Pennantpark Floating Rate Capital LTD. (PFLT) — SEC Filings

Q: What are the key financial highlights for Pennantpark Floating Rate Capital LTD.?

Key financial highlights for Pennantpark Floating Rate Capital LTD. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Pennantpark Floating Rate Capital LTD.?

Key executives at Pennantpark Floating Rate Capital LTD. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Pennantpark Floating Rate Capital LTD. stock?

Risk factors for Pennantpark Floating Rate Capital LTD. (PFLT) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Pennantpark Floating Rate Capital LTD.?

Forward-looking statements and predictions from Pennantpark Floating Rate Capital LTD. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Pennantpark Floating Rate Capital LTD.. Recent DEF 14A filing on Dec 17, 2025. AI-decoded analysis of earnings, risk factors, and in

View Pennantpark Floating Rate Capital LTD. on SEC EDGAR

Overview

Pennantpark Floating Rate Capital LTD. (PFLT) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Dec 17, 2025: PennantPark Floating Rate Capital Ltd. (PFLT) is holding its 2026 Annual Meeting of Stockholders on February 3, 2026, virtually via live audio webcast. Shareholders will vote on two key proposals: the election of two directors to serve three-year terms until the 2029 annual meeting, and the ratifica

Sentiment Summary

Across 50 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 48 neutral. The dominant filing sentiment for Pennantpark Floating Rate Capital LTD. is neutral.

Filing Type Overview

Pennantpark Floating Rate Capital LTD. (PFLT) has filed 2 DEF 14A, 42 8-K, 2 10-K, 4 10-Q with the SEC between Jul 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (50)

PFLT Sets Virtual 2026 Annual Meeting, Board Seeks Director Re-election, Auditor Ratification — DEF 14A · Dec 17, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. (PFLT) is holding its 2026 Annual Meeting of Stockholders on February 3, 2026, virtually via live audio webcast. Sharehol
8-K Filing — 8-K · Dec 2, 2025
PennantPark Floating Rate Capital Ltd. Enters Material Agreement — 8-K · Nov 26, 2025 Risk: medium
On November 20, 2025, PennantPark Floating Rate Capital Ltd. entered into a material definitive agreement. This filing also reports the creation of a direct fin
PFLT Navigates Middle-Market Debt Amidst Internal Control Weaknesses — 10-K · Nov 24, 2025 Risk: high
PennantPark Floating Rate Capital Ltd. (PFLT) is a Business Development Company (BDC) focused on generating current income and capital appreciation by investing
PennantPark Files 8-K on Financials — 8-K · Nov 24, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on November 24, 2025, reporting on its results of operations and financial condition. The filing also includ
8-K Filing — 8-K · Nov 4, 2025
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Oct 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 3, 2025, reporting under Regulation FD Disclosure and Financial Statements and Exhibits. The comp
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Oct 2, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 2, 2025, reporting information under Regulation FD and including financial statements and exhibit
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Sep 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on September 3, 2025, reporting on Regulation FD disclosures and financial statements. The company, formerly
PennantPark Files 8-K: Reg FD, Other Events, Financials — 8-K · Sep 2, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on August 27, 2025, reporting on various events. The filing includes information related to Regulation FD Di
PennantPark Files 8-K for Material Agreement — 8-K · Aug 13, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on August 13, 2025, reporting a material definitive agreement entered into on August 8, 2025. The fil
PennantPark Files 8-K on Financials — 8-K · Aug 11, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on August 11, 2025, reporting on its results of operations and financial condition. The filing includes fina
PFLT's Q3 Net Assets Jump 24% on Strong Investment Income — 10-Q · Aug 11, 2025 Risk: medium
PennantPark Floating Rate Capital Ltd. (PFLT) reported a net increase in net assets resulting from operations of $23.0 million, or $0.46 per share, for the thre
PennantPark Files 8-K with Financials — 8-K · Aug 4, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on August 4, 2025, reporting on financial statements and exhibits. The company, previously known as PennantP
PennantPark Files 8-K: Reg FD & Financials — 8-K · Jul 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on July 3, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, fo
PennantPark Relocates Principal Executive Offices — 8-K · Jul 2, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on July 2, 2025, reporting a change in its principal executive offices to 1691 Michigan Avenue, Miami Beach,
PennantPark Files 8-K — 8-K · Jun 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on June 3, 2025, reporting under Regulation FD Disclosure and Financial Statements and Exhibits. The company
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · May 12, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on May 12, 2025, reporting on its results of operations and financial condition. The filing includes financi
10-Q Filing — 10-Q · May 12, 2025
PennantPark Files 8-K: Regulation FD & Exhibits — 8-K · May 2, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on May 2, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, for
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Apr 22, 2025 Risk: medium
On April 16, 2025, PennantPark Floating Rate Capital Ltd. entered into a material definitive agreement. The filing also includes Regulation FD disclosures and f
PennantPark Reports Director, Officer, and Compensation Changes — 8-K · Apr 17, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on April 17, 2025, reporting changes related to its directors and officers, including the election of new di
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Apr 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on April 3, 2025, reporting on Regulation FD Disclosure and Financial Statements and Exhibits. The company,
PennantPark Files 8-K with Financials — 8-K · Apr 2, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on April 2, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company, f
PennantPark Files 8-K: Reg FD & Financials — 8-K · Mar 4, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on March 4, 2025, reporting on Regulation FD disclosures and financial statements/exhibits. The company, for
PennantPark Enters Material Definitive Agreement — 8-K · Feb 24, 2025 Risk: medium
On February 20, 2025, PennantPark Floating Rate Capital Ltd. entered into a material definitive agreement. This agreement also created a direct financial obliga
PennantPark Files 8-K on Financials — 8-K · Feb 10, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on February 10, 2025, reporting on its results of operations and financial condition, and including financia
PennantPark Reports Q4 2024 Investments — 10-Q · Feb 10, 2025 Risk: medium
PennantPark Floating Rate Capital Ltd. filed its 10-Q for the period ending December 31, 2024. The company reported investments in non-controlled, non-affiliate
PennantPark Files 8-K on Shareholder Vote Matters — 8-K · Feb 6, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on February 6, 2025, reporting on a submission of matters to a vote of security holders that occurred
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Feb 5, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on February 5, 2025, reporting on Regulation FD disclosures and financial statements. The company, formerly
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Jan 16, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on January 16, 2025, reporting on its results of operations and financial condition. The filing details the
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Jan 8, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on January 8, 2025, reporting on Regulation FD disclosures and financial statements/exhibits. The company, f
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Jan 3, 2025 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on January 3, 2025, reporting on Regulation FD disclosures and financial statements. The filing also notes a
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Dec 26, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on December 26, 2024, reporting events that occurred on December 18, 2024. The filing includes inform
PennantPark Files 2024 Definitive Proxy Statement — DEF 14A · Dec 11, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed its definitive proxy statement on December 11, 2024, for the fiscal year ending September 30, 2024. The filing, des
PennantPark Files 8-K with Financials — 8-K · Dec 3, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on December 3, 2024, reporting on Regulation FD disclosures and financial statements. The filing also notes
10-K Filing — 10-K · Nov 26, 2024
PennantPark Files 8-K on Financials — 8-K · Nov 25, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on November 25, 2024, reporting on its results of operations and financial condition. The filing includes fi
PennantPark Files 8-K with Financials and Reg FD Disclosure — 8-K · Nov 4, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on November 4, 2024, reporting on financial statements and exhibits. The filing also includes a Regulation F
PennantPark Floating Rate Capital Ltd. Files 8-K — 8-K · Oct 21, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 21, 2024, reporting on its results of operations and financial condition, as well as other events
PennantPark Files 8-K: Reg FD & Financials — 8-K · Oct 3, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 3, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The company,
PennantPark Files 8-K: Material Agreement & Exhibits — 8-K · Oct 2, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on October 2, 2024, reporting the entry into a material definitive agreement and filing financial statements
PennantPark Files 8-K with Financials — 8-K · Sep 4, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on September 4, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing
PennantPark Enters Material Definitive Agreement — 8-K · Aug 9, 2024 Risk: medium
On August 8, 2024, PennantPark Floating Rate Capital Ltd. entered into a material definitive agreement. The company, previously known as PennantPark Senior Floa
PennantPark Files 8-K on Financials — 8-K · Aug 7, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on August 7, 2024, reporting on its results of operations and financial condition. The filing includes finan
PFLT 10-Q: Focus on Senior Secured Debt Holdings — 10-Q · Aug 7, 2024 Risk: medium
PennantPark Floating Rate Capital Ltd. (PFLT) filed its 10-Q for the period ending June 30, 2024. The company reported investments in non-controlled, non-affili
PennantPark Files 8-K: Regulation FD & Exhibits — 8-K · Aug 2, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. filed an 8-K on August 2, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing do
PennantPark Floating Rate Capital Ltd. Enters Material Agreement — 8-K · Jul 29, 2024 Risk: medium
On July 25, 2024, PennantPark Floating Rate Capital Ltd. entered into a material definitive agreement. This agreement also created a direct financial obligation
PennantPark Floating Rate Capital Ltd. Enters Material Agreement — 8-K · Jul 18, 2024 Risk: medium
On July 17, 2024, PennantPark Floating Rate Capital Ltd. entered into a Material Definitive Agreement. The filing also includes financial statements and exhibit
PennantPark Files 8-K on Operations and Other Events — 8-K · Jul 12, 2024 Risk: low
PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on July 12, 2024, reporting on its results of operations and other events. The filing does not contai

Risk Profile

Risk Assessment: Of PFLT's 46 recent filings, 1 were flagged as high-risk, 9 as medium-risk, and 36 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Pennantpark Floating Rate Capital LTD.'s most recent 10-K filing (Nov 24, 2025):

Revenue: $301.4M
Net Income: $X
EPS: $X
Debt-to-Equity: X.X
Cash Position: $X
Operating Margin: X%
Total Assets: $X
Total Debt: $1,127.5M

Key Executives

Arthur H. Penn
Thomas J. Friedmann

Industry Context

PennantPark Floating Rate Capital Ltd. operates within the Business Development Company (BDC) sector, which provides financing to middle-market companies. This industry is characterized by its role in bridging the gap between traditional lenders and private equity. BDCs are sensitive to interest rate environments, as many of their investments are floating-rate, and their performance is closely tied to the credit quality of their portfolio companies.

Top Tags

disclosure (17) · 8-K (15) · financial-reporting (9) · financial-statements (9) · financials (8) · material-agreement (6) · filing (5) · exhibits (4) · regulation-fd (4) · financial-obligation (3)

Key Numbers

Shares of Common Stock Outstanding: 99,217,896 — As of the Record Date, December 3, 2025, entitling stockholders to one vote per share.
Directors to be Elected: 2 — These directors will serve three-year terms until the 2029 annual meeting.
Estimated Proxy Solicitation Cost: $60,000 — This is the estimated amount if a solicitor is retained, borne by the company.
Years for Director Term: 3 — The elected directors will serve for a term of three years until the 2029 annual meeting.
Percentage of Common Stock Owned by All Directors and Executive Officer as a Group: 1 — Represents 860,578 shares, indicating broad ownership but no single controlling entity among the group.
Market Value of Non-Affiliate Common Stock: $1,069.5M — As of March 31, 2025, indicating significant public float.
Common Stock Closing Price: $11.19 — On March 31, 2025, used for market value calculation.
Shares Outstanding: 99.2M — As of November 24, 2025, reflecting the total shares in circulation.
Minimum Floating Rate Loan Investment: 80% — Target for managed assets, indicating a focus on variable-rate income.
Minimum First Lien Secured Debt: 65% — Target for overall portfolio, suggesting a preference for senior debt positions.
Middle-Market Company Revenue Range: $50M-$1B — Defines the target market for PFLT's investments.
Average Investment Size Target: $5M-$30M — Aims for diversification across portfolio companies.
2037 Debt Securitization: $474.6M — Significant leverage completed by 2037 Securitization Issuer.
2036-R Securitization: $351.0M — Term debt securitization completed by 2036-R Securitization Issuers.
Debt Securitization: $301.4M — Term debt securitization completed by the Securitization Issuers.

Related Companies

PNNT · ARCC · MAIN · HTGC · PFL · PFRL

Frequently Asked Questions

What are the latest SEC filings for Pennantpark Floating Rate Capital LTD. (PFLT)?

Pennantpark Floating Rate Capital LTD. has 50 recent SEC filings from Jul 2024 to Dec 2025, including 42 8-K, 4 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of PFLT filings?

Across 50 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 48 neutral. The dominant sentiment is neutral.

Where can I find Pennantpark Floating Rate Capital LTD. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Pennantpark Floating Rate Capital LTD. (PFLT) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Pennantpark Floating Rate Capital LTD.?

Key financial highlights from Pennantpark Floating Rate Capital LTD.'s most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for PFLT?

The investment thesis for PFLT includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Pennantpark Floating Rate Capital LTD.?

Key executives identified across Pennantpark Floating Rate Capital LTD.'s filings include Arthur H. Penn, Thomas J. Friedmann.

What are the main risk factors for Pennantpark Floating Rate Capital LTD. stock?

Of PFLT's 46 assessed filings, 1 were flagged high-risk, 9 medium-risk, and 36 low-risk.

What are recent predictions and forward guidance from Pennantpark Floating Rate Capital LTD.?

Forward guidance and predictions for Pennantpark Floating Rate Capital LTD. are extracted from SEC filings as they are enriched.