PennantPark Floating Rate Capital Ltd. Files 8-K

Ticker: PFLT · Form: 8-K · Filed: Dec 26, 2024 · CIK: 1504619

Pennantpark Floating Rate Capital LTD. 8-K Filing Summary
FieldDetail
CompanyPennantpark Floating Rate Capital LTD. (PFLT)
Form Type8-K
Filed DateDec 26, 2024
Risk Levellow
Pages3
Reading Time3 min
Key Dollar Amounts$0.001, $636 million, $736 million
Sentimentneutral

Sentiment: neutral

Topics: 8-K, disclosure, regulatory

Related Tickers: PFLT

TL;DR

PFLT filed an 8-K on Dec 26th covering Dec 18th events - check for Reg FD, other events, and financials.

AI Summary

PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on December 26, 2024, reporting events that occurred on December 18, 2024. The filing includes information related to Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits. The company's principal executive offices are located at 590 Madison Avenue, New York, NY.

Why It Matters

This 8-K filing provides updates on the company's regulatory disclosures and other significant events, which are important for investors to monitor the company's compliance and operational status.

Risk Assessment

Risk Level: low — This filing is a routine 8-K reporting standard disclosures and events, not indicating immediate financial distress or significant new risks.

Key Players & Entities

FAQ

What specific events are being disclosed under Regulation FD?

The filing indicates a Regulation FD Disclosure, but the specific details of the disclosure are not provided in the provided text.

What are the 'Other Events' reported by PennantPark Floating Rate Capital Ltd. on December 18, 2024?

The filing mentions 'Other Events' as a category, but the specific nature of these events is not detailed in the provided excerpt.

What is the significance of the 'Financial Statements and Exhibits' being included in this 8-K?

The inclusion of 'Financial Statements and Exhibits' suggests that the filing may contain updated financial information or supporting documents relevant to the reported events.

When was PennantPark Floating Rate Capital Ltd. incorporated or organized?

The filing states the company is incorporated in Maryland.

What was the former name of PennantPark Floating Rate Capital Ltd. and when did the name change occur?

The former name was PennantPark Senior Floating Rate Fund Inc., and the date of the name change was October 29, 2010.

Filing Stats: 752 words · 3 min read · ~3 pages · Grade level 10.8 · Accepted 2024-12-26 16:05:09

Key Financial Figures

Filing Documents

01. Other Events

Item 8.01. Other Events. On December 18, 2024, PennantPark Floating Rate Funding I, LLC, a wholly-owned subsidiary of PennantPark Floating Rate Capital Ltd., upsized its Revolving Credit and Security Agreement (the "Credit Facility") with Truist Bank, as administrative agent, and the other lenders and parties thereto, from $636 million to $736 million pursuant to a facility amount increase request in accordance with the terms of the Credit Facility.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On December 26, 2024, the Registrant issued a press release, included herewith as Exhibit 99.1, and by this reference incorporated herein. The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Floating Rate Capital Ltd. files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. dated December 26, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: December 26, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

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