PennantPark Files 8-K: Reg FD, Other Events, Financials

TL;DR

PNNT filed an 8-K covering Reg FD, other events, and financials. Check for updates.

AI Summary

PennantPark Floating Rate Capital Ltd. filed an 8-K on August 27, 2025, reporting on various events. The filing includes information related to Regulation FD Disclosure, Other Events, and Financial Statements and Exhibits. The company, formerly known as PennantPark Senior Floating Rate Fund Inc., is incorporated in Maryland and headquartered in Miami Beach, Florida.

Why It Matters

This 8-K filing provides updates on regulatory disclosures, significant events, and financial statements for PennantPark Floating Rate Capital Ltd., offering insights into the company's ongoing operations and compliance.

Risk Assessment

Risk Level: low — This filing is a routine 8-K reporting on standard corporate events and disclosures, not indicating any immediate financial distress or significant negative news.

Key Numbers

• 814-00891 — Commission File Number (Identifies the company's SEC filing record)
• 27-3794690 — I.R.S. Employer Identification No. (Company's tax identification number)

Key Players & Entities

• PennantPark Floating Rate Capital Ltd. (company) — Registrant
• August 27, 2025 (date) — Date of earliest event reported
• Maryland (jurisdiction) — State of Incorporation
• Miami Beach, Florida (location) — Principal Executive Offices
• PennantPark Senior Floating Rate Fund Inc. (company) — Former company name

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share PFLT The New York Stock Excha
• $250 million — ansactions a portfolio of approximately $250 million of assets, including from TSO Puma SPV,

Filing Documents

• f8k_090225.htm (8-K) — 18KB
• exh_991.htm (EX-99.1) — 4KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-25-005676.txt ( ) — 221KB
• gnw-20250101.xsd (EX-101.SCH) — 3KB
• gnw-20250101_def.xml (EX-101.DEF) — 25KB
• gnw-20250101_lab.xml (EX-101.LAB) — 35KB
• gnw-20250101_pre.xml (EX-101.PRE) — 24KB
• f8k_090225_htm.xml (XML) — 3KB

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This press release may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Floating Rate Capital Ltd. undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Other Events

Item 8.01. Other Events. On September 2, 2025, PennantPark Floating Rate Capital Ltd. ("PFLT") issued a press release announcing that last week, it acquired through a series of transactions a portfolio of approximately $250 million of assets, including from TSO Puma SPV, LLC, an affiliate of Towerbrook Capital Partners. This portfolio was distributed in connection with the winding down of PennantPark-TSO Senior Loan Fund, LP, an unconsolidated limited partnership. The average spread and credit statistics are generally in-line with PFLT's existing portfolio. PFLT acquired these assets at their most recently determined fair market value.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Floating Rate Capital Ltd. Dated September 2, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Floating Rate Capital Ltd. Date: September 2, 2025 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K filing on SEC EDGAR