml (EX-101.PRE) — 22KB
- tm2415421d1_8k_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders Principal Financial Group, Inc. held its Annual Meeting of Shareholders on May 21, 2024 (the "Annual Meeting"). The result of each matter voted upon at the Annual Meeting is set forth below. (1) Election of Class II director nominees. The shareholders elected as Class II directors, each to serve for a three-year term that expires at the annual meeting of shareholders to be held in 2027. VOTES FOR VOTES AGAINST ABSTAINED BROKER NON-VOTES Roger C. Hochschild 136,477,018 14,810,683 143,222 20,051,410 Daniel J. Houston 142,419,487 8,758,755 252,681 20,051,410 Diane C. Nordin 149,798,596 1,495,540 136,787 20,051,410 Alfredo Rivera 148,960,351 2,324,014 146,558 20,051,410 Votes For Votes Against Abstained Broker Non-Votes (2) Advisory Vote to Approve Executive Compensation 144,597,913 6,488,259 344,751 20,051,410 (3) Ratification of Appointment of Independent Registered Public Accountants 163,094,880 8,191,181 196,272 --- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /s/ Chris Agbe-Davies Name: Chris Agbe-Davies Title: Vice President, Associate General Counsel and Assistant Secretary Date: May 23, 2024