Principal Financial Group Files 8-K for Regulation FD Disclosure

TL;DR

PR's 8-K is just a Reg FD filing, no major news yet.

AI Summary

On July 17, 2024, Principal Financial Group, Inc. filed an 8-K report. The filing primarily concerns a Regulation FD Disclosure, indicating that the company is providing material information to the public. No specific financial transactions or significant events were detailed in the provided excerpt.

Why It Matters

This filing ensures that Principal Financial Group is complying with disclosure regulations, providing timely and equal access to material information for all investors.

Risk Assessment

Risk Level: low — The filing is a standard regulatory disclosure and does not contain information about significant financial events or risks.

Key Players & Entities

• PRINCIPAL FINANCIAL GROUP, INC. (company) — Registrant
• July 17, 2024 (date) — Date of Report
• Delaware (jurisdiction) — State of incorporation
• 711 High Street, Des Moines, Iowa 50392 (address) — Principal executive offices
• 515-247-5111 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $699.2 b — ment for Principal Financial Group were $699.2 billion, of which $513.2 billion is manag
• $513.2 billion — ial Group were $699.2 billion, of which $513.2 billion is managed by Principal Global Investor
• $171.1 billion — naged by Principal Global Investors and $171.1 billion is reported by Principal International.
• $553.1 billion — 024, Principal Asset Management AUM was $553.1 billion. This is not intended to be used for mo

Filing Documents

• tm2419662d1_8k.htm (8-K) — 26KB
• 0001104659-24-080548.txt ( ) — 194KB
• pfg-20240717.xsd (EX-101.SCH) — 3KB
• pfg-20240717_lab.xml (EX-101.LAB) — 33KB
• pfg-20240717_pre.xml (EX-101.PRE) — 22KB
• tm2419662d1_8k_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure This report is filed quarterly to disclose assets under management ("AUM") by asset manager, prior to the availability of Principal Financial Group, Inc.'s (the "Company") quarterly earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such format within the Company's financial supplement for the quarter ended June 30, 2024, when that document is posted to the Company's investor relations web site on or about July 25, 2024. As of June 30, 2024, the assets under management for Principal Financial Group were $699.2 billion, of which $513.2 billion is managed by Principal Global Investors and $171.1 billion is reported by Principal International. Principal Global Investors delivers products and services through our network of focused investment teams. During times of market dislocations and a wider dispersion of returns, it is important to note our exposure to small and mid-cap products in U.S. equity AUM and high yield and preferred securities exposure in fixed income AUM. Principal International's reported AUM is translated to U.S. dollar equivalents using end of reporting period spot foreign exchange rates. Principal Financial Group market performance for the quarter ended June 30, 2024, was 0.4% as a percentage of beginning period AUM. The Company uses Principal Asset Management AUM for marketing purposes, defined as assets under management for Principal Global Investors and Principal International excluding assets for entities where the Company is a minority owner and assets that are not allowed to be included due to regulatory requirements. As of June 30, 2024, Principal Asset Management AUM was $553.1 billion. This is not intended to be used for modeling purposes. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly

View Full Filing

View this 8-K filing on SEC EDGAR