PennantPark Files 8-K for Material Agreement

TL;DR

PFLT signed a material definitive agreement on 8/8/25, filed 8/13/25.

AI Summary

PennantPark Floating Rate Capital Ltd. (PFLT) filed an 8-K on August 13, 2025, reporting a material definitive agreement entered into on August 8, 2025. The filing also includes financial statements and exhibits. The company's principal executive offices are located at 1691 Michigan Avenue, Miami Beach, Florida.

Why It Matters

This filing indicates a significant new agreement for PennantPark Floating Rate Capital Ltd., which could impact its financial operations and future business strategies.

Risk Assessment

Risk Level: low — The filing is a standard 8-K reporting a material agreement, with no immediate negative financial implications disclosed.

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• August 8, 2025 (date) — Date of earliest event reported
• August 13, 2025 (date) — Date of report
• 1691 Michigan Avenue, Miami Beach, Florida 33139 (location) — Address of principal executive offices
• 590 Madison Avenue, 15th Floor, New York, NY 10022 (location) — Business and Mail Address

FAQ

Key Financial Figures

• $0.001 — ch Registered Common Stock, par value $0.001 per share PFLT The New York Stock E
• $200 million — y and HL have committed to invest up to $200 million in the aggregate in the Joint Venture,
• $150 million — the Company committing to invest up to $150 million and HL committing to invest up to $50 m
• $50 million — llion and HL committing to invest up to $50 million. Investments by each of the Company and

Filing Documents

• pflt-20250808.htm (8-K) — 47KB
• pflt-ex10_1.htm (EX-10.1) — 486KB
• 0000950170-25-108014.txt ( ) — 699KB
• pflt-20250808.xsd (EX-101.SCH) — 29KB
• pflt-20250808_htm.xml (XML) — 4KB

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. On August 8, 2025, PennantPark Floating Rate Capital Ltd. (the "Company"), and a fund managed by Hamilton Lane ("HL") entered into an amended and restated limited liability company agreement (the "LLC Agreement") to co-manage a newly-formed joint venture, PennantPark Senior Secured Loan Fund II LLC (the "Joint Venture"). The Joint Venture is expected to invest primarily in middle market loans. The Company and HL have committed to invest up to $200 million in the aggregate in the Joint Venture, with the Company committing to invest up to $150 million and HL committing to invest up to $50 million. Investments by each of the Company and HL will be made in the form of membership interests in the Company and secured notes to the Joint Venture. All portfolio and other material decisions regarding the Joint Venture must be submitted to its board of managers, which is comprised of an equal number of representatives from each of the Company and HL. Further, all portfolio and other material decisions require the affirmative vote of at least one board member designated by the Company and one board member from HL. The description above is only a summary of the material terms of the LLC Agreement and is qualified in its entirety by reference to the LLC Agreement, a copy of which is filed as Exhibit 10.1 to this Form 8-K.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits 10.1 Limited Liability Company Agreement of PennantPark Senior Secured Loan Fund II LLC, dated as of August 8, 2025, by and between PennantPark Floating Rate Capital Ltd. and HL SCOPE RIC LLC SIGNATURE Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 13, 2025 PENNANTPARK INVESTMENT CORPORATION By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR