PennantPark Files 8-K for Reg FD and Financials
Ticker: PFLT · Form: 8-K · Filed: Mar 4, 2024 · CIK: 1504619
| Field | Detail |
|---|---|
| Company | Pennantpark Floating Rate Capital LTD. (PFLT) |
| Form Type | 8-K |
| Filed Date | Mar 4, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-disclosure, financial-statements
Related Tickers: PFLT
TL;DR
PFLT filed an 8-K for Reg FD and financials, nothing major.
AI Summary
On March 4, 2024, PennantPark Floating Rate Capital Ltd. filed an 8-K to disclose information regarding Regulation FD and financial statements. The filing also notes a former company name, PennantPark Senior Floating Rate Fund Inc., with a name change date of October 29, 2010.
Why It Matters
This filing provides routine updates and disclosures required by the SEC, offering transparency into the company's regulatory compliance and financial reporting.
Risk Assessment
Risk Level: low — The filing is a routine 8-K for regulatory disclosure and financial statements, not indicating any immediate material changes or risks.
Key Players & Entities
- PennantPark Floating Rate Capital Ltd. (company) — Registrant
- PennantPark Senior Floating Rate Fund Inc. (company) — Former company name
- March 4, 2024 (date) — Date of report
- October 29, 2010 (date) — Date of name change
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report information regarding Regulation FD Disclosure and Financial Statements and Exhibits.
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant as specified in its charter is PennantPark Floating Rate Capital Ltd.
When was the registrant's name changed from its former name?
The registrant's name was changed from PennantPark Senior Floating Rate Fund Inc. on October 29, 2010.
What is the principal executive office address of PennantPark Floating Rate Capital Ltd.?
The principal executive office address is 1691 Michigan Avenue, Miami Beach, Florida 33139.
What is the registrant's telephone number?
The registrant's telephone number, including area code, is (786) 297-9500.
Filing Stats: 731 words · 3 min read · ~2 pages · Grade level 10.6 · Accepted 2024-03-04 16:06:02
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
Filing Documents
- f8k_030424.htm (8-K) — 16KB
- exh_991.htm (EX-99.1) — 5KB
- exh991small_1.jpg (GRAPHIC) — 3KB
- 0001171843-24-001162.txt ( ) — 221KB
- gnw-20190101.xsd (EX-101.SCH) — 3KB
- gnw-20190101_def.xml (EX-101.DEF) — 25KB
- gnw-20190101_lab.xml (EX-101.LAB) — 33KB
- gnw-20190101_pre.xml (EX-101.PRE) — 22KB
- f8k_030424_htm.xml (XML) — 3KB
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure. On March 4, 2024, PennantPark Floating Rate Capital Ltd. issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Forward-Looking Statements
Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. Dated March 4, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: March 4, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer