PennantPark Prices $100M Notes Offering

Ticker: PNNT · Form: 8-K · Filed: Jul 2, 2024 · CIK: 1383414

Pennantpark Investment CORP 8-K Filing Summary
FieldDetail
CompanyPennantpark Investment CORP (PNNT)
Form Type8-K
Filed DateJul 2, 2024
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: debt-offering, financing, notes

Related Tickers: PNNT

TL;DR

PNNT priced $100M of 7.125% notes due 2029, raising cash for investments.

AI Summary

PennantPark Investment Corp. announced on July 2, 2024, that it has priced a public offering of $100 million aggregate principal amount of its 7.125% senior unsecured notes due 2029. The company expects the net proceeds from the offering to be approximately $97.1 million, after deducting underwriting discounts and commissions. These funds are intended to be used for general corporate purposes, which may include funding investments in accordance with its investment objective and strategy.

Why It Matters

This offering allows PennantPark to raise capital, potentially for new investments, which could impact its future portfolio growth and profitability.

Risk Assessment

Risk Level: medium — Issuing unsecured debt increases financial leverage and interest expense, which can heighten risk if investment returns do not keep pace.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of the net proceeds from the note offering?

The net proceeds are intended to be used for general corporate purposes, which may include funding investments in accordance with its investment objective and strategy.

What is the principal amount of the notes being offered?

The company priced a public offering of $100 million aggregate principal amount of its 7.125% senior unsecured notes due 2029.

When did PennantPark Investment Corp. price this offering?

The offering was priced on July 2, 2024.

What is the interest rate on the new notes?

The notes carry a fixed interest rate of 7.125% per annum.

What are the expected net proceeds from the offering?

The company expects net proceeds of approximately $97.1 million, after deducting underwriting discounts and commissions.

Filing Stats: 719 words · 3 min read · ~2 pages · Grade level 11.8 · Accepted 2024-07-02 16:05:27

Key Financial Figures

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On July 2, 2024, PennantPark Investment Corporation issued a press release announcing its monthly distribution. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The information in this report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Forward-Looking Statements

Forward-Looking Statements This report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. You should understand that under Section 27A(b)(2)(B) of the Securities Act and Section 21E(b)(2)(B) of the Exchange Act the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995 do not apply to forward-looking statements made in periodic reports PennantPark Investment Corporation files under the Exchange Act. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (a) Financial statements: None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release of PennantPark Investment Corporation Dated July 2, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PennantPark Investment Corporation Date: July 2, 2024 By: /s/ Richard T. Allorto, Jr. Richard T. Allorto, Jr. Chief Financial Officer & Treasurer

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