PennantPark Investment Corp. Files Definitive Proxy Statement

TL;DR

PennantPark Investment Corp. filed its DEF 14A proxy statement. Shareholders get info on governance & voting.

AI Summary

PennantPark Investment Corp. filed its definitive proxy statement on December 11, 2024, for the fiscal year ending September 30, 2024. The filing, designated as DEF 14A, outlines the company's corporate governance and shareholder matters. Key details regarding the company's business address at 590 Madison Avenue, New York, NY, and its phone number (212-905-1000) are provided.

Why It Matters

This filing provides shareholders with crucial information about the company's leadership, executive compensation, and voting matters, enabling informed participation in corporate decisions.

Risk Assessment

Risk Level: low — This is a routine regulatory filing (DEF 14A) that provides information to shareholders and does not inherently indicate new risks.

Key Numbers

• 0930 — Fiscal Year End (Indicates the end of the reporting period for financial information.)

Key Players & Entities

• PENNANTPARK INVESTMENT CORP (company) — Registrant
• 590 MADISON AVENUE (location) — Business Address
• NEW YORK (location) — City
• 212-905-1000 (phone_number) — Business Phone

FAQ

Key Financial Figures

• $0.001 — ompany’s common stock, par value $0.001 per share (the “Common Stock&#x2
• $60,000 — stimated that we will pay approximately $60,000 for such services. If we engage a solic
• $100,001 — pendent directors Adam K. Bernstein $100,001 - $500,000 $100,001 - $500,000 Mars
• $500,000 — ectors Adam K. Bernstein $100,001 - $500,000 $100,001 - $500,000 Marshall Brozos
• $500,000 M — tein $100,001 - $500,000 $100,001 - $500,000 Marshall Brozost $100,001 - $500,000
• $1,000,000 — 00,001 - $500,000 Jeffrey Flug Over $1,000,000 Over $1,000,000 Samuel L. Katz Ov
• $1 — (1) Dollar ranges are as follows: None; $1-$10,000; $10,001-$50,000; $50,001-$100,
• $10,000 — Dollar ranges are as follows: None; $1-$10,000; $10,001-$50,000; $50,001-$100,000; $10
• $10,001 — anges are as follows: None; $1-$10,000; $10,001-$50,000; $50,001-$100,000; $100,001-$50
• $50,000 — e as follows: None; $1-$10,000; $10,001-$50,000; $50,001-$100,000; $100,001-$500,000; $
• $50,001 — ows: None; $1-$10,000; $10,001-$50,000; $50,001-$100,000; $100,001-$500,000; $500,001-$
• $100,000 — e; $1-$10,000; $10,001-$50,000; $50,001-$100,000; $100,001-$500,000; $500,001-$1,000,000
• $500,001 — 0; $50,001-$100,000; $100,001-$500,000; $500,001-$1,000,000 or over $1,000,000. (2) Al

Filing Documents

• pnnt-2025-def_14a.htm (DEF 14A) — 399KB
• img193678721_0.jpg (GRAPHIC) — 30KB
• img193678721_1.jpg (GRAPHIC) — 4KB
• img193678721_2.jpg (GRAPHIC) — 4KB
• img193678721_3.jpg (GRAPHIC) — 2KB
• img193678721_4.jpg (GRAPHIC) — 395KB
• img193678721_5.jpg (GRAPHIC) — 227KB
• img193678721_6.jpg (GRAPHIC) — 508KB
• img193678721_7.jpg (GRAPHIC) — 553KB
• 0000950170-24-135368.txt ( ) — 2774KB

Security Ownership of Certain Beneficial Owners and Management

Security Ownership of Certain Beneficial Owners and Management As of the Record Date, to our knowledge, no person would be deemed to “control” (as such term is defined in the Investment Company Act of 1940, as amended (the “1940 Act”)) the Company. Our Board consists of two interested directors and four independent directors. An interested director is an “interested person” of the Company, as defined in the 1940 Act, and independent directors are all other directors (the “Independent Directors”). The following table sets forth, as of the Record Date, certain ownership information with respect to the Common Stock for those persons who directly or indirectly own, control or hold with the power to vote, five percent or more of the Company’s outstanding Common Stock and all officers and directors of the Company, as a group. Name and address (1) Type of ownership (3) Shares Owned Percentage of Common Stock Outstanding Independent directors Adam K. Bernstein Record/Beneficial 31,166 * Marshall Brozost Record/Beneficial 21,678 * Jeffrey Flug Record/Beneficial 299,560 * Samuel L. Katz Record/Beneficial 252,291 * Interested directors Arthur H. Penn (2) Record/Beneficial 1,306,833 2 % Jos é A. Briones, Jr. Record/Beneficial 275,665 * Executive officer Richard T. Allorto, Jr. Record/Beneficial 15,000 — All directors and executive officer as a group (7 persons) 2,202,193 3 % (1) The address for each officer and director is c/o PennantPark, 1691 Michigan Avenue, Miami Beach, Florida 33139. (2) Mr. Penn is the Managing Member of the Adviser and may therefore be deemed to own beneficially the 1,113,423 shares held by the Adviser. (3) Sole voting power. * Less than 1 percent. 4 Dollar Range of Securities Beneficially Owned by Directors The following table sets forth the dollar range of (i) the Common Stock a

View Full Filing

View this DEF 14A filing on SEC EDGAR