Pennantpark Investment CORP (PNNT) — SEC Filings
Latest SEC filings for Pennantpark Investment CORP. Recent DEF 14A filing on Dec 17, 2025. AI-decoded analysis of earnings, risk factors, and insider trade
View Pennantpark Investment CORP on SEC EDGAR
Overview
Pennantpark Investment CORP (PNNT) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Dec 17, 2025: PENNANTPARK INVESTMENT CORP (PNNT) is holding its 2026 Annual Meeting of Stockholders virtually on February 3, 2026, at 9:30 a.m. Eastern Time. Key proposals include the election of two directors to serve three-year terms until the 2029 annual meeting and the ratification of RSM US LLP as the indepe
Sentiment Summary
Across 50 filings, the sentiment breakdown is: 1 bullish, 2 bearish, 47 neutral. The dominant filing sentiment for Pennantpark Investment CORP is neutral.
Filing Type Overview
Pennantpark Investment CORP (PNNT) has filed 2 DEF 14A, 39 8-K, 2 10-K, 2 8-K/A, 4 10-Q, 1 10-K/A with the SEC between May 2024 to Dec 2025.
Filings by Year
Recent Filings (50)
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PNNT Sets Virtual 2026 Annual Meeting, Board Backs Director Elections, Auditor
— DEF 14A · Dec 17, 2025 Risk: low
PENNANTPARK INVESTMENT CORP (PNNT) is holding its 2026 Annual Meeting of Stockholders virtually on February 3, 2026, at 9:30 a.m. Eastern Time. Key proposals in - 8-K Filing — 8-K · Dec 15, 2025
- 8-K Filing — 8-K · Dec 2, 2025
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PennantPark Navigates Middle-Market with $443.6M Non-Affiliate Value
— 10-K · Nov 24, 2025 Risk: high
PENNANTPARK INVESTMENT CORP (PNNT) operates as a Business Development Company (BDC) focused on generating current income and capital appreciation through debt a -
PennantPark Investment Corp Files 8-K on Financials
— 8-K · Nov 24, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on November 24, 2025, reporting on its results of operations and financial condition. The filing includes financ - 8-K Filing — 8-K · Nov 4, 2025
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PennantPark Investment Corp Files 8-K Amendment
— 8-K/A · Oct 10, 2025 Risk: low
PennantPark Investment Corporation filed an amendment (8-K/A) on October 10, 2025, to a previous filing. The amendment pertains to "Other Events" and does not i -
PennantPark Investment Corp. Files 8-K
— 8-K · Oct 3, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on October 3, 2025, reporting on matters including Regulation FD Disclosure and Financial Statements and Exhibits. The -
PennantPark Investment Corp Files 8-K
— 8-K · Oct 2, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on October 2, 2025, reporting on financial statements and exhibits. The filing does not contain specific financi -
PennantPark Investment Corp. Files 8-K on Financials
— 8-K · Aug 11, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on August 11, 2025, reporting on its results of operations and financial condition. The filing also includes financial -
PNNT Q3 Net Investment Income Dips to $0.16/Share Amid Portfolio Shifts
— 10-Q · Aug 11, 2025 Risk: medium
PENNANTPARK INVESTMENT CORP (PNNT) reported total investment income of $29.5 million for the three months ended June 30, 2025, a decrease from $31.2 million in -
PennantPark Investment Corp. Files 8-K
— 8-K · Jul 14, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on July 14, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing does not cont -
PennantPark Investment Corp Files 8-K
— 8-K · Jul 3, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on July 3, 2025, reporting on Regulation FD disclosures and financial statements. The filing details the company -
PennantPark Investment Corp. Files 8-K
— 8-K · Jul 2, 2025 Risk: low
On July 2, 2025, PennantPark Investment Corp. filed an 8-K report. The filing primarily concerns Regulation FD disclosures and financial statements and exhibits -
PennantPark to Acquire Golub Capital Debt Portfolio
— 8-K · Jun 6, 2025 Risk: medium
PennantPark Investment Corp. announced on May 15, 2025, that it has entered into a definitive agreement to acquire a portfolio of debt investments from an affil -
PennantPark Investment Corp. Files 8-K
— 8-K · Jun 3, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on June 3, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing does not conta -
PennantPark Investment Corp. Files 8-K on Financials
— 8-K · May 12, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on May 12, 2025, reporting on its results of operations and financial condition. The filing includes financial stateme - 10-Q Filing — 10-Q · May 12, 2025
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PennantPark Investment Corp. Files 10-K/A Amendment
— 10-K/A · May 2, 2025 Risk: low
PennantPark Investment Corp. filed an amendment (10-K/A) to its annual report for the fiscal year ended September 30, 2024. The filing, dated May 2, 2025, provi -
PennantPark Investment Corp. Files 8-K
— 8-K · May 2, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on May 2, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing details the com -
PennantPark Investment Corp. Reports Director Changes and Compensation Updates
— 8-K · Apr 17, 2025 Risk: low
PennantPark Investment Corp. announced on April 15, 2025, changes in its board of directors and executive compensation. Specifically, the company reported the d -
PennantPark Investment Corp. Files 8-K
— 8-K · Apr 3, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on April 3, 2025, reporting information under Regulation FD Disclosure and Financial Statements and Exhibits. The fili -
PennantPark Investment Corp. Files 8-K
— 8-K · Apr 2, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on April 2, 2025, reporting under Regulation FD Disclosure and Financial Statements and Exhibits. The filing details t -
PennantPark Investment Corp Files 8-K
— 8-K · Mar 4, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on March 4, 2025, reporting on matters including Regulation FD Disclosure and Financial Statements and Exhibits. -
PennantPark Investment Corp. Files 8-K on Financials
— 8-K · Feb 10, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on February 10, 2025, reporting results of operations and financial condition, along with financial statements and exh -
PennantPark Investment Corp. Q3 2024 10-Q Filing
— 10-Q · Feb 10, 2025 Risk: medium
PennantPark Investment Corp. (PNNT) filed its 10-Q for the quarter ended December 31, 2024. The company reported investments in non-controlled, non-affiliated p -
PennantPark Investment Corp Files 8-K on Shareholder Votes
— 8-K · Feb 6, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on February 6, 2025, reporting on matters submitted to a vote of security holders on February 4, 2025. The filin -
PennantPark Investment Corp Files 8-K
— 8-K · Feb 5, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on February 5, 2025, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing deta -
PennantPark Investment Corp. Files 8-K
— 8-K · Jan 16, 2025 Risk: low
PennantPark Investment Corp. filed an 8-K on January 16, 2025, reporting on its results of operations and financial condition. The filing does not contain speci -
PennantPark Investment Corp Files 8-K
— 8-K · Jan 8, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on January 8, 2025, reporting information under Regulation FD Disclosure and Financial Statements and Exhibits. -
PennantPark Investment Corp Files 8-K
— 8-K · Jan 3, 2025 Risk: low
PennantPark Investment Corporation filed an 8-K on January 3, 2025, reporting information under Regulation FD Disclosure and Financial Statements and Exhibits. -
PennantPark Investment Corp. Files Definitive Proxy Statement
— DEF 14A · Dec 11, 2024 Risk: low
PennantPark Investment Corp. filed its definitive proxy statement on December 11, 2024, for the fiscal year ending September 30, 2024. The filing, designated as -
PennantPark Investment Corp. Files 8-K
— 8-K · Dec 3, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on December 3, 2024, reporting information under Regulation FD Disclosure and Financial Statements and Exhibits. The f -
PennantPark Investment Corp Files 8-K/A Amendment
— 8-K/A · Nov 26, 2024 Risk: low
PennantPark Investment Corporation filed an amendment (8-K/A) on November 26, 2024, to a previous report dated November 25, 2024. This amendment pertains to the -
PennantPark Investment Corp. Files 2024 Annual Report
— 10-K · Nov 26, 2024 Risk: medium
PennantPark Investment Corp. filed its annual report for the fiscal year ended September 30, 2024. The company is registered in Maryland and its common stock tr -
PennantPark Investment Corp. Files 8-K on Financials
— 8-K · Nov 25, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on November 25, 2024, reporting on its results of operations and financial condition, and providing financial statemen -
PennantPark Investment Corp. Files 8-K
— 8-K · Nov 4, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on November 4, 2024, reporting a Regulation FD Disclosure and Financial Statements and Exhibits. The filing does not c -
PennantPark Investment Corp. Files 8-K
— 8-K · Oct 22, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on October 22, 2024, reporting on its results of operations and financial condition, as well as other events. The fili -
PennantPark Investment Corp Files 8-K
— 8-K · Oct 3, 2024 Risk: low
PennantPark Investment Corporation filed an 8-K on October 3, 2024, reporting on Regulation FD disclosures and financial statements. The filing provides updated -
PennantPark Investment Corp. Files 8-K
— 8-K · Oct 2, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on October 2, 2024, reporting on Regulation FD disclosures and financial statements. The filing details the company's -
PennantPark Investment Corp. Files 8-K: Material Agreement
— 8-K · Sep 4, 2024 Risk: medium
PennantPark Investment Corp. entered into a Material Definitive Agreement on August 28, 2024. The filing also includes Regulation FD Disclosure and Financial St -
PennantPark Investment Corp Files 8-K
— 8-K · Sep 4, 2024 Risk: low
PennantPark Investment Corporation filed an 8-K on September 4, 2024, to report on a Regulation FD Disclosure and Financial Statements and Exhibits. The filing -
PennantPark Investment Corp. Files 8-K
— 8-K · Aug 7, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on August 7, 2024, reporting on its results of operations and financial condition. The filing includes financial state -
PennantPark Investment Corp. 10-Q: Portfolio Investments Detailed
— 10-Q · Aug 7, 2024 Risk: medium
PennantPark Investment Corp. (PNNT) filed its 10-Q for the period ending June 30, 2024. The filing details investments in non-controlled, non-affiliated portfol -
PennantPark Investment Corp Files 8-K
— 8-K · Aug 2, 2024 Risk: low
PennantPark Investment Corporation filed an 8-K on August 2, 2024, reporting on Regulation FD disclosures and financial statements. The filing details the compa -
PennantPark to Acquire $100M Loan Portfolio
— 8-K · Jul 12, 2024 Risk: medium
PennantPark Investment Corporation announced on July 12, 2024, that it has entered into a definitive agreement to acquire a portfolio of approximately $100 mill -
PennantPark to Acquire $100M Debt Portfolio
— 8-K · Jul 3, 2024 Risk: medium
PennantPark Investment Corp. announced on July 3, 2024, that it has entered into a definitive agreement to acquire a portfolio of debt investments from a third- -
PennantPark Prices $100M Notes Offering
— 8-K · Jul 2, 2024 Risk: medium
PennantPark Investment Corp. announced on July 2, 2024, that it has priced a public offering of $100 million aggregate principal amount of its 7.125% senior uns -
PennantPark Investment Corp. Files 8-K
— 8-K · Jun 4, 2024 Risk: medium
PennantPark Investment Corp. entered into a material definitive agreement on June 4, 2024. The filing is a Form 8-K, indicating a significant event for the comp -
PennantPark Investment Corp. Files 8-K on Financials
— 8-K · May 8, 2024 Risk: low
PennantPark Investment Corp. filed an 8-K on May 8, 2024, reporting on its results of operations and financial condition, and including financial statements and
Risk Profile
Risk Assessment: Of PNNT's 46 recent filings, 1 were flagged as high-risk, 10 as medium-risk, and 35 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Arthur H. Penn
- Thomas J. Friedmann
- Adam K. Bernstein
- Marshall Brozost
- Jeffrey Flug
Industry Context
PennantPark Investment Corp. operates as a business development company (BDC) within the financial services sector. BDCs typically invest in small and medium-sized U.S. companies, providing debt and equity capital. The industry is sensitive to interest rate changes, economic cycles, and regulatory environments impacting lending and investment activities.
Top Tags
filing (10) · financial-reporting (7) · 8-k (6) · regulation-fd (6) · sec-filing (5) · 8-K (5) · results-of-operations (4) · corporate-filing (4) · disclosure (4) · corporate-disclosure (4)
Key Numbers
- Annual Meeting Date: February 3, 2026 — Date of the 2026 Annual Meeting of Stockholders
- Annual Meeting Time: 9:30 a.m. — Eastern Time for the virtual Annual Meeting
- Record Date: December 3, 2025 — Date for determining stockholders eligible to vote
- Shares Outstanding: 65,296,094 — Common Stock outstanding on the Record Date
- Par Value per Share: $0.001 — Par value of the Company's common stock
- Shares Owned by Arthur H. Penn: 1,306,833 — Represents 2% of outstanding common stock
- Shares Owned by Directors and Executive Officer Group: 2,124,131 — Represents 3% of outstanding common stock
- Estimated Solicitor Cost: $60,000 — Estimated expense if a proxy solicitor is retained
- Directors to be Elected: 2 — Number of directors to be elected for a three-year term
- Fiscal Year End: September 30, 2026 — Fiscal year for which RSM US LLP will serve as auditor
- Market Value of Non-Affiliate Common Stock: $443.6M — As of March 31, 2025, based on a closing price of $7.03, indicating significant public float.
- Total Investments by Investment Adviser: $27.2B — Since 2007, across 738 companies, demonstrating extensive experience.
- PNNT Investments by Investment Adviser: $9.6B — Part of the total, invested in 402 companies, showing PNNT's portfolio size.
- Average Investment Size: $10M-$50M — Per middle-market company, indicating the typical scale of PNNT's individual investments.
- Target Company Annual Revenues: $50M-$1B — Defining the 'middle-market' segment PNNT targets.
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Frequently Asked Questions
What are the latest SEC filings for Pennantpark Investment CORP (PNNT)?
Pennantpark Investment CORP has 50 recent SEC filings from May 2024 to Dec 2025, including 39 8-K, 4 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of PNNT filings?
Across 50 filings, the sentiment breakdown is: 1 bullish, 2 bearish, 47 neutral. The dominant sentiment is neutral.
Where can I find Pennantpark Investment CORP SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Pennantpark Investment CORP (PNNT) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Pennantpark Investment CORP?
Key financial highlights from Pennantpark Investment CORP's most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for PNNT?
The investment thesis for PNNT includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Pennantpark Investment CORP?
Key executives identified across Pennantpark Investment CORP's filings include Arthur H. Penn, Thomas J. Friedmann, Adam K. Bernstein, Marshall Brozost, Jeffrey Flug.
What are the main risk factors for Pennantpark Investment CORP stock?
Of PNNT's 46 assessed filings, 1 were flagged high-risk, 10 medium-risk, and 35 low-risk.
What are recent predictions and forward guidance from Pennantpark Investment CORP?
Forward guidance and predictions for Pennantpark Investment CORP are extracted from SEC filings as they are enriched.