Principal Financial Group Files 8-K for Regulation FD Disclosure

TL;DR

PFG filed an 8-K for a Reg FD disclosure on Jan 22, 2025.

AI Summary

On January 22, 2025, Principal Financial Group, Inc. filed an 8-K report. The filing primarily concerns a Regulation FD Disclosure, indicating that the company is providing material information to the public. No specific financial transactions or material events beyond this disclosure are detailed in the provided text.

Why It Matters

This filing signals that Principal Financial Group is making a public disclosure under Regulation FD, ensuring all investors receive the same material information simultaneously.

Risk Assessment

Risk Level: low — The filing is a standard regulatory disclosure and does not contain information about significant financial changes, risks, or strategic shifts.

Key Players & Entities

• PRINCIPAL FINANCIAL GROUP, INC. (company) — Registrant
• January 22, 2025 (date) — Date of earliest event reported
• 711 High Street, Des Moines, Iowa 50392 (address) — Principal executive offices
• 5152475111 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $712.1 b — ment for Principal Financial Group were $712.1 billion, of which $559.1 billion is manag
• $559.1 billion — ial Group were $712.1 billion, of which $559.1 billion is managed by Principal Asset Managemen
• $124.3 billion — Management - Investment Management and $124.3 billion is managed by Principal Asset Managemen

Filing Documents

• tm254036d1_8k.htm (8-K) — 25KB
• 0001104659-25-005258.txt ( ) — 192KB
• pfg-20250122.xsd (EX-101.SCH) — 3KB
• pfg-20250122_lab.xml (EX-101.LAB) — 33KB
• pfg-20250122_pre.xml (EX-101.PRE) — 22KB
• tm254036d1_8k_htm.xml (XML) — 3KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure This report is filed quarterly to disclose assets under management ("AUM") by asset manager, prior to the availability of Principal Financial Group, Inc.'s (the "Company") quarterly earnings release. The amounts presented herein will be consistent with the format of AUM by asset manager and presented again in such format within the Company's financial supplement for the quarter ended December 31, 2024, when that document is posted to the Company's investor relations web site on or about February 6, 2025. As of December 31, 2024, the assets under management for Principal Financial Group were $712.1 billion, of which $559.1 billion is managed by Principal Asset Management - Investment Management and $124.3 billion is managed by Principal Asset Management - International Pension. Principal Financial Group delivers products and services through our network of focused investment teams. During times of market dislocations and a wider dispersion of returns, it is important to note our allocation to small, mid-cap, international, and REIT products in equity AUM and high yield and preferred securities allocation in fixed income AUM. Principal's non-U.S. reported AUM is translated to U.S. dollar equivalents using end of reporting period spot foreign exchange rates. For the quarter ended December 31, 2024, a combination of foreign currency translation, market performance, and other items not reported as part of the company's net cash flow had an approximate (3.7)% impact as percentage of beginning period AUM. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. PRINCIPAL FINANCIAL GROUP, INC. By: /s/ Humphrey Lee Name: Humphrey Lee Title: Vice President – Investor Relations Date: January 22, 2025

View Full Filing

View this 8-K filing on SEC EDGAR