PennantPark Investment Corp Files 8-K/A Amendment

TL;DR

PennantPark filed an amendment to its 8-K, updating financial info. Check for details.

AI Summary

PennantPark Investment Corporation filed an amendment (8-K/A) on November 26, 2024, to a previous report dated November 25, 2024. This amendment pertains to the company's results of operations and financial condition, as well as financial statements and exhibits. The filing does not specify new financial figures or material events but serves to amend or supplement prior disclosures.

Why It Matters

This filing indicates an update or correction to previous financial disclosures, which could be important for investors to review for the most accurate and complete financial information.

Risk Assessment

Risk Level: low — The filing is an amendment to a previous report, likely for clarification or minor corrections, and does not appear to introduce new material risks.

Key Players & Entities

• PennantPark Investment Corporation (company) — Registrant
• November 25, 2024 (date) — Earliest event reported date
• November 26, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.001 — ch Registered Common Stock, par value $0.001 per share PNNT The New York Stock Exc

Filing Documents

• f8ka_112524.htm (8-K/A) — 28KB
• exh_991.htm (EX-99.1) — 186KB
• exh991small_1.jpg (GRAPHIC) — 3KB
• 0001171843-24-006575.txt ( ) — 409KB
• pnnt-20241125.xsd (EX-101.SCH) — 3KB
• pnnt-20241125_lab.xml (EX-101.LAB) — 33KB
• pnnt-20241125_pre.xml (EX-101.PRE) — 24KB
• f8ka_112524_htm.xml (XML) — 4KB

02. Results of Operations and Financial Condition

Item 2.02. Results of Operations and Financial Condition On November 25, 2024, the Company, filed the Initial 8-K with a press release announcing its financial results for the fourth quarter and fiscal year ended September 30, 2024 (the "Original Earnings Release"). A copy of the fully corrected press release is attached hereto as Exhibit 99.1, is incorporated herein by reference and supersedes the Original Earnings Release attached as Exhibit 99.1 to the Initial 8-K in its entirety. The information in this report on Form 8-K/A, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K/A shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K/A, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act, the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking of historical facts included in this report on Form 8-K/A are forward-looking statements and are not guarantees of future performance or results, and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made. PennantPark Investment Corporation may use words such as "anticipates," "believes," "expects," "intends," "seeks," "plans," "estimates" and similar expressions to identify forward-looking statements. Such statements are based on currently available operating, financial and competitive information and are subject to various risks and uncertainties that could cause actual results to differ materially from its historical experience and present expectations.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Corrected version of Press Release of PennantPark Investment Corporation dated November 25, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 26, 2024 PENNANTPARK INVESTMENT CORPORATION By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

View Full Filing

View this 8-K/A filing on SEC EDGAR